17th Apr 2018 07:00
Amendment - due to the amendment of Derivative transactions, the disclosure made on 13 April for dealings on 12 April has been updated. Section 2(b) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | KLEPIERRE S.A. |
(c) Name of the party to the offer with which exempt principal trader is connected: | KLEPIERRE S.A. |
(d) Date dealing undertaken: | 12 April 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for HAMMERSON PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 1.40 | Purchases | 200,8783,111 | 33.3600 EUR40.7871 USD | 32.9000 EUR40.7871 USD |
EUR 1.40 | Sales | 124,530 | 33.3300 EUR | 32.8700 EUR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 1.40 | CFD | Increasing a short position | 2,695 | 32.9023 EUR |
EUR 1.40 | CFD | Reducing a short position | 395 | 32.9522 EUR |
EUR 1.40 | CFD | Increasing a long position | 32 | 32.9522 EUR |
EUR 1.40 | CFD | Increasing a short position | 5,599 | 32.9732 EUR |
EUR 1.40 | CFD | Increasing a long position | 1,483 | 33.0264 EUR |
EUR 1.40 | CFD | Reducing a long position | 2,469 | 33.0300 EUR |
EUR 1.40 | CFD | Opening a short position | 37 | 33.0300 EUR |
EUR 1.40 | CFD | Reducing a short position | 5,308 | 33.0300 EUR |
EUR 1.40 | CFD | Reducing a long position | 4,854 | 33.0301 EUR |
EUR 1.40 | CFD | Opening a short position | 3,657 | 33.0301 EUR |
EUR 1.40 | CFD | Increasing a long position | 35 | 33.0717 EUR |
EUR 1.40 | CFD | Reducing a short position | 442 | 33.0749 EUR |
EUR 1.40 | CFD | Reducing a short position | 300 | 33.0915 EUR |
EUR 1.40 | CFD | Increasing a long position | 76 | 33.1279 EUR |
EUR 1.40 | CFD | Opening a long position | 893 | 33.1342 EUR |
EUR 1.40 | CFD | Increasing a short position | 115 | 33.1377 EUR |
EUR 1.40 | CFD | Reducing a short position | 191 | 33.1400 EUR |
EUR 1.40 | CFD | Increasing a long position | 1,500 | 33.1592 EUR |
EUR 1.40 | CFD | Reducing a short position | 426 | 33.2121 EUR |
EUR 1.40 | CFD | Reducing a short position | 244 | 33.2242 EUR |
EUR 1.40 | CFD | Increasing a long position | 19 | 33.2268 EUR |
EUR 1.40 | CFD | Reducing a short position | 727 | 33.2557 EUR |
EUR 1.40 | CFD | Increasing a long position | 17 | 33.2559 EUR |
EUR 1.40 | CFD | Reducing a short position | 205 | 33.2683 EUR |
EUR 1.40 | CFD | Opening a short position | 2,975 | 33.3058 EUR |
EUR 1.40 | CFD | Increasing a short position | 3,111 | 40.7871 USD |
EUR 1.40 | SWAP | Increasing a long position | 52,998 | 33.0307 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 1.40 | Call Option / (1.00 : 100.00) | Selling | 1,500 (150,000) | 33.0000 EUR | AMERICAN | 20/04/2018 | 0.7000 EUR |
EUR 1.40 | Call Option / (1.00 : 100.00) | Selling | 1,500 (150,000) | 33.0000 EUR | AMERICAN | 20/04/2018 | 0.7000 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 16 April 2018 |
| Contact name: | Kashif Rafiq and Papa Lette |
| Telephone number: | +44(20) 7051 0547 / +44(20) 7774 7442 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Klepierre Reit