9th May 2024 11:46
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited connected to UBS |
(d) Date dealing undertaken: | 08 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES, BHP Group Limited
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.54945 ordinary | Buy
| 232208 | 26.79250 GBP | 26.48000 GBP |
USD 0.54945 ordinary | Sell
| 665407 | 27.22500 GBP | 26.48000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.54945 ordinary | CFD
| Long | 1023 | 26.570875 GBP |
USD 0.54945 ordinary | CFD
| Long | 75432 | 26.54 GBP |
USD 0.54945 ordinary | CFD
| Long | 1153 | 27.41084128 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.68 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.685 GBP |
USD 0.54945 ordinary | CFD
| Long | 11 | 26.66 GBP |
USD 0.54945 ordinary | CFD
| Long | 7 | 26.555 GBP |
USD 0.54945 ordinary | CFD
| Long | 23 | 26.744348 GBP |
USD 0.54945 ordinary | CFD
| Long | 1830 | 26.6272650248853 GBP |
USD 0.54945 ordinary | CFD
| Long | 17033 | 26.5746950017519 GBP |
USD 0.54945 ordinary | CFD
| Long | 8426 | 26.53834797 GBP |
USD 0.54945 ordinary | CFD
| Long | 134 | 26.700448 GBP |
USD 0.54945 ordinary | CFD
| Long | 800 | 26.672775 GBP |
USD 0.54945 ordinary | CFD
| Long | 608 | 26.6552631549342 GBP |
USD 0.54945 ordinary | CFD
| Long | 199 | 26.67567839 GBP |
USD 0.54945 ordinary | CFD
| Long | 813 | 26.5389384 GBP |
USD 0.54945 ordinary | CFD
| Long | 632 | 26.60712454 GBP |
USD 0.54945 ordinary | CFD
| Long | 2179 | 26.565063 GBP |
USD 0.54945 ordinary | CFD
| Long | 126 | 26.561327 GBP |
USD 0.54945 ordinary | CFD
| Long | 1348 | 26.539496 GBP |
USD 0.54945 ordinary | CFD
| Long | 650 | 26.57303302 GBP |
USD 0.54945 ordinary | CFD
| Long | 379 | 26.575737 GBP |
USD 0.54945 ordinary | CFD
| Long | 215 | 26.572826 GBP |
USD 0.54945 ordinary | CFD
| Long | 127 | 26.571644 GBP |
USD 0.54945 ordinary | CFD
| Long | 115 | 26.553238 GBP |
USD 0.54945 ordinary | CFD
| Long | 647 | 26.590363 GBP |
USD 0.54945 ordinary | CFD
| Long | 288 | 26.53 GBP |
USD 0.54945 ordinary | CFD
| Long | 643 | 26.69 GBP |
USD 0.54945 ordinary | CFD
| Long | 290 | 26.5375 GBP |
USD 0.54945 ordinary | CFD
| Long | 261 | 26.545 GBP |
USD 0.54945 ordinary | CFD
| Long | 417 | 26.56 GBP |
USD 0.54945 ordinary | CFD
| Long | 42832 | 26.557506 GBP |
USD 0.54945 ordinary | CFD
| Long | 688 | 26.565 GBP |
USD 0.54945 ordinary | CFD
| Long | 408 | 26.52 GBP |
USD 0.54945 ordinary | CFD
| Long | 2707578 | 26.73 GBP |
USD 0.54945 ordinary | CFD
| Long | 55095 | 26.5340814 GBP |
USD 0.54945 ordinary | CFD
| Long | 10000 | 27.1677 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.5 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.595 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.665 GBP |
USD 0.54945 ordinary | CFD
| Short | 44758 | 26.54 GBP |
USD 0.54945 ordinary | CFD
| Short | 10000 | 27.1663 GBP |
USD 0.54945 ordinary | CFD
| Short | 36 | 26.575 GBP |
USD 0.54945 ordinary | CFD
| Short | 403 | 26.598834 GBP |
USD 0.54945 ordinary | CFD
| Short | 263 | 26.61638783 GBP |
USD 0.54945 ordinary | CFD
| Short | 1093 | 26.6323925020311 GBP |
USD 0.54945 ordinary | CFD
| Short | 675 | 26.563674073037 GBP |
USD 0.54945 ordinary | CFD
| Short | 12979 | 26.5782626707504 GBP |
USD 0.54945 ordinary | CFD
| Short | 568 | 26.55963909 GBP |
USD 0.54945 ordinary | CFD
| Short | 3826 | 26.541793 GBP |
USD 0.54945 ordinary | CFD
| Short | 3103 | 26.5477014664132 GBP |
USD 0.54945 ordinary | CFD
| Short | 1214 | 26.54196458 GBP |
USD 0.54945 ordinary | CFD
| Short | 1429 | 26.539641966494 GBP |
USD 0.54945 ordinary | CFD
| Short | 3562 | 26.57076502 GBP |
USD 0.54945 ordinary | CFD
| Short | 254 | 26.56128937 GBP |
USD 0.54945 ordinary | CFD
| Short | 11245 | 26.5911727453268 GBP |
USD 0.54945 ordinary | CFD
| Short | 14200 | 26.614081 GBP |
USD 0.54945 ordinary | CFD
| Short | 25759 | 26.553209 GBP |
USD 0.54945 ordinary | CFD
| Short | 11441 | 26.5874 GBP |
USD 0.54945 ordinary | CFD
| Short | 811 | 26.5501600039951 GBP |
USD 0.54945 ordinary | CFD
| Short | 28 | 26.5475 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.5 GBP |
USD 0.54945 ordinary | CFD
| Short | 544 | 26.515 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.53 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.56 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.59 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.6 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.72 GBP |
USD 0.54945 ordinary | CFD
| Short | 10 | 26.605 GBP |
USD 0.54945 ordinary | CFD
| Short | 7493 | 26.524093 GBP |
USD 0.54945 ordinary | CFD
| Short | 1124 | 26.52 GBP |
USD 0.54945 ordinary | CFD
| Short | 4282576 | 26.73 GBP |
USD 0.54945 ordinary | CFD
| Short | 400 | 26.7306308107 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 09 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Anglo American