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Form 8.5 (EPT/RI) - Amendment

4th Aug 2011 11:17

RNS Number : 7502L
Bank of America Merrill Lynch
04 August 2011
 

AMENDMENT TO SECTION 2(b) FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader: Bank of America Merrill Lynch

(b) Name of offeror/offeree in relation to whose Misys Plc

relevant securities this form relates:

(c) Name of the party to the offer with which exempt Advisor to Fidelity National Information

Services Inc

principal trader is connected:

(d) Date dealing undertaken: 02/08/2011

(e) Has the EPT previously disclosed, or is it today NO

disclosing, under the Code in respect of any other

party to this offer?

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of Purchase/ Total number Highest price Lowest price

relevant Sales of securities per unit per unit

security paid/received paid/received

Common - GB00B45TWN62 Purchase 14,439 GBP 3.85 GBP 3.83

Common - GB00B45TWN62 Sale 17,154 GBP 3.84 GBP 3.81

(b) Derivatives transactions (other than options)

Class of Product  Nature of dealing Number of  Price per unit

relevant description reference securities

security eg. CFD

Common - GB00B45TWN62 Swap SHORT 2950 GBP 3.83

Common - GB00B45TWN62 Swap SHORT 127 GBP 3.83

Common - GB00B45TWN62 Swap SHORT 484 GBP 3.83

Common - GB00B45TWN62 Swap SHORT 516 GBP 3.83

Common - GB00B45TWN62 Swap SHORT 643 GBP 3.81

Common - GB00B45TWN62 Swap SHORT 746 GBP 3.83

Common - GB00B45TWN62 Swap SHORT 1011 GBP 3.83

Common - GB00B45TWN62 Swap SHORT 1290 GBP 3.80

Common - GB00B45TWN62 Swap SHORT 1494 GBP 3.85

Common - GB00B45TWN62 Swap SHORT 28 GBP 3.83

Common - GB00B45TWN62 Swap SHORT 1892 GBP 3.83

Common - GB00B45TWN62 Swap SHORT 3479 GBP 3.83

Common - GB00B45TWN62 Swap SHORT 1712 GBP 3.83

Class of Product  Nature of dealing Number of  Price per unit

relevant description reference securities

security eg. CFD

Common - GB00B45TWN62 Swap LONG 97 GBP 3.84

Common - GB00B45TWN62 Swap LONG 5881 GBP 3.83

Common - GB00B45TWN62 Swap LONG 2950 GBP 3.83

Common - GB00B45TWN62 Swap LONG 1233 GBP 3.82

Common - GB00B45TWN62 Swap LONG 746 GBP 3.84

Common - GB00B45TWN62 Swap LONG 347 GBP 3.83

Common - GB00B45TWN62 Swap LONG 261 GBP 3.81

Common - GB00B45TWN62 Swap LONG 115 GBP 3.81

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of Product Writing, Number of Exercise Type Expiry Option

relevant description purchasing, securities price date money

security selling, to which per unit paid/

varying etc. option received

relates per unit

(ii) Exercising

Class of relevant Product description Number of securities Exercise price per unit

security

(d) Other dealings (including subscribing for new securities)

Class of relevant Nature of dealing Details Price per unit (if

security applicable

 

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the

disclosure and any party to the offer or any person acting in concert with a party to the

offer:

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which

any derivative is referenced:

NONE

Date of disclosure: 04/08/2011

Contact name: Doug Berwick

Telephone number: +44 20 7995 8859

AMENDMENT TO SECTION 2(b) FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader: Bank of America Merrill Lynch

(b) Name of offeror/offeree in relation to whose Micro Focus Plc

relevant securities this form relates:

(c) Name of the party to the offer with which exempt Advisor to Bain Capital

principal trader is connected:

(d) Date dealing undertaken: 02/08/2011

(e) Has the EPT previously disclosed, or is it today NO

disclosing, under the Code in respect of any other

party to this offer?

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of Purchase/ Total number Highest price Lowest price

relevant Sales of securities per unit per unit

security paid/received paid/received

Common - GB00B079W581 Purchase 39,308 GBP 2.84 GBP 2.78

Common - GB00B079W581 Sale 27,033 GBP 2.85 GBP 2.78

(b) Derivatives transactions (other than options)

Class of Product  Nature of dealing Number of  Price per unit

relevant description reference securities

security eg. CFD

Common - GB00B079W581 Swap SHORT 851 GBP 2.85

Common - GB00B079W581 Swap SHORT 32 GBP 2.75

Common - GB00B079W581 Swap SHORT 1815 GBP 2.78

Common - GB00B079W581 Swap SHORT 1754 GBP 2.80

Common - GB00B079W581 Swap SHORT 1644 GBP 2.80

Common - GB00B079W581 Swap SHORT 1575 GBP 2.81

Common - GB00B079W581 Swap SHORT 1279 GBP 2.86

Common - GB00B079W581 Swap SHORT 2064 GBP 2.78

Common - GB00B079W581 Swap SHORT 855 GBP 2.85

Common - GB00B079W581 Swap SHORT 2387 GBP 2.84

Common - GB00B079W581 Swap SHORT 637 GBP 2.81

Common - GB00B079W581 Swap SHORT 500 GBP 2.85

Common - GB00B079W581 Swap SHORT 296 GBP 2.83

Common - GB00B079W581 Swap SHORT 249 GBP 2.84

Common - GB00B079W581 Swap SHORT 190 GBP 2.83

Common - GB00B079W581 Swap SHORT 182 GBP 2.85

Common - GB00B079W581 Swap SHORT 1240 GBP 2.85

Common - GB00B079W581 Swap SHORT 3273 GBP 2.81

Common - GB00B079W581 Swap SHORT 3416 GBP 2.81

Common - GB00B079W581 Swap SHORT 4603 GBP 2.81

Common - GB00B079W581 Swap SHORT 8579 GBP 2.78

Common - GB00B079W581 Swap SHORT 1919 GBP 2.83

Class of Product  Nature of dealing Number of  Price per unit

relevant description reference securities

security eg. CFD

Common - GB00B079W581 Swap LONG 3222 GBP 2.78

Common - GB00B079W581 Swap LONG 223 GBP 2.82

Common - GB00B079W581 Swap LONG 727 GBP 2.84

Common - GB00B079W581 Swap LONG 851 GBP 2.85

Common - GB00B079W581 Swap LONG 1815 GBP 2.83

Common - GB00B079W581 Swap LONG 1916 GBP 2.82

Common - GB00B079W581 Swap LONG 2084 GBP 2.78

Common - GB00B079W581 Swap LONG 2254 GBP 2.84

Common - GB00B079W581 Swap LONG 182 GBP 2.87

Common - GB00B079W581 Swap LONG 3273 GBP 2.84

Common - GB00B079W581 Swap LONG 4603 GBP 2.84

Common - GB00B079W581 Swap LONG 2164 GBP 2.85

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of Product Writing, Number of Exercise Type Expiry Option

relevant description purchasing, securities price date money

security selling, to which per unit paid/

varying etc. option received

relates per unit

(ii) Exercising

Class of relevant Product description Number of securities Exercise price per unit

security

(d) Other dealings (including subscribing for new securities)

Class of relevant Nature of dealing Details Price per unit (if

security applicable)

 

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the

disclosure and any party to the offer or any person acting in concert with a party to the

offer:

 

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which

any derivative is referenced:

NONE

Date of disclosure: 04/08/2011

Contact name: Doug Berwick

Telephone number: +44 20 7995 8859

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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