29th Sep 2016 09:55
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser Busch InBev SA NV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 28 SEPTEMBER 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADRs | PURCHASES | 18,000 | 132.9500 USD | 132.9500 USD |
Ordinary | PURCHASES | 1,447,354 | 119.5500 EUR | 117.4500 EUR |
Ordinary | SALES | 1,206,263 | 119.4500 EUR | 117.5000 EUR |
Ordinary | SALES | 100,000 | 133.8905 USD | 133.8905 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | LONG | 690 | 133.4400 USD |
ADRs | CFD | LONG | 605 | 133.4400 USD |
ADRs | CFD | SHORT | 581 | 132.2400 USD |
ADRs | CFD | SHORT | 581 | 132.2400 USD |
ADRs | CFD | SHORT | 200 | 132.6100 USD |
ADRs | CFD | SHORT | 48 | 133.4400 USD |
ADRs | CFD | SHORT | 130 | 133.4400 USD |
Ordinary | CFD | LONG | 46 | 117.6113 EUR |
Ordinary | CFD | LONG | 960 | 117.6113 EUR |
Ordinary | CFD | LONG | 197 | 117.6113 EUR |
Ordinary | CFD | LONG | 7 | 117.8485 EUR |
Ordinary | CFD | LONG | 14 | 117.8485 EUR |
Ordinary | CFD | LONG | 18 | 117.8485 EUR |
Ordinary | CFD | LONG | 10 | 118.0500 EUR |
Ordinary | CFD | LONG | 4,609 | 118.1478 EUR |
Ordinary | CFD | LONG | 3,098 | 118.1478 EUR |
Ordinary | CFD | LONG | 154 | 118.1478 EUR |
Ordinary | CFD | LONG | 291 | 118.1987 EUR |
Ordinary | CFD | LONG | 199 | 118.2575 EUR |
Ordinary | CFD | LONG | 161 | 118.2575 EUR |
Ordinary | CFD | LONG | 76 | 118.2575 EUR |
Ordinary | CFD | LONG | 73 | 118.3212 EUR |
Ordinary | CFD | LONG | 6,898 | 118.3230 EUR |
Ordinary | CFD | LONG | 2,127 | 118.4229 EUR |
Ordinary | CFD | LONG | 5,101 | 118.5775 EUR |
Ordinary | CFD | LONG | 16,868 | 118.5943 EUR |
Ordinary | CFD | LONG | 2,445 | 118.6030 EUR |
Ordinary | CFD | LONG | 67,471 | 118.6733 EUR |
Ordinary | CFD | LONG | 534 | 118.7000 EUR |
Ordinary | CFD | LONG | 111 | 118.7204 EUR |
Ordinary | CFD | LONG | 3,600 | 118.7307 EUR |
Ordinary | CFD | LONG | 2,253 | 118.7498 EUR |
Ordinary | CFD | LONG | 1,022 | 118.7829 EUR |
Ordinary | CFD | LONG | 16,000 | 118.8000 EUR |
Ordinary | CFD | LONG | 66 | 118.8545 EUR |
Ordinary | CFD | SHORT | 24,440 | 118.0992 EUR |
Ordinary | CFD | SHORT | 90 | 118.1000 EUR |
Ordinary | CFD | SHORT | 20,500 | 118.1340 EUR |
Ordinary | CFD | SHORT | 1,350 | 118.1340 EUR |
Ordinary | CFD | SHORT | 88 | 118.1387 EUR |
Ordinary | CFD | SHORT | 223 | 118.1500 EUR |
Ordinary | CFD | SHORT | 18,727 | 118.1528 EUR |
Ordinary | CFD | SHORT | 186 | 118.2000 EUR |
Ordinary | CFD | SHORT | 2,419 | 118.3244 EUR |
Ordinary | CFD | SHORT | 373 | 118.3244 EUR |
Ordinary | CFD | SHORT | 1,653 | 118.3244 EUR |
Ordinary | CFD | SHORT | 118 | 118.3461 EUR |
Ordinary | CFD | SHORT | 6,901 | 118.4233 EUR |
Ordinary | CFD | SHORT | 15,374 | 118.4234 EUR |
Ordinary | CFD | SHORT | 1,579 | 118.4334 EUR |
Ordinary | CFD | SHORT | 28 | 118.4750 EUR |
Ordinary | CFD | SHORT | 28 | 118.4750 EUR |
Ordinary | CFD | SHORT | 97 | 118.4750 EUR |
Ordinary | CFD | SHORT | 55 | 118.4814 EUR |
Ordinary | CFD | SHORT | 55 | 118.4821 EUR |
Ordinary | CFD | SHORT | 67,471 | 118.4873 EUR |
Ordinary | CFD | SHORT | 55 | 118.4940 EUR |
Ordinary | CFD | SHORT | 755 | 118.5006 EUR |
Ordinary | CFD | SHORT | 97 | 118.5064 EUR |
Ordinary | CFD | SHORT | 55 | 118.5065 EUR |
Ordinary | CFD | SHORT | 792 | 118.5102 EUR |
Ordinary | CFD | SHORT | 55 | 118.5107 EUR |
Ordinary | CFD | SHORT | 987 | 118.5175 EUR |
Ordinary | CFD | SHORT | 5 | 118.5800 EUR |
Ordinary | CFD | SHORT | 3,600 | 118.6306 EUR |
Ordinary | CFD | SHORT | 19 | 118.6411 EUR |
Ordinary | CFD | SHORT | 7 | 118.6411 EUR |
Ordinary | CFD | SHORT | 59 | 118.6545 EUR |
Ordinary | CFD | SHORT | 3,087 | 118.7754 EUR |
Ordinary | CFD | SHORT | 3,750 | 118.7754 EUR |
Ordinary | CFD | SHORT | 971 | 118.7754 EUR |
Ordinary | CFD | SHORT | 415 | 118.7754 EUR |
Ordinary | CFD | SHORT | 1,138 | 118.7754 EUR |
Ordinary | CFD | SHORT | 639 | 118.7754 EUR |
Ordinary | CFD | SHORT | 3,504 | 118.8000 EUR |
Ordinary | CFD | SHORT | 2,867 | 118.8000 EUR |
Ordinary | CFD | SHORT | 6,000 | 118.8988 EUR |
Ordinary | CFD | SHORT | 7,073 | 119.0219 EUR |
Ordinary | CFD | SHORT | 2,927 | 119.0238 EUR |
Ordinary | CFD | SHORT | 3,148 | 1,808.2736 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary | CALL | PURCHASE | 40,000 | 115.0000 | A | 16/12/2016 | 5.4500 EUR |
Ordinary | CALL | SALE | 100,000 | 160.0000 | A | 15/12/2017 | 0.9700 EUR |
Ordinary | PUT | SALE | 19,325 | 111.8625 | E | 16/12/2016 | 2.8230 EUR |
Ordinary | CALL | SALE | 50,000 | 120.0000 | A | 16/12/2016 | 3.2800 EUR |
Ordinary | CALL | SALE | 50,000 | 120.0000 | A | 16/12/2016 | 3.2800 EUR |
Ordinary | CALL | SALE | 19,325 | 111.8625 | E | 16/12/2016 | 7.6440 EUR |
ADRs | CALL | SALE | 50,000 | 140.0000 | A | 17/03/2017 | 4.2500 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 29 SEPTEMBER 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L