7th Mar 2016 10:33
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser Busch InBev SA NV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 04 MARCH 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADRs | PURCHASES | 203,043 | 116.2228 USD | 115.0561 USD |
ADRs | SALES | 203,043 | 116.2228 USD | 116.0400 USD |
Ordinary | PURCHASES | 494,495 | 106.4000 EUR | 104.2000 EUR |
Ordinary | SALES | 817,348 | 106.3500 EUR | 104.2000 EUR |
Ordinary | PURCHASES | 173,739 | 116.0550 USD | 116.0550 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | LONG | 76 | 116.2286 USD |
ADRs | CFD | SHORT | 33 | 116.2600 USD |
Ordinary | CFD | LONG | 742 | 104.3000 EUR |
Ordinary | CFD | LONG | 111 | 104.9804 EUR |
Ordinary | CFD | LONG | 2,047 | 105.0842 EUR |
Ordinary | CFD | LONG | 5,644 | 105.0842 EUR |
Ordinary | CFD | LONG | 54 | 105.2361 EUR |
Ordinary | CFD | LONG | 95,254 | 105.3087 EUR |
Ordinary | CFD | LONG | 3,259 | 105.3087 EUR |
Ordinary | CFD | LONG | 1,263 | 105.3100 EUR |
Ordinary | CFD | LONG | 22,767 | 105.3192 EUR |
Ordinary | CFD | LONG | 10,055 | 105.3192 EUR |
Ordinary | CFD | LONG | 27,052 | 105.3438 EUR |
Ordinary | CFD | LONG | 427 | 105.3499 EUR |
Ordinary | CFD | LONG | 1,174 | 105.3499 EUR |
Ordinary | CFD | LONG | 423 | 105.3605 EUR |
Ordinary | CFD | LONG | 7 | 105.5000 EUR |
Ordinary | CFD | LONG | 101 | 105.5033 EUR |
Ordinary | CFD | LONG | 56 | 105.5033 EUR |
Ordinary | CFD | LONG | 232 | 105.5034 EUR |
Ordinary | CFD | LONG | 195 | 105.5034 EUR |
Ordinary | CFD | LONG | 51 | 105.5035 EUR |
Ordinary | CFD | LONG | 14 | 105.5035 EUR |
Ordinary | CFD | LONG | 13 | 105.5038 EUR |
Ordinary | CFD | LONG | 3 | 105.5066 EUR |
Ordinary | CFD | LONG | 1,609 | 105.5183 EUR |
Ordinary | CFD | LONG | 3,268 | 105.5219 EUR |
Ordinary | CFD | LONG | 33,131 | 105.5228 EUR |
Ordinary | CFD | LONG | 41 | 105.5707 EUR |
Ordinary | CFD | LONG | 44 | 105.5865 EUR |
Ordinary | CFD | LONG | 41 | 105.5865 EUR |
Ordinary | CFD | LONG | 48,108 | 105.6395 EUR |
Ordinary | CFD | LONG | 19 | 105.6711 EUR |
Ordinary | CFD | LONG | 1,297 | 105.6756 EUR |
Ordinary | CFD | LONG | 38 | 105.7689 EUR |
Ordinary | CFD | LONG | 71 | 105.7691 EUR |
Ordinary | CFD | LONG | 7 | 105.7700 EUR |
Ordinary | CFD | LONG | 18,484 | 105.8909 EUR |
Ordinary | CFD | LONG | 22 | 105.9500 EUR |
Ordinary | CFD | LONG | 5,067 | 105.9500 EUR |
Ordinary | CFD | LONG | 4,063 | 105.9500 EUR |
Ordinary | CFD | LONG | 3,632 | 105.9500 EUR |
Ordinary | CFD | LONG | 1,933 | 105.9500 EUR |
Ordinary | CFD | LONG | 5,680 | 105.9500 EUR |
Ordinary | CFD | LONG | 135 | 105.9500 EUR |
Ordinary | CFD | SHORT | 48 | 104.5229 EUR |
Ordinary | CFD | SHORT | 96 | 104.8143 EUR |
Ordinary | CFD | SHORT | 218 | 104.8310 EUR |
Ordinary | CFD | SHORT | 85 | 105.2788 EUR |
Ordinary | CFD | SHORT | 95,254 | 105.2788 EUR |
Ordinary | CFD | SHORT | 92 | 105.3211 EUR |
Ordinary | CFD | SHORT | 77 | 105.4000 EUR |
Ordinary | CFD | SHORT | 1,897 | 105.4856 EUR |
Ordinary | CFD | SHORT | 1,215 | 105.4856 EUR |
Ordinary | CFD | SHORT | 112 | 105.4856 EUR |
Ordinary | CFD | SHORT | 5,817 | 105.4982 EUR |
Ordinary | CFD | SHORT | 1,042 | 105.5606 EUR |
Ordinary | CFD | SHORT | 4,606 | 105.6406 EUR |
Ordinary | CFD | SHORT | 59 | 105.6406 EUR |
Ordinary | CFD | SHORT | 50 | 105.7500 EUR |
Ordinary | CFD | SHORT | 939 | 105.7500 EUR |
Ordinary | CFD | SHORT | 741 | 105.7500 EUR |
Ordinary | CFD | SHORT | 53 | 105.7500 EUR |
Ordinary | CFD | SHORT | 1,335 | 105.7649 EUR |
Ordinary | CFD | SHORT | 742 | 105.9500 EUR |
Ordinary | CFD | SHORT | 22,809 | 105.9500 EUR |
Ordinary | CFD | SHORT | 18,268 | 105.9558 EUR |
Ordinary | CFD | SHORT | 126 | 105.9817 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 07 MARCH 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L