12th Sep 2016 10:54
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser Busch InBev SA NV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 09 SEPTEMBER 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR s | PURCHASES | 2,664 | 125.5800 USD | 124.8115 USD |
ADR s | SALES | 2,664 | 125.5771 USD | 124.8115 USD |
Ordinary | PURCHASES | 162,972 | 113.2500 EUR | 110.7000 EUR |
Ordinary | SALES | 216,378 | 113.2750 EUR | 110.7000 EUR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR s | CFD | SHORT | 155 | 123.2300 USD |
ADR s | CFD | SHORT | 31 | 123.2300 USD |
ADR s | CFD | SHORT | 285 | 123.2300 USD |
ADR s | CFD | SHORT | 536 | 123.2300 USD |
ADR s | CFD | SHORT | 200 | 124.0500 USD |
Ordinary | CFD | LONG | 8,270 | 111.0438 EUR |
Ordinary | CFD | LONG | 251 | 111.0486 EUR |
Ordinary | CFD | LONG | 414 | 111.0500 EUR |
Ordinary | CFD | LONG | 443 | 111.0500 EUR |
Ordinary | CFD | LONG | 173 | 111.0500 EUR |
Ordinary | CFD | LONG | 26 | 111.0500 EUR |
Ordinary | CFD | LONG | 1,234 | 111.0500 EUR |
Ordinary | CFD | LONG | 117 | 111.0500 EUR |
Ordinary | CFD | LONG | 1,011 | 111.0500 EUR |
Ordinary | CFD | LONG | 3,091 | 111.0500 EUR |
Ordinary | CFD | LONG | 26,909 | 111.0500 EUR |
Ordinary | CFD | LONG | 573 | 111.2376 EUR |
Ordinary | CFD | LONG | 2,214 | 111.4592 EUR |
Ordinary | CFD | LONG | 1,891 | 111.4592 EUR |
Ordinary | CFD | LONG | 45 | 111.4592 EUR |
Ordinary | CFD | LONG | 19 | 111.5621 EUR |
Ordinary | CFD | LONG | 63 | 111.5623 EUR |
Ordinary | CFD | LONG | 1,501 | 111.5624 EUR |
Ordinary | CFD | LONG | 52 | 111.5625 EUR |
Ordinary | CFD | LONG | 15 | 111.5626 EUR |
Ordinary | CFD | LONG | 8 | 111.5762 EUR |
Ordinary | CFD | LONG | 22 | 111.5763 EUR |
Ordinary | CFD | LONG | 14 | 111.5764 EUR |
Ordinary | CFD | LONG | 136 | 111.5766 EUR |
Ordinary | CFD | LONG | 97 | 111.5767 EUR |
Ordinary | CFD | LONG | 50 | 111.5768 EUR |
Ordinary | CFD | LONG | 18 | 111.6000 EUR |
Ordinary | CFD | LONG | 26 | 111.6000 EUR |
Ordinary | CFD | LONG | 45 | 111.6135 EUR |
Ordinary | CFD | LONG | 784 | 111.6154 EUR |
Ordinary | CFD | LONG | 277 | 111.6154 EUR |
Ordinary | CFD | LONG | 373 | 111.6154 EUR |
Ordinary | CFD | LONG | 215 | 111.6405 EUR |
Ordinary | CFD | LONG | 82 | 111.6405 EUR |
Ordinary | CFD | LONG | 173 | 111.6405 EUR |
Ordinary | CFD | LONG | 3 | 111.6733 EUR |
Ordinary | CFD | LONG | 19,671 | 111.7177 EUR |
Ordinary | CFD | LONG | 106 | 111.7555 EUR |
Ordinary | CFD | LONG | 222 | 111.7555 EUR |
Ordinary | CFD | LONG | 277 | 111.7555 EUR |
Ordinary | CFD | LONG | 214 | 111.7709 EUR |
Ordinary | CFD | LONG | 7 | 111.7709 EUR |
Ordinary | CFD | LONG | 173 | 111.7709 EUR |
Ordinary | CFD | LONG | 342 | 111.7833 EUR |
Ordinary | CFD | LONG | 2,404 | 111.8380 EUR |
Ordinary | CFD | LONG | 105 | 111.9469 EUR |
Ordinary | CFD | LONG | 269 | 111.9914 EUR |
Ordinary | CFD | LONG | 216 | 111.9914 EUR |
Ordinary | CFD | LONG | 102 | 111.9914 EUR |
Ordinary | CFD | LONG | 1,527 | 112.2294 EUR |
Ordinary | CFD | LONG | 12,555 | 112.3377 EUR |
Ordinary | CFD | LONG | 444 | 112.3801 EUR |
Ordinary | CFD | LONG | 157 | 112.3801 EUR |
Ordinary | CFD | LONG | 224 | 112.4750 EUR |
Ordinary | CFD | LONG | 48 | 112.5000 EUR |
Ordinary | CFD | LONG | 648 | 112.5000 EUR |
Ordinary | CFD | LONG | 223 | 112.5000 EUR |
Ordinary | CFD | LONG | 3,003 | 112.5042 EUR |
Ordinary | CFD | LONG | 323 | 113.1818 EUR |
Ordinary | CFD | SHORT | 648 | 111.0500 EUR |
Ordinary | CFD | SHORT | 1,404 | 111.1102 EUR |
Ordinary | CFD | SHORT | 164 | 111.3448 EUR |
Ordinary | CFD | SHORT | 4,649 | 111.4490 EUR |
Ordinary | CFD | SHORT | 888 | 111.4894 EUR |
Ordinary | CFD | SHORT | 9 | 111.5000 EUR |
Ordinary | CFD | SHORT | 3,115 | 111.6437 EUR |
Ordinary | CFD | SHORT | 1 | 111.7000 EUR |
Ordinary | CFD | SHORT | 24,042 | 111.7066 EUR |
Ordinary | CFD | SHORT | 163 | 111.7217 EUR |
Ordinary | CFD | SHORT | 1,346 | 111.7589 EUR |
Ordinary | CFD | SHORT | 12,074 | 112.5232 EUR |
Ordinary | CFD | SHORT | 180 | 112.8000 EUR |
Ordinary | CFD | SHORT | 43 | 112.8500 EUR |
Ordinary | CFD | LONG | 3,448 | 112.2746 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 12 SEPTEMBER 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L