28th Sep 2016 10:18
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser Busch InBev SA NV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 27 SEPTEMBER 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary | PURCHASES | 457,957 | 119.2000 EUR | 116.6000 EUR |
Ordinary | SALES | 404,015 | 119.1500 EUR | 116.6000 EUR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | LONG | 581 | 131.8800 USD |
ADRs | CFD | LONG | 581 | 131.8800 USD |
ADRs | CFD | SHORT | 300 | 131.7967 USD |
ADRs | CFD | SHORT | 45 | 131.8800 USD |
Ordinary | CFD | LONG | 73 | 116.9629 EUR |
Ordinary | CFD | LONG | 28 | 116.9629 EUR |
Ordinary | CFD | LONG | 59 | 116.9629 EUR |
Ordinary | CFD | LONG | 411 | 117.0073 EUR |
Ordinary | CFD | LONG | 195 | 117.0073 EUR |
Ordinary | CFD | LONG | 513 | 117.0073 EUR |
Ordinary | CFD | LONG | 202 | 117.2405 EUR |
Ordinary | CFD | LONG | 77 | 117.2405 EUR |
Ordinary | CFD | LONG | 162 | 117.2405 EUR |
Ordinary | CFD | LONG | 197 | 117.2550 EUR |
Ordinary | CFD | LONG | 93 | 117.2550 EUR |
Ordinary | CFD | LONG | 245 | 117.2550 EUR |
Ordinary | CFD | LONG | 4,502 | 117.2776 EUR |
Ordinary | CFD | LONG | 131 | 117.2776 EUR |
Ordinary | CFD | LONG | 2,597 | 117.2776 EUR |
Ordinary | CFD | LONG | 1,418 | 117.2815 EUR |
Ordinary | CFD | LONG | 27,319 | 117.3017 EUR |
Ordinary | CFD | LONG | 667 | 117.3234 EUR |
Ordinary | CFD | LONG | 19 | 117.3368 EUR |
Ordinary | CFD | LONG | 28,471 | 117.3425 EUR |
Ordinary | CFD | LONG | 68 | 117.3500 EUR |
Ordinary | CFD | LONG | 101 | 117.3500 EUR |
Ordinary | CFD | LONG | 15 | 117.3500 EUR |
Ordinary | CFD | LONG | 506 | 117.3526 EUR |
Ordinary | CFD | LONG | 30 | 117.3526 EUR |
Ordinary | CFD | LONG | 20 | 117.3526 EUR |
Ordinary | CFD | LONG | 184 | 117.3526 EUR |
Ordinary | CFD | LONG | 2,103 | 117.3526 EUR |
Ordinary | CFD | LONG | 192 | 117.3526 EUR |
Ordinary | CFD | LONG | 75 | 117.3526 EUR |
Ordinary | CFD | LONG | 407 | 117.3526 EUR |
Ordinary | CFD | LONG | 89 | 117.3526 EUR |
Ordinary | CFD | LONG | 204 | 117.3526 EUR |
Ordinary | CFD | LONG | 26 | 117.3526 EUR |
Ordinary | CFD | LONG | 10 | 117.3526 EUR |
Ordinary | CFD | LONG | 127 | 117.3526 EUR |
Ordinary | CFD | LONG | 12 | 117.3526 EUR |
Ordinary | CFD | LONG | 68 | 117.3526 EUR |
Ordinary | CFD | LONG | 40 | 117.3526 EUR |
Ordinary | CFD | LONG | 5 | 117.3526 EUR |
Ordinary | CFD | LONG | 11,100 | 117.3552 EUR |
Ordinary | CFD | LONG | 5,427 | 117.3616 EUR |
Ordinary | CFD | LONG | 232 | 117.3746 EUR |
Ordinary | CFD | LONG | 350 | 117.4641 EUR |
Ordinary | CFD | LONG | 134 | 117.4641 EUR |
Ordinary | CFD | LONG | 280 | 117.4641 EUR |
Ordinary | CFD | LONG | 27,100 | 117.5182 EUR |
Ordinary | CFD | LONG | 3,044 | 117.5208 EUR |
Ordinary | CFD | LONG | 48,640 | 117.5413 EUR |
Ordinary | CFD | LONG | 425,000 | 117.5500 EUR |
Ordinary | CFD | LONG | 741 | 117.5500 EUR |
Ordinary | CFD | LONG | 1,146 | 117.5500 EUR |
Ordinary | CFD | LONG | 1,981 | 117.5752 EUR |
