15th Jun 2015 12:10
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| BG Group PLC | ||
| Royal Dutch Shell PLC | ||
| 12/06/2015 | ||
| YES If YES, specify which: (Royal Dutch Shell PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0008762899 | Purchase | 2,523,554 | 11.09 GBP | 10.86 GBP |
Common - ISIN GB0008762899 | Sale | 1,618,889 | 11.095 GBP | 10.865 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB0008762899 | Swaps | Long | 500 | 10.962 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 473 | 10.962 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 933,773 | 10.96 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 933,773 | 10.962 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 14,000 | 10.931 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 85,000 | 10.97 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 35,925 | 10.88 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 904 | 10.967 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 820 | 10.967 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 404 | 10.905 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 2,618 | 10.947 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 2,752 | 10.936 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 1,964 | 10.967 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 449 | 10.969 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,560 | 10.936 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 710 | 10.939 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 3,692 | 10.937 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 3,574 | 10.93 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 13,287 | 10.934 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 200 | 10.91 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,744 | 11.037 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 26,000 | 10.952 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 54,000 | 10.952 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 24,000 | 10.952 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 54,000 | 10.952 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 18,000 | 10.952 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 4,000 | 10.952 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 112,896 | 10.998 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 85,645 | 10.943 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 115,111 | 11.016 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 136,254 | 11.004 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 116,789 | 11.016 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 111,274 | 10.998 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 42,372 | 10.943 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 134,296 | 11.004 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 84,415 | 10.943 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 55,854 | 10.998 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 9,976 | 10.998 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 10,320 | 11.016 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 67,410 | 11.004 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 57,780 | 11.016 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 12,040 | 11.004 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 7,568 | 10.943 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 7,856 | 10.929 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 12,870 | 10.998 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 65,254 | 10.959 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 35,298 | 10.966 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 29,956 | 10.957 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 12,870 | 10.999 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 7,856 | 10.957 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 15/06/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| Royal Dutch Shell PLC | |||||
| Royal Dutch Shell PLC | |||||
| 12/06/2015 | |||||
| YES If YES, specify which: (BG Group PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB00B03MM408 | Purchase | 1,381,352 | 19.26 GBP | 18.755 GBP | |||
Common - ISIN GB00B03MM408 | Sale | 1,611,185 | 19.26 GBP | 18.755 GBP | |||
Common - ISIN GB00B03MLX29 | Purchase | 775,508 | 26.29 EUR | 25.705 EUR | |||
Common - ISIN GB00B03MLX29 | Purchase | 1,250,945 | 18.99 GBP | 18.515 GBP | |||
Common - ISIN GB00B03MLX29 | Sale | 636,420 | 26.29 EUR | 25.705 EUR | |||
Common - ISIN GB00B03MLX29 | Sale | 1,394,183 | 18.99 GBP | 18.52 GBP | |||
ADR - ISIN US7802592060 | Purchase | 25,005 | 58.07 USD | 58.02 USD | |||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 400 | 18.937 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 55,284 | 18.952 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 2,070 | 18.949 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 721,881 | 18.974 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 666 | 18.977 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 720,339 | 18.977 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 25,000 | 18.874 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 740 | 19.004 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 277 | 18.834 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 418 | 18.814 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 191 | 18.856 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 123 | 18.905 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 60 | 18.905 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 136 | 18.856 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 16,860 | 18.843 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 4,746 | 18.826 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 2,945 | 18.841 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 2,040 | 18.939 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 995 | 19.038 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 328 | 19.038 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 328 | 18.783 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 408 | 19.038 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 2,202 | 18.838 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 2 | 18.825 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 2,838 | 18.838 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 1,168 | 18.825 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 52,018 | 19.077 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 50,285 | 19.026 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 51,270 | 19.077 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 59,815 | 19.036 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 38,146 | 18.871 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 60,688 | 19.036 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 49,561 | 19.026 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 37,598 | 18.871 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 18,872 | 18.871 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 25,736 | 19.077 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 4,596 | 19.077 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 24,877 | 19.026 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 30,024 | 19.036 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 5,363 | 19.036 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 4,443 | 19.026 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 3,372 | 18.871 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 439 | 18.666 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 61 | 18.695 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 85 | 18.695 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 381 | 18.695 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 378 | 18.564 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 306 | 18.576 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 49 | 18.695 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 381 | 18.951 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 55 | 18.576 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 760 | 25.78 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,457 | 18.695 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 31,276 | 18.805 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 17,102 | 18.577 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,077 | 18.678 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,401 | 18.821 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 100 | 18.604 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 440 | 18.837 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 440 | 18.723 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 408,486 | 25.964 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 408,486 | 25.964 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 152 | 25.964 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 881 | 25.964 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 790 | 18.59 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,427 | 18.559 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 783 | 18.559 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 80 | 18.694 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 44,965 | 18.771 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 57,845 | 26.029 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,033 | 25.819 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 755,736 | 18.717 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,285 | 18.717 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 754,815 | 18.718 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,000 | 18.687 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,152 | 18.71 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,151 | 25.792 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 681 | 25.788 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,537 | 25.851 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 484 | 25.777 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 765 | 25.851 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 885 | 25.885 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 401 | 25.851 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,537 | 25.822 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,517 | 18.652 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 219 | 18.624 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,200 | 18.652 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 281 | 18.624 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,240 | 18.652 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 241 | 18.652 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 407 | 18.759 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 350 | 18.709 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 55 | 18.564 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,978 | 18.71 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,869 | 18.71 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 533 | 18.61 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,869 | 18.63 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,511 | 18.68 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 11,578 | 18.96 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 4,340 | 18.96 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 3,083 | 18.94 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 4,340 | 18.88 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 14,661 | 18.98 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 15/06/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L