20th Sep 2011 15:29
Amendment to 2(a) purchases FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Evolution Group Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and
principal trader is connected: INVESTEC LTD
(d) Date dealing undertaken: 16/09/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0030221864 Purchase 53,661 GBP 0.92 GBP 0.92
Common - GB0030221864 Sale 46,865 GBP 0.92 GBP 0.92
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0030221864 Swap SHORT 3675 GBP 0.92
Common - GB0030221864 Swap SHORT 3546 GBP 0.92
Common - GB0030221864 Swap SHORT 3078 GBP 0.92
Common - GB0030221864 Swap SHORT 2754 GBP 0.92
Common - GB0030221864 Swap SHORT 2242 GBP 0.92
Common - GB0030221864 Swap SHORT 804 GBP 0.92
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0030221864 Swap LONG 3882 GBP 0.92
Common - GB0030221864 Swap LONG 4996 GBP 0.92
Common - GB0030221864 Swap LONG 15566 GBP 0.92
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 20/09/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
Amendment to 2(a) purchases. FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and
principal trader is connected: INVESTEC LTD
(d) Date dealing undertaken: 16/09/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B17BBQ50 Purchase 180,651 GBP 4.17 GBP 4.10
Common - GB00B17BBQ50 Sale 161,057 GBP 4.15 GBP 4.10
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap SHORT 1686 GBP 4.10
Common - GB00B17BBQ50 Swap SHORT 66 GBP 4.15
Common - GB00B17BBQ50 Swap SHORT 67 GBP 4.17
Common - GB00B17BBQ50 Swap SHORT 117 GBP 4.14
Common - GB00B17BBQ50 Swap SHORT 152 GBP 4.10
Common - GB00B17BBQ50 Swap SHORT 480 GBP 4.10
Common - GB00B17BBQ50 Swap SHORT 785 GBP 4.14
Common - GB00B17BBQ50 Swap SHORT 60 GBP 4.14
Common - GB00B17BBQ50 Swap SHORT 1064 GBP 4.10
Common - GB00B17BBQ50 Swap SHORT 3995 GBP 4.11
Common - GB00B17BBQ50 Swap SHORT 5157 GBP 4.10
Common - GB00B17BBQ50 Swap SHORT 12648 GBP 4.10
Common - GB00B17BBQ50 Swap SHORT 19016 GBP 4.10
Common - GB00B17BBQ50 Swap SHORT 1028 GBP 4.10
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap LONG 67 GBP 4.11
Common - GB00B17BBQ50 Swap LONG 16200 GBP 4.12
Common - GB00B17BBQ50 Swap LONG 225 GBP 4.10
Common - GB00B17BBQ50 Swap LONG 57 GBP 4.13
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 19/09/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
Amendment to 2(a) purchases FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING
IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose relevant securities this INVESTEC PLC
form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and INVESTEC LTD
principal trader is connected:
(d) Date dealing undertaken: 15/09/2011
(e) Has the EPT previously disclosed, or is it today disclosing, under the NO
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B17BBQ50 Purchase 175,965 GBP 4.15 GBP 4.10
Common - GB00B17BBQ50 Sale 206,452 GBP 4.16 GBP 4.10
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB00B17BBQ50 Swap SHORT 47 GBP 4.10
Common - GB00B17BBQ50 Swap SHORT 89 GBP 4.13
Common - GB00B17BBQ50 Swap SHORT 134 GBP 4.10
Common - GB00B17BBQ50 Swap SHORT 400 GBP 4.11
Common - GB00B17BBQ50 Swap SHORT 726 GBP 4.13
Common - GB00B17BBQ50 Swap SHORT 1302 GBP 4.13
Common - GB00B17BBQ50 Swap SHORT 1951 GBP 4.13
Common - GB00B17BBQ50 Swap SHORT 2082 GBP 4.13
Common - GB00B17BBQ50 Swap SHORT 4801 GBP 4.13
Common - GB00B17BBQ50 Swap SHORT 5286 GBP 4.13
Common - GB00B17BBQ50 Swap SHORT 5544 GBP 4.14
Common - GB00B17BBQ50 Swap SHORT 39 GBP 4.10
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB00B17BBQ50 Swap LONG 3044 GBP 4.15
Common - GB00B17BBQ50 Swap LONG 12648 GBP 4.14
Common - GB00B17BBQ50 Swap LONG 8200 GBP 4.15
Common - GB00B17BBQ50 Swap LONG 500 GBP 4.11
Common - GB00B17BBQ50 Swap LONG 20 GBP 4.13
Common - GB00B17BBQ50 Swap LONG 75 GBP 4.14
Common - GB00B17BBQ50 Swap LONG 90 GBP 4.14
Common - GB00B17BBQ50 Swap LONG 225 GBP 4.14
Common - GB00B17BBQ50 Swap LONG 244 GBP 4.14
Common - GB00B17BBQ50 Swap LONG 4659 GBP 4.14
Common - GB00B17BBQ50 Swap LONG 473 GBP 4.14
Common - GB00B17BBQ50 Swap LONG 4284 GBP 4.10
Common - GB00B17BBQ50 Swap LONG 513 GBP 4.14
Common - GB00B17BBQ50 Swap LONG 700 GBP 4.14
Common - GB00B17BBQ50 Swap LONG 834 GBP 4.14
Common - GB00B17BBQ50 Swap LONG 912 GBP 4.14
Common - GB00B17BBQ50 Swap LONG 1686 GBP 4.14
Common - GB00B17BBQ50 Swap LONG 4597 GBP 4.16
Common - GB00B17BBQ50 Swap LONG 415 GBP 4.14
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 20/09/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
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