12th Nov 2015 07:00
Amendment - due to the amendment of Equity transactions, the disclosure made on 16 October for dealings on 15 October has been updated. Section 2(a) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | BG GROUP PLC |
(d) Date dealing undertaken: | 15 October 2015 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BG GROUP PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | Purchases | 851,768522,353 | 24.3800 EUR17.9400 GBP | 23.9300 EUR17.5850 GBP |
EUR 0.07 A ordinary | Sales | 611,215670,985 | 17.9750 GBP24.3950 EUR | 17.6075 GBP23.9100 EUR |
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | Purchases | 509,930722 | 18.1900 GBP24.6100 EUR | 17.8350 GBP24.3250 EUR |
EUR 0.07 B ordinary | Sales | 168,706722 | 18.1350 GBP24.4828 EUR | 17.6315 GBP24.4828 EUR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | Opening a long position | 31,682 | 17.7754 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 1,200 | 17.7900 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 2,192 | 17.7900 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 2,192 | 17.8257 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 1,200 | 17.9000 GBP |
EUR 0.07 A ordinary | SWAP | Opening a short position | 1,760 | 17.8069 GBP |
EUR 0.07 A ordinary | SWAP | Opening a short position | 18,037 | 24.3280 EUR |
EUR 0.07 A ordinary | SWAP | Opening a short position | 7,531 | 24.3280 EUR |
EUR 0.07 A ordinary | SWAP | Opening a short position | 1,988 | 24.3280 EUR |
EUR 0.07 A ordinary | SWAP | Opening a short position | 9,877 | 24.3280 EUR |
EUR 0.07 A ordinary | SWAP | Opening a short position | 45,833 | 24.3280 EUR |
EUR 0.07 A ordinary | SWAP | Opening a short position | 18,756 | 24.3280 EUR |
EUR 0.07 A ordinary | SWAP | Opening a short position | 64,471 | 24.3280 EUR |
EUR 0.07 A ordinary | SWAP | Opening a short position | 3,459 | 24.3280 EUR |
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 B ordinary | CFD | Increasing a long position | 18 | 17.9722 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 33,462 | 17.9934 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 1,400 | 18.0107 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 1,107 | 18.0150 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 145 | 18.0153 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 92 | 18.0153 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 47,529 | 18.0406 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 57 | 18.0450 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 485 | 18.0450 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 1,107 | 18.0450 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 517 | 18.0450 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 161 | 18.0450 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 1,100 | 18.0450 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 100 | 18.0464 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 1,100 | 18.0650 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 485 | 18.1325 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 620 | 18.1325 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 5,050 | 18.0125 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 1,820 | 18.0125 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 270,389 | 18.0145 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 121,774 | 18.0145 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 11 November 2015 |
| Contact name: | Aadithya Rao and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9046 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
RDSA.L