Ordinary | CFD | LONG | 72 | 117.5752 EUR |
Ordinary | CFD | LONG | 1,512 | 117.5752 EUR |
Ordinary | CFD | LONG | 174 | 117.6000 EUR |
Ordinary | CFD | LONG | 7,841 | 117.6073 EUR |
Ordinary | CFD | LONG | 41 | 117.7097 EUR |
Ordinary | CFD | LONG | 4,195 | 117.7172 EUR |
Ordinary | CFD | LONG | 5,000 | 117.7626 EUR |
Ordinary | CFD | LONG | 1,084 | 117.9857 EUR |
Ordinary | CFD | LONG | 3,000 | 118.1013 EUR |
Ordinary | CFD | LONG | 481 | 118.9064 EUR |
Ordinary | CFD | LONG | 1,519 | 118.9064 EUR |
Ordinary | CFD | SHORT | 236 | 116.9250 EUR |
Ordinary | CFD | SHORT | 4,000 | 117.1000 EUR |
Ordinary | CFD | SHORT | 11,100 | 117.1524 EUR |
Ordinary | CFD | SHORT | 847 | 117.2368 EUR |
Ordinary | CFD | SHORT | 41 | 117.2368 EUR |
Ordinary | CFD | SHORT | 3,691 | 117.2377 EUR |
Ordinary | CFD | SHORT | 1,980 | 117.2500 EUR |
Ordinary | CFD | SHORT | 1,510 | 117.2500 EUR |
Ordinary | CFD | SHORT | 20,000 | 117.2966 EUR |
Ordinary | CFD | SHORT | 86,000 | 117.3320 EUR |
Ordinary | CFD | SHORT | 1,000 | 117.3321 EUR |
Ordinary | CFD | SHORT | 16,000 | 117.3321 EUR |
Ordinary | CFD | SHORT | 1,700 | 117.3321 EUR |
Ordinary | CFD | SHORT | 156 | 117.3500 EUR |
Ordinary | CFD | SHORT | 741 | 117.3500 EUR |
Ordinary | CFD | SHORT | 770 | 117.3500 EUR |
Ordinary | CFD | SHORT | 6 | 117.3500 EUR |
Ordinary | CFD | SHORT | 1,519 | 117.3500 EUR |
Ordinary | CFD | SHORT | 8,481 | 117.3500 EUR |
Ordinary | CFD | SHORT | 631 | 117.3500 EUR |
Ordinary | CFD | SHORT | 16,792 | 117.3564 EUR |
Ordinary | CFD | SHORT | 560 | 117.3629 EUR |
Ordinary | CFD | SHORT | 7,658 | 117.4163 EUR |
Ordinary | CFD | SHORT | 7,054 | 117.4237 EUR |
Ordinary | CFD | SHORT | 1 | 117.4500 EUR |
Ordinary | CFD | SHORT | 1,923 | 117.5141 EUR |
Ordinary | CFD | SHORT | 33,061 | 117.5173 EUR |
Ordinary | CFD | SHORT | 696 | 117.5500 EUR |
Ordinary | CFD | SHORT | 46 | 117.9293 EUR |
Ordinary | CFD | SHORT | 1,186 | 118.1228 EUR |
Ordinary | CFD | SHORT | 5,091 | 118.1228 EUR |
Ordinary | CFD | SHORT | 1,792 | 118.1228 EUR |
Ordinary | CFD | SHORT | 1,202 | 118.3514 EUR |
Ordinary | CFD | SHORT | 2,891 | 1,784.2029 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary | PUT | PURCHASE | 5,000 | 115.0000 | A | 21/10/2016 | 1.5600 EUR |
Ordinary | PUT | PURCHASE | 2,500 | 115.0000 | A | 21/10/2016 | 1.6300 EUR |
Ordinary | PUT | PURCHASE | 10,500 | 115.0000 | A | 21/10/2016 | 1.6500 EUR |
Ordinary | PUT | PURCHASE | 7,000 | 115.0000 | A | 21/10/2016 | 1.6700 EUR |
Ordinary | PUT | PURCHASE | 2,000 | 115.0000 | A | 21/10/2016 | 1.7800 EUR |
Ordinary | PUT | PURCHASE | 12,500 | 115.0000 | A | 21/10/2016 | 1.8800 EUR |
Ordinary | CALL | PURCHASE | 50,000 | 120.0000 | A | 16/12/2016 | 3.1000 EUR |
Ordinary | CALL | SALE | 50,000 | 120.0000 | A | 17/03/2017 | 5.2000 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 28 SEPTEMBER 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L