25th Aug 2022 10:59
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AVEVA Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to AVEVA Group plc |
(d) Date dealing undertaken: | 24 August 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Schneider Electric SE |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3 5/9p ordinary | Purchase
Sale | 1,344,532
1,044,167 | 30.2100 GBP
30.3100 GBP | 21.5100 GBP
21.5100 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3 5/9p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a Long Position
Opening a Short Position
| 703 154 1,599 543 308 12,633 382 521 872 4,900 232 34,027 4,115 338 2,464 71,122 3,965 1,060 4,257 4,302 2,785 48,243 2,841 2,186 1,404 4,358 31,699 5,094 15,891 12,442 854 4,900 5,754 4,011 3,776 5,094 9,599 9,039 30,538 122,190
4,274 633 67,866 23 223 1,901 8,600 877 1,940 587 6,522 15,000 396 12,500 12,500
64 20 2,199 6,225 14 65,377 324 1 2,522 21 6,583 9,472
133 8,204 12,113 7,204 1,007 224 4,152 191 587 492 9,163 396
177 1,940 23,512 1,033 1,632 8,554 450 2,445 129 831 23,000 149 5,407 1,336 13,345 506 900 823 6,815 4,500 42,431
100 51 176 1,176 900 23,512 243 2,422 450 5,138 3,577 40,000 1,014 23,000 242 163 713 2,678 5,910 26,019 2,431 | 21.6825 GBP 21.7893 GBP 21.7894 GBP 23.8071 GBP 24.1310 GBP 25.4840 GBP 25.7679 GBP 26.1000 GBP 26.1373 GBP 26.1566 GBP 26.3063 GBP 26.4130 GBP 26.9892 GBP 27.2094 GBP 27.3333 GBP 27.3814 GBP 27.6063 GBP 27.7063 GBP 27.7064 GBP 27.7408 GBP 27.8100 GBP 27.8301 GBP 27.8310 GBP 27.8321 GBP 27.8403 GBP 27.8421 GBP 27.8423 GBP 27.8479 GBP 27.8503 GBP 27.8506 GBP 27.8574 GBP 27.9976 GBP 28.0970 GBP 28.0978 GBP 28.3531 GBP 28.9936 GBP 29.0147 GBP 29.0381 GBP 29.3204 GBP 29.5741 GBP
21.9200 GBP 25.8915 GBP 26.9634 GBP 26.9797 GBP 27.7546 GBP 27.7895 GBP 27.8009 GBP 27.8081 GBP 27.8096 GBP 27.8485 GBP 28.2378 GBP 28.9444 GBP 29.0109 GBP 29.1222 GBP 29.6303 GBP
21.5497 GBP 24.5033 GBP 26.7452 GBP 27.0653 GBP 27.0693 GBP 27.1084 GBP 27.8058 GBP 27.8072 GBP 27.9708 GBP 28.3894 GBP 28.6899 GBP 29.6791 GBP
21.7368 GBP 25.9838 GBP 26.2453 GBP 27.2208 GBP 27.3671 GBP 27.4204 GBP 27.6853 GBP 27.8100 GBP 27.8485 GBP 28.1662 GBP 28.3159 GBP 29.0109 GBP
23.9917 GBP 24.9826 GBP 25.2492 GBP 26.0355 GBP 26.6835 GBP 26.7301 GBP 26.7433 GBP 26.9245 GBP 27.0042 GBP 27.3792 GBP 27.4100 GBP 27.4699 GBP 27.6899 GBP 27.7083 GBP 27.8099 GBP 28.2050 GBP 28.7516 GBP 29.0415 GBP 29.0563 GBP 29.0991 GBP 29.7968 GBP
21.5101 GBP 21.6334 GBP 21.9101 GBP 22.3159 GBP 22.3567 GBP 22.9006 GBP 23.9129 GBP 24.3327 GBP 26.3749 GBP 27.2161 GBP 27.2233 GBP 27.3196 GBP 27.3252 GBP 27.3290 GBP 27.3908 GBP 27.4201 GBP 27.4347 GBP 27.6459 GBP 27.6944 GBP 27.8100 GBP 28.9687 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 25 August 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
AVV.L