29th Oct 2015 11:54
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 28/10/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 4,085,420 | 17.61 GBP | 17.13 GBP |
Common - ISIN GB00B03MM408 | Sale | 4,114,881 | 17.61 GBP | 17.16 GBP |
ADR - ISIN US7802592060 | Sale | 1,763 | 55.78 USD | 55.78 USD |
Common - ISIN GB00B03MLX29 | Purchase | 1,467,682 | 17.5 GBP | 17.07 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,179,630 | 24.35 EUR | 23.69 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,436,724 | 17.52 GBP | 17.03 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,147,783 | 24.34 EUR | 23.71 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,785 | 17.339 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,847 | 17.339 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,342 | 24.075 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 62 | 17.379 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 30,992 | 23.884 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 13,919 | 17.364 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 177 | 23.946 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 663 | 17.313 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 761 | 24.142 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,490 | 24.142 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,180 | 23.905 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 610 | 17.35 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,080 | 17.11 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 300 | 24.167 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 462 | 24.2 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,274 | 24.121 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 650,137 | 24.017 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,126,561 | 17.283 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 500 | 23.896 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,900 | 23.896 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 19 | 23.921 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 183 | 23.921 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,640 | 23.921 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,153 | 17.383 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,998 | 17.383 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,678 | 17.383 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,455 | 24.196 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 93 | 24.159 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,110 | 17.376 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 369 | 17.112 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,438 | 23.951 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,112 | 17.337 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,592 | 17.337 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,810 | 17.337 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 610 | 17.25 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 183 | 17.337 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,122 | 23.807 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 650,410 | 24.019 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,155 | 24.019 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,124,860 | 17.286 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 576 | 17.286 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,832 | 23.87 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,408 | 23.87 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 500 | 23.87 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 400 | 24.164 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 480 | 24.162 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 459 | 24.149 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,640 | 23.885 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 189 | 23.749 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 183 | 23.749 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,326 | 23.887 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 688 | 17.099 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 307 | 17.099 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 105 | 17.099 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,998 | 17.198 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,147 | 17.198 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 38,809 | 23.891 EUR |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,624 | 17.421 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,225 | 17.421 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 60 | 17.452 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,414 | 17.427 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,706 | 17.45 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 20,399 | 17.435 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,854 | 17.356 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,317 | 17.356 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 610 | 17.395 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,450 | 17.37 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 815 | 17.132 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 187 | 17.46 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 400 | 17.43 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 13,000 | 17.436 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,190,345 | 17.37 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 25 | 17.358 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 258 | 17.358 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 368 | 17.358 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 21,753 | 17.321 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,672 | 17.292 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 19,598 | 17.292 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 718 | 17.565 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 67 | 17.565 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,746 | 17.291 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,041 | 17.329 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,463 | 17.375 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,350 | 17.329 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,160 | 17.291 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,006 | 17.34 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 701 | 17.291 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 677 | 17.375 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 407 | 17.34 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 102 | 17.22 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,190,345 | 17.372 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 305 | 17.372 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 25 | 17.294 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 15,469 | 17.22 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 18,950 | 17.299 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 11,135 | 17.28 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 29/10/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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