29th Jul 2019 10:58
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aston Martin Lagonda Global Holdings plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Aston Martin Lagonda Global Holdings plc |
(d) Date dealing undertaken: | 26 July 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase
Sale | 555,096
508,801 | 6.4072 GBP
6.5110 GBP | 5.9690 GBP
5.9710 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 5,193 78,928 2,800 2 11,625 10,849 17,577 11,500 1 100,000 3,665 3,850 2,228 299 37 923 377 378
140,000 14 1,832 660 81 30,180 119 1,355 25,000 1,296 8,228 18 3,877 135 16 19,744 689 930 26 38 12,516 26,716 645 20,510 | 6.0417 GBP 6.0420 GBP 6.0959 GBP 6.1054 GBP 6.1418 GBP 6.1509 GBP 6.1529 GBP 6.1640 GBP 6.1699 GBP 6.1984 GBP 6.2498 GBP 6.3597 GBP 6.3598 GBP 6.3897 GBP 6.4149 GBP 6.4150 GBP 6.4151 GBP 6.4185 GBP
5.9945 GBP 6.0002 GBP 6.0265 GBP 6.0282 GBP 6.0347 GBP 6.0420 GBP 6.0422 GBP 6.0423 GBP 6.0452 GBP 6.0453 GBP 6.0565 GBP 6.0661 GBP 6.0670 GBP 6.0773 GBP 6.0808 GBP 6.0946 GBP 6.1000 GBP 6.1050 GBP 6.1102 GBP 6.1302 GBP 6.1429 GBP 6.1501 GBP 6.1640 GBP 6.1797 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary Share |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 29 July 2019 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Aston Martin Lagonda