22nd Jul 2015 07:00
Amendment - due to the amendment of Equity transactions, the disclosure made on 17 June for dealings on 16 June has been updated. Section 2(a) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | BG GROUP PLC |
(d) Date dealing undertaken: | 16 June 2015 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BG GROUP PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | Purchases | 509,034178,818 | 18.5750 GBP25.8547 EUR | 18.3200 GBP25.4400 EUR |
EUR 0.07 A ordinary | Sales | 2,025,239103,482 | 25.8150 EUR18.5050 GBP | 25.4450 EUR18.2700 GBP |
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | Purchases | 1,781,223 | 18.8100 GBP | 18.5550 GBP |
EUR 0.07 B ordinary | Sales | 1,835,791 | 18.8450 GBP | 18.5464 GBP |
ADR / (1.00 : 2.00) | Purchases | 4,848 (9,696) | 58.6684 USD | 58.5972 USD |
ADR / (1.00 : 2.00) | Sales | 4,848 (9,696) | 58.6684 USD | 58.5972 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | Opening a long position | 4,050 | 18.3512 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 1,591 | 18.3816 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 5,094 | 18.3994 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 1,591 | 18.4541 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 4,374 | 18.5050 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 4,421 | 25.6527 EUR |
EUR 0.07 A ordinary | CFD | Reducing a short position | 4,517 | 25.6527 EUR |
EUR 0.07 A ordinary | SWAP | Reducing a long position | 20,000 | 18.3272 GBP |
EUR 0.07 A ordinary | SWAP | Opening a short position | 350,000 | 18.4500 GBP |
EUR 0.07 A ordinary | SWAP | Reducing a long position | 21,236 | 18.5106 GBP |
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 B ordinary | CFD | Opening a long position | 120,258 | 18.5464 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 120,258 | 18.5464 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 13,362 | 18.5464 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 13,362 | 18.5464 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 120,258 | 18.5489 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 13,362 | 18.5489 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 120,258 | 18.5489 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 13,362 | 18.5489 GBP |
EUR 0.07 B ordinary | CFD | Increasing a long position | 54 | 18.6256 GBP |
EUR 0.07 B ordinary | CFD | Increasing a long position | 37 | 18.6256 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 1,605 | 18.6467 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 97,988 | 18.6757 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 24,497 | 18.6757 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 97,988 | 18.6757 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 24,497 | 18.6757 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 3,207 | 18.6848 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 1,694 | 18.6913 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 785 | 18.6915 GBP |
EUR 0.07 B ordinary | CFD | Increasing a long position | 12,174 | 18.6936 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 3,000 | 18.7051 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 3,876 | 18.7051 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 3,300 | 18.7051 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 556 | 18.7051 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 6,106 | 18.7051 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 1,605 | 18.7325 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 29 | 18.7507 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 264 | 18.7507 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 263 | 18.7507 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 29 | 18.7507 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 253 | 18.7599 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 1,880 | 18.7599 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 2,891 | 18.7762 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 9,838 | 18.7762 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 25,400 | 18.7762 GBP |
EUR 0.07 B ordinary | SWAP | Increasing a long position | 20,000 | 18.6039 GBP |
EUR 0.07 B ordinary | SWAP | Opening a short position | 130 | 18.7008 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | FUTURE / (1.00 : 100.00) | Purchasing | 7,485 (748,500) | N/A | N/A | N/A | 25.7000 EUR |
EUR 0.07 A ordinary | FUTURE / (1.00 : 100.00) | Purchasing | 7,500 (750,000) | N/A | N/A | N/A | 25.7000 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 21 July 2015 |
| Contact name: | Aadithya Rao and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9046 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
RDSA.L