30th Aug 2019 10:40
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aston Martin Lagonda Global Holdings plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Aston Martin Lagonda Global Holdings plc |
(d) Date dealing undertaken: | 29 August 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Share | Purchase
Sale | 75,946
62,961 | 4.8212
4.8210 | 4.5847
4.5938 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 1,114 2,100 619 723 3,909 16 450 28 2,783 1,605 655 5,977 5 1,837 327 172 280 805 784 221 264 899 2,817 4 1,738 54 189 25 11 12 83 459 1,608 436 511 12,145
848 937 571 878 5,717 584 1,900 416 3,926 1,624 4,530 2,326 404 5,204 823 1,217 173 4,107 1,281 16,689 1,805 5,132 | 4.6310 GBP 4.6313 GBP 4.6338 GBP 4.6450 GBP 4.6451 GBP 4.6462 GBP 4.6543 GBP 4.6670 GBP 4.6800 GBP 4.6840 GBP 4.6842 GBP 4.6982 GBP 4.6998 GBP 4.7014 GBP 4.7038 GBP 4.7067 GBP 4.7090 GBP 4.7092 GBP 4.7216 GBP 4.7217 GBP 4.7230 GBP 4.7253 GBP 4.7256 GBP 4.7278 GBP 4.7320 GBP 4.7370 GBP 4.7431 GBP 4.7463 GBP 4.7470 GBP 4.7471 GBP 4.8179 GBP 4.8203 GBP 4.8206 GBP 4.8208 GBP 4.8209 GBP 4.8210 GBP
4.5943 GBP 4.6297 GBP 4.6343 GBP 4.6363 GBP 4.6453 GBP 4.6480 GBP 4.6592 GBP 4.6612 GBP 4.6666 GBP 4.6830 GBP 4.6894 GBP 4.6911 GBP 4.7068 GBP 4.7121 GBP 4.7193 GBP 4.7287 GBP 4.7591 GBP 4.7677 GBP 4.8054 GBP 4.8210 GBP 4.8211 GBP 4.8212 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary Share |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 30 August 2019 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Aston Martin Lagonda