21st Dec 2015 07:00
Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 23 Nov for dealings on 20 Nov has been updated. Sections 2(a) and 2(b) have been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMILLER PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SABMILLER PLC |
(d) Date dealing undertaken: | 20 November 2015 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for ANHEUSER-BUSCH INBEV SA/NV |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | Purchases | 1,714,581 | 40.3211 GBP | 36.0000 GBP |
USD 0.10 ordinary | Sales | 1,522,187 | 40.3500 GBP | 40.0000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | Reducing a short position | 10,000 | 40.1900 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,000 | 40.1919 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,000 | 40.1926 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,000 | 40.1950 GBP |
USD 0.10 ordinary | CFD | Increasing a long position | 1,204 | 40.2179 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 12,589 | 40.2355 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,000 | 40.2600 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 8,478 | 40.2800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 3,516 | 40.2800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 50,000 | 40.2800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 2,585 | 40.2800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 24,919 | 40.2800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 3,624 | 40.2800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 3,592 | 40.2800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,788 | 40.2800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 3,625 | 40.2800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,390 | 40.2800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,437 | 40.2800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 7,995 | 40.2800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,777 | 40.2800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,274 | 40.2800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 50,000 | 40.2800 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 28,000 | 40.2876 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 53,100 | 40.2928 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 106,900 | 40.2928 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 106,900 | 40.2954 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 53,100 | 40.2954 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 9 | 40.3079 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 204 | 40.3079 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 13,334 | 40.3079 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 373 | 40.3079 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 910 | 40.3079 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 22 | 40.3079 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 30,000 | 40.3211 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 1,661 | 40.1729 GBP |
USD 0.10 ordinary | SWAP | Increasing a long position | 1,676 | 40.2252 GBP |
USD 0.10 ordinary | SWAP | Increasing a long position | 1,872 | 40.2252 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 3,900 | 40.2265 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 200 | 40.2265 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 100 | 40.2265 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 10,119 | 40.2265 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 1,100 | 40.2265 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 381 | 40.2265 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 100 | 40.2265 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 2,900 | 40.2265 GBP |
USD 0.10 ordinary | SWAP | Increasing a short position | 121,138 | 40.2435 GBP |
USD 0.10 ordinary | SWAP | Increasing a short position | 53,011 | 40.2435 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
USD 0.10 ordinary | Call Option / (1.00 : 1,000.00) | Selling | 10 (10,000) | 40.0000 GBP | AMERICAN | 20/11/2015 | 0.2200 GBP |
USD 0.10 ordinary | Call Option / (1.00 : 1,000.00) | Selling | 412 (412,000) | 40.0000 GBP | AMERICAN | 20/11/2015 | 0.2200 GBP |
USD 0.10 ordinary | Call Option / (1.00 : 1,000.00) | Selling | 402 (402,000) | 40.0000 GBP | AMERICAN | 20/11/2015 | 0.2200 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
USD 0.10 ordinary | Call Option / (1.00 : 1,000.00) | Exercised Against | 2 (2,000) | 40.0000 GBP |
USD 0.10 ordinary | Call Option / (1.00 : 1,000.00) | Exercising | 5 (5,000) | 36.0000 GBP |
USD 0.10 ordinary | Call Option / (1.00 : 1,000.00) | Exercised Against | 7 (7,000) | 40.0000 GBP |
USD 0.10 ordinary | Call Option / (1.00 : 1,000.00) | Exercised Against | 41 (41,000) | 40.0000 GBP |
USD 0.10 ordinary | Call Option / (1.00 : 1,000.00) | Exercised Against | 64 (64,000) | 40.0000 GBP |
USD 0.10 ordinary | Call Option / (1.00 : 1,000.00) | Exercised Against | 596 (596,000) | 40.0000 GBP |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 18 December 2015 |
| Contact name: | Aadithya Rao and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9046 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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