26th Jul 2019 10:23
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aston Martin Lagonda Global Holdings plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Aston Martin Lagonda Global Holdings plc |
(d) Date dealing undertaken: | 25 July 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Share | Purchase
Sale | 428,819
508,012 | 7.8806
7.5300 | 6.3033
6.3060 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 2,391 50,398 11,082 26 616 131 263 417 2,065 422 229 7,400 536 6,614 197,409 100 308 789 7,576 3,329 2,930 264 119 9,788 682 19,235 2,689 18,224 17 250 1,660 153 2,124 735 85 666
2,483 8,529 908 1,940 13,060 620 9,380 200 8,229 3,230 17,020 6,298 369 89,710 44,849 262 3,838 27,540 4,515 6,851 1,201 1,635 1,139 | 6.3055 GBP 6.3060 GBP 6.3425 GBP 6.3655 GBP 6.3714 GBP 6.3847 GBP 6.3848 GBP 6.3870 GBP 6.3890 GBP 6.3988 GBP 6.4158 GBP 6.4289 GBP 6.4303 GBP 6.4771 GBP 6.4924 GBP 6.5064 GBP 6.5070 GBP 6.6005 GBP 6.6193 GBP 6.6667 GBP 6.7569 GBP 6.7573 GBP 6.7597 GBP 6.7947 GBP 6.8262 GBP 6.8405 GBP 6.8476 GBP 6.8530 GBP 7.0308 GBP 7.0445 GBP 7.1294 GBP 7.1295 GBP 7.1320 GBP 7.2223 GBP 7.2647 GBP 7.3600 GBP
6.3061 GBP 6.3063 GBP 6.3576 GBP 6.3711 GBP 6.3948 GBP 6.3959 GBP 6.4085 GBP 6.5180 GBP 6.6575 GBP 6.7473 GBP 6.7570 GBP 6.9337 GBP 6.9680 GBP 6.9755 GBP 6.9845 GBP 6.9960 GBP 7.0238 GBP 7.0348 GBP 7.0510 GBP 7.0782 GBP 7.1051 GBP 7.1114 GBP 7.8806 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary Share |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 26 July 2019 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Aston Martin Lagonda