23rd Jul 2015 09:06
Amendment - due to the amendment of Equity transactions, the disclosure made on 02 July for dealings on 01 July has been updated. Sections 2(a) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | BG GROUP PLC |
(d) Date dealing undertaken: | 01 July 2015 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BG GROUP PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | Purchases | 982,214995,730 | 18.2650 GBP25.7750 EUR | 17.8538 GBP25.4950 EUR |
EUR 0.07 A ordinary | Sales | 995,2711,172,724 | 25.7750 EUR18.2650 GBP | 25.4402 EUR17.9550 GBP |
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | Purchases | 545,030 | 18.4450 GBP | 18.1600 GBP |
EUR 0.07 B ordinary | Sales | 934,5437,115 | 18.4400 GBP28.4796 USD | 18.1550 GBP28.4796 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | Reducing a short position | 2,380 | 18.0038 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 1,100 | 18.0080 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 3,051 | 18.0350 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 1,505 | 18.0350 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 5,205 | 18.0350 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 886 | 18.0350 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 35,918 | 18.0684 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 64,000 | 18.0684 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 50,457 | 18.0824 USD |
EUR 0.07 A ordinary | CFD | Opening a short position | 1,081 | 18.0874 USD |
EUR 0.07 A ordinary | CFD | Reducing a short position | 1,100 | 18.1100 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 744 | 18.1391 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 1,021 | 25.6877 EUR |
EUR 0.07 A ordinary | Call Option | Exercising | 6,200 | 25.7400 EUR |
EUR 0.07 A ordinary | Call Option | Selling | 6,200 | 25.7400 EUR |
EUR 0.07 A ordinary | SWAP | Increasing a long position | 10,000 | 18.0268 GBP |
EUR 0.07 A ordinary | SWAP | Reducing a short position | 29,321 | 18.0296 GBP |
EUR 0.07 A ordinary | SWAP | Increasing a long position | 20,000 | 18.1186 GBP |
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 B ordinary | CFD | Opening a long position | 732 | 18.1677 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 181 | 18.1677 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 212 | 18.1677 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 4,903 | 18.1844 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 3,466 | 18.1844 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 4,548 | 18.1844 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 980 | 18.1844 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 14 | 18.1844 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 2,569 | 18.1844 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 782 | 18.1844 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 860 | 18.1844 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 229 | 18.1844 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 2,545 | 18.1923 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 1,880 | 18.1923 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 524 | 18.1923 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 709 | 18.1923 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 59 | 18.1923 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 1,079 | 18.1923 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 70 | 18.1923 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 1,694 | 18.1923 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 272 | 18.1923 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 697 | 18.1923 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 2,764 | 18.1950 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 136 | 18.1976 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 257 | 18.1976 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 19,111 | 18.1989 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 1,100 | 18.2044 GBP |
EUR 0.07 B ordinary | CFD | Increasing a long position | 7,670 | 18.2117 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 5,265 | 18.2190 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 3,672 | 18.2190 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 6,154 | 18.2190 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 133,620 | 18.2376 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 133,620 | 18.2376 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 3,400 | 18.2567 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 854 | 18.2822 GBP |
EUR 0.07 B ordinary | CFD | Increasing a long position | 37 | 18.3228 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 1,100 | 18.3250 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 40 | 18.3353 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 2,764 | 18.3454 GBP |
EUR 0.07 B ordinary | Call Option | Purchasing | 92,625 | 0.2183 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 30,000 | 18.2704 GBP |
EUR 0.07 B ordinary | SWAP | Increasing a long position | 7,115 | 28.4796 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Warrant | Call Warrant | Purchasing | 12,000 | 19.1627 EUR | AMERICAN | 31/12/2030 | 6.7800 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 22 July 2015 |
| Contact name: | Aadithya Rao and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9046 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
RDSA.L