16th Oct 2015 07:00
Amendment - due to the amendment of Derivative transactions, the disclosure made on 09 Oct for dealings on 08 Oct has been updated. Section 2(b) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMILLER PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SABMILLER PLC |
(d) Date dealing undertaken: | 08 October 2015 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for ANHEUSER-BUSCH INBEV SA/NV |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | Purchases | 2,893,912 | 36.5500 GBP | 36.1350 GBP |
USD 0.10 ordinary | Sales | 3,627,7501,000 | 37.5984 GBP55.4909 USD | 36.1600 GBP55.4909 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | Reducing a short position | 1,797 | 36.1910 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 3,592 | 36.2153 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 2,200 | 36.2493 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 15,100 | 36.2493 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 9,800 | 36.2493 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 11,951 | 36.2567 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 138,049 | 36.2567 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 50,000 | 36.2567 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 4,304 | 36.2944 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 30,306 | 36.2944 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 19,590 | 36.2944 GBP |
USD 0.10 ordinary | CFD | Reducing a long position | 1,041 | 36.3047 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 5,390 | 36.3406 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 9,537 | 36.3679 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 8,138 | 36.3762 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 8,948 | 36.3762 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 300,000 | 36.3866 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,797 | 36.3884 GBP |
USD 0.10 ordinary | CFD | Reducing a long position | 10,554 | 36.4091 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 714 | 36.4100 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 105,349 | 36.4100 GBP |
USD 0.10 ordinary | CFD | Reducing a long position | 1,546 | 36.4100 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 9,986 | 36.4270 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 10,361 | 36.4270 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 10,552 | 36.4270 GBP |
USD 0.10 ordinary | CFD | Reducing a long position | 291 | 36.4433 GBP |
USD 0.10 ordinary | CFD | Reducing a long position | 5,455 | 36.4639 GBP |
USD 0.10 ordinary | CFD | Reducing a long position | 4,826 | 36.4639 GBP |
USD 0.10 ordinary | CFD | Reducing a long position | 5,325 | 36.4639 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 23,624 | 36.4646 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 24,058 | 36.4646 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 22,768 | 36.4646 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 6,791 | 36.4687 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 7,175 | 36.4687 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 7,046 | 36.4687 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 119 | 36.6179 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,862 | 36.6179 GBP |
USD 0.10 ordinary | CFD | Opening a long position | 5,455 | 36.6179 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 7,553 | 36.6179 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,342 | 36.6179 GBP |
USD 0.10 ordinary | CFD | Opening a long position | 4,826 | 36.6179 GBP |
USD 0.10 ordinary | CFD | Opening a long position | 5,325 | 36.6179 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,239 | 36.6179 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 8,109 | 36.6179 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 7,850 | 36.6179 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 7,175 | 36.7368 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 6,791 | 36.7368 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 7,046 | 36.7368 GBP |
USD 0.10 ordinary | SWAP | Opening a long position | 18,212 | 36.2431 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 2,740 | 36.2539 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 4,572 | 36.2539 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 5,026 | 36.2539 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 2,979 | 36.2539 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 1,639 | 36.2539 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 1,256 | 36.2539 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 66,944 | 36.3284 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 13,056 | 36.3284 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 7,200 | 36.3413 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 7,400 | 36.3413 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 269 | 36.3421 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 1,634 | 36.3421 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 126 | 36.3421 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 694 | 36.3421 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 74 | 36.3421 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 643 | 36.3421 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 2,298 | 36.3421 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 12,391 | 36.3495 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 20,678 | 36.3495 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 22,728 | 36.3495 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 13,474 | 36.3495 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 7,413 | 36.3495 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 5,681 | 36.3495 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 46,083 | 36.3560 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 1,380 | 36.3560 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 72,452 | 36.3560 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 42,352 | 36.3560 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 5,110 | 36.3560 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 4,369 | 36.3560 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 21,083 | 36.3560 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 56,726 | 36.3560 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 2,900 | 36.3560 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 15,697 | 36.3560 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 9,898 | 36.3560 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 2,293 | 36.3560 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 20,947 | 36.3560 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 22,027 | 36.3560 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 46,570 | 36.3560 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 2,690 | 36.3560 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 50,801 | 36.3611 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 3,965 | 36.3611 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 25,188 | 36.3611 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 52,067 | 36.3611 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 1,187 | 36.3680 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 12,520 | 36.3680 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 11,733 | 36.3680 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 6,287 | 36.3680 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 21,453 | 36.3680 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 795 | 36.3680 GBP |
USD 0.10 ordinary | SWAP | Reducing a long position | 20 | 36.3773 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 8,166 | 36.4147 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 367 | 36.4147 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 11,485 | 36.4147 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 628 | 36.4147 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 3,214 | 36.4147 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 1,343 | 36.4147 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 3,464 | 36.4147 GBP |
USD 0.10 ordinary | SWAP | Increasing a short position | 7,451 | 36.4250 GBP |
USD 0.10 ordinary | SWAP | Increasing a short position | 7,499 | 36.4250 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 100 | 36.5082 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 100 | 36.5082 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 669 | 36.5322 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 1,602 | 36.5322 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 313 | 36.5322 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 5,724 | 36.5322 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 4,070 | 36.5322 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 183 | 36.5322 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 1,726 | 36.5322 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 13,324 | 37.5984 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 23,855 | 37.5984 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 645 | 37.5984 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 15 October 2015 |
| Contact name: | Aadithya Rao and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9046 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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