30th Sep 2016 11:15
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser Busch InBev SA NV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 29 SEPTEMBER 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADRs | PURCHASES | 19,151 | 132.4200 USD | 130.8200 USD |
ADRs | SALES | 3,327 | 132.4000 USD | 131.1600 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | LONG | 684 | 131.1600 USD |
ADRs | CFD | LONG | 155 | 131.1600 USD |
ADRs | CFD | LONG | 759 | 131.1600 USD |
ADRs | CFD | LONG | 200 | 131.4750 USD |
ADRs | CFD | LONG | 100 | 131.6700 USD |
ADRs | CFD | LONG | 200 | 131.9803 USD |
ADRs | CFD | LONG | 300 | 132.2900 USD |
ADRs | CFD | SHORT | 400 | 131.2750 USD |
ADRs | CFD | SHORT | 246 | 131.4439 USD |
ADRs | CFD | SHORT | 185 | 131.4439 USD |
ADRs | CFD | SHORT | 9,350 | 131.5039 USD |
ADRs | CFD | SHORT | 65 | 131.5900 USD |
ADRs | CFD | SHORT | 750 | 131.6003 USD |
ADRs | CFD | SHORT | 200 | 131.6250 USD |
ADRs | CFD | SHORT | 5,500 | 131.8528 USD |
ADRs | CFD | SHORT | 605 | 132.2900 USD |
Ordinary | CFD | LONG | 100 | 116.6500 EUR |
Ordinary | CFD | LONG | 982 | 116.9389 EUR |
Ordinary | CFD | LONG | 4,157 | 117.1784 EUR |
Ordinary | CFD | LONG | 259 | 117.9157 EUR |
Ordinary | CFD | SHORT | 2,388 | 116.8103 EUR |
Ordinary | CFD | SHORT | 47 | 116.9945 EUR |
Ordinary | CFD | SHORT | 231 | 117.0381 EUR |
Ordinary | CFD | SHORT | 575 | 117.2159 EUR |
Ordinary | CFD | SHORT | 2,988 | 117.2159 EUR |
Ordinary | CFD | SHORT | 4,989 | 117.3749 EUR |
Ordinary | CFD | SHORT | 5,134 | 117.5126 EUR |
Ordinary | CFD | SHORT | 8,609 | 117.5217 EUR |
Ordinary | CFD | SHORT | 9,008 | 117.5442 EUR |
Ordinary | CFD | SHORT | 1,018 | 117.7044 EUR |
Ordinary | CFD | SHORT | 1,349 | 117.7044 EUR |
Ordinary | CFD | SHORT | 298 | 117.8249 EUR |
Ordinary | CFD | SHORT | 234 | 117.8249 EUR |
Ordinary | CFD | SHORT | 130 | 117.8249 EUR |
Ordinary | CFD | SHORT | 143 | 117.8249 EUR |
Ordinary | CFD | SHORT | 21 | 117.8249 EUR |
Ordinary | CFD | SHORT | 157 | 117.8249 EUR |
Ordinary | CFD | SHORT | 16 | 117.9842 EUR |
Ordinary | CFD | SHORT | 121 | 117.9842 EUR |
Ordinary | CFD | SHORT | 97 | 117.9842 EUR |
Ordinary | CFD | SHORT | 99 | 117.9842 EUR |
Ordinary | CFD | SHORT | 181 | 117.9842 EUR |
Ordinary | CFD | SHORT | 181 | 117.9842 EUR |
Ordinary | CFD | SHORT | 227 | 117.9842 EUR |
Ordinary | CFD | SHORT | 686 | 118.1424 EUR |
Ordinary | CFD | SHORT | 247 | 118.1424 EUR |
Ordinary | CFD | SHORT | 550 | 118.1424 EUR |
Ordinary | CFD | SHORT | 299 | 118.1424 EUR |
Ordinary | CFD | SHORT | 294 | 118.1424 EUR |
Ordinary | CFD | SHORT | 368 | 118.1424 EUR |
Ordinary | CFD | SHORT | 49 | 118.1424 EUR |
Ordinary | CFD | SHORT | 1,518 | 118.2783 EUR |
Ordinary | CFD | SHORT | 4,142 | 118.2859 EUR |
Ordinary | CFD | SHORT | 285 | 118.2859 EUR |
Ordinary | CFD | SHORT | 953 | 118.5452 EUR |
Ordinary | CFD | SHORT | 10,120 | 118.5452 EUR |
Ordinary | CFD | SHORT | 4,370 | 118.8872 EUR |
Ordinary | CFD | LONG | 915 | 117.0281 EUR |
Ordinary | CFD | LONG | 434 | 1,832.8350 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 30 SEPTEMBER 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L