2nd Aug 2016 18:21
Amendment - due to the amendment of Derivative transactions, the disclosure made on 01 Aug for dealings on 26 July has been updated. Section 2(b) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMILLER PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SABMILLER PLC |
(d) Date dealing undertaken: | 26 July 2016 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for ANHEUSER-BUSCH INBEV SA/NV |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | Purchases | 8,860,428 | 45.0524 GBP | 43.8100 GBP |
USD 0.10 ordinary | Sales | 5,498,740 | 44.9550 GBP | 43.7971 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | Reducing a short position | 28,600 | 43.7971 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 191,400 | 43.7971 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 3,867 | 43.8018 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 25,000 | 43.8508 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 9,184 | 43.8508 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 10,249 | 43.8508 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 10,249 | 43.8508 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 67,747 | 43.8508 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 67,747 | 43.8508 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 15,580 | 43.8649 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 1,100 | 43.8696 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 100 | 43.8696 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 300 | 43.8696 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 2,000 | 43.8696 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 2,600 | 43.8696 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 5,000 | 43.8990 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 11,486 | 43.9020 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 122,069 | 43.9020 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 185 | 43.9557 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 43,417 | 43.9866 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 4,000 | 44.0020 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 31,700 | 44.0020 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 228,500 | 44.0220 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 21,500 | 44.0220 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 3,000 | 44.0225 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 10,195 | 44.0233 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 100,000 | 44.0405 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 3,152 | 44.0424 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 501 | 44.0424 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 4,412 | 44.0424 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 17,107 | 44.0424 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 2,562 | 44.0424 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 210 | 44.0424 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 210 | 44.0424 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 4,059 | 44.0424 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 3,150 | 44.0424 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 2,940 | 44.0424 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 2,040 | 44.0424 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 28,140 | 44.0449 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 71,860 | 44.0449 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 83,000 | 44.0640 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 50,000 | 44.0693 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 3,000 | 44.1000 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 30,000 | 44.1001 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 11,022 | 44.1001 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 3,689 | 44.1161 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,906 | 44.1220 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 181 | 44.1220 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 4,484 | 44.1220 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,077 | 44.1220 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 4,623 | 44.1220 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 269 | 44.1220 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 542 | 44.1220 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 39 | 44.1220 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 70 | 44.1220 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 17 | 44.1220 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 194 | 44.1220 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 7,211 | 44.1220 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 9,293 | 44.1461 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 12,707 | 44.1461 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 144,760 | 44.1691 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 372,240 | 44.1691 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 70,350 | 44.1899 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 179,650 | 44.1899 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 56,280 | 44.2091 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 143,720 | 44.2091 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 70,350 | 44.2374 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 179,650 | 44.2374 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 319 | 44.4926 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 29,348 | 44.4926 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 16,681 | 44.5454 GBP |
USD 0.10 ordinary | CFD | Opening a long position | 27,766 | 44.5454 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 50,534 | 44.5454 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 50,534 | 44.5454 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 82,785 | 44.5454 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 300 | 44.5937 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 300 | 44.5937 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 100 | 44.5937 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 85,000 | 44.6806 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 55 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 320 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 2,880 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,801 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,724 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 131 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,555 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,907 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,067 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,221 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 2,256 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 128 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,005 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,390 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 361 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 16,410 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,822 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,508 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,902 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 3,712 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 652 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,480 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,631 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 206 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 712 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 61 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 166 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 2,375 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 387 | 44.7035 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 39,099 | 44.7373 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 14,457 | 44.7373 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 5,400 | 44.7420 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 12,800 | 44.7420 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 500 | 44.7420 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 10,100 | 44.7420 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 1,600 | 44.7420 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 35,000 | 44.7511 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 72,000 | 44.7554 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 16,000 | 44.7932 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 32,000 | 44.9079 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 32,000 | 44.9242 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 10,000 | 44.9550 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,000 | 44.9550 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,000 | 44.9550 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 10,000 | 44.9550 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 25,000 | 44.9550 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 40,000 | 44.9550 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,000 | 44.9550 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 30,442 | 44.0672 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 44,928 | 44.0672 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 6,623 | 44.1500 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 6,623 | 44.1500 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 13,874 | 44.1646 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 28,768 | 44.1646 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 30,174 | 44.1646 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 18,499 | 44.1768 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 18,499 | 44.1768 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 2,913 | 44.1768 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 2,913 | 44.1768 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 38,358 | 44.1768 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 38,358 | 44.1768 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 40,230 | 44.1768 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 272,570 | 44.1864 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 500,086 | 44.1864 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 325 | 44.2188 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 51 | 44.2188 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 707 | 44.2188 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 469,414 | 44.2209 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 255,830 | 44.2209 GBP |
USD 0.10 ordinary | SWAP | Increasing a short position | 26,515 | 44.3083 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 26,515 | 44.3083 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 47,868 | 44.3429 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 47,868 | 44.3429 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 7,537 | 44.3429 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 99,257 | 44.3429 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 104,103 | 44.3429 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 02 August 2016 |
| Contact name: | Joanna Foley and Lindsay Matcham |
| Telephone number: | +44(20) 7051 9996 / +44(20) 7774 4316 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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