16th Aug 2019 11:05
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aston Martin Lagonda Global Holdings plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Aston Martin Lagonda Global Holdings plc |
(d) Date dealing undertaken: | 15 August 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Share | Purchase
Sale | 312,988
595,803 | 4.7049
4.7004 | 3.7408
3.7609 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 774 1,994 1,409 14,082 1,782 10,172 378 14,216 11,267 45,397 8,363 52,078 17,690 2,029 2 260 3,381 163 200 1,231 26 200,000 26,151 6,311 11,757 20,000 61,461 1,554 8,164 2,428 1,314 39 1,317
106 16 1 1,104 267 739 2,576 8,186 1,203 161 2,264 14,287 191 1,050 1,221 827 3,125 1,400 99 10,921 139 5,200 2,729 116 524 2,708 6,128 21,454 112,421 17,431 4,301 353 1,212 4,844 377 4,339 797 894 397 4,404 10 647 806 15 46 804 764 | 3.8584 GBP 3.9212 GBP 3.9796 GBP 4.1320 GBP 4.1523 GBP 4.2440 GBP 4.2500 GBP 4.2760 GBP 4.2856 GBP 4.3027 GBP 4.3139 GBP 4.3375 GBP 4.3378 GBP 4.3520 GBP 4.3559 GBP 4.3572 GBP 4.3727 GBP 4.3799 GBP 4.3800 GBP 4.3824 GBP 4.3849 GBP 4.3937 GBP 4.3985 GBP 4.4035 GBP 4.4124 GBP 4.4292 GBP 4.4321 GBP 4.4337 GBP 4.4510 GBP 4.4534 GBP 4.5052 GBP 4.6202 GBP 4.6203 GBP
3.7408 GBP 3.7790 GBP 3.7793 GBP 3.8000 GBP 3.8061 GBP 3.8067 GBP 3.8703 GBP 3.8823 GBP 3.9568 GBP 3.9886 GBP 4.0342 GBP 4.0661 GBP 4.1199 GBP 4.1200 GBP 4.1204 GBP 4.1205 GBP 4.1826 GBP 4.2133 GBP 4.2145 GBP 4.2518 GBP 4.2629 GBP 4.3507 GBP 4.3661 GBP 4.3792 GBP 4.3807 GBP 4.3808 GBP 4.3815 GBP 4.3816 GBP 4.3817 GBP 4.3820 GBP 4.3826 GBP 4.3941 GBP 4.3944 GBP 4.3946 GBP 4.4110 GBP 4.4189 GBP 4.4391 GBP 4.4408 GBP 4.4465 GBP 4.4510 GBP 4.4512 GBP 4.4693 GBP 4.5251 GBP 4.5261 GBP 4.5308 GBP 4.5411 GBP 4.6751 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary Share |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 16 August 2019 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Aston Martin Lagonda