12th Aug 2011 09:40
Amendment to sections 2(a) and (b) FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and INVESTEC
principal trader is connected: LTD
(d) Date dealing undertaken: 08/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B17BBQ50 Purchase 253,802 GBP 4.20 GBP 4.03
Common - GB00B17BBQ50 Sale 262,688 GBP 4.13 GBP 4.03
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference
security eg. CFD securities
Common - GB00B17BBQ50 Swap SHORT 837 GBP 4.06
Common - GB00B17BBQ50 Swap SHORT 8876 GBP 4.07
Common - GB00B17BBQ50 Swap SHORT 6642 GBP 4.05
Common - GB00B17BBQ50 Swap SHORT 3177 GBP 4.07
Common - GB00B17BBQ50 Swap SHORT 2979 GBP 4.19
Common - GB00B17BBQ50 Swap SHORT 2680 GBP 4.07
Common - GB00B17BBQ50 Swap SHORT 2485 GBP 4.11
Common - GB00B17BBQ50 Swap SHORT 2387 GBP 4.11
Common - GB00B17BBQ50 Swap SHORT 1 GBP 4.13
Common - GB00B17BBQ50 Swap SHORT 845 GBP 4.05
Common - GB00B17BBQ50 Swap SHORT 12084 GBP 4.15
Common - GB00B17BBQ50 Swap SHORT 829 GBP 4.05
Common - GB00B17BBQ50 Swap SHORT 448 GBP 4.13
Common - GB00B17BBQ50 Swap SHORT 361 GBP 4.13
Common - GB00B17BBQ50 Swap SHORT 55 GBP 4.05
Common - GB00B17BBQ50 Swap SHORT 38 GBP 4.20
Common - GB00B17BBQ50 Swap SHORT 27 GBP 4.20
Common - GB00B17BBQ50 Swap SHORT 17 GBP 4.05
Common - GB00B17BBQ50 Swap SHORT 1602 GBP 4.09
Common - GB00B17BBQ50 Swap SHORT 15916 GBP 4.07
Common - GB00B17BBQ50 Swap SHORT 17796 GBP 4.07
Common - GB00B17BBQ50 Swap SHORT 106417 GBP 4.15
Common - GB00B17BBQ50 Swap SHORT 9234 GBP 4.07
Common - GB00B17BBQ50 Swap SHORT 9006 GBP 4.07 Common - GB00B17BBQ50 Swap SHORT 4400 GBP 4.15
Common - GB00B17BBQ50 Swap SHORT 5 GBP 4.03
Common - GB00B17BBQ50 Swap SHORT 12726 GBP 4.13
Class of Product Nature of dealing Number of Price per unit
relevant description reference
security eg. CFD securities
Common - GB00B17BBQ50 Swap LONG 1012 GBP 4.06
Common - GB00B17BBQ50 Swap LONG 55 GBP 4.14
Common - GB00B17BBQ50 Swap LONG 94 GBP 4.14
Common - GB00B17BBQ50 Swap LONG 361 GBP 4.17
Common - GB00B17BBQ50 Swap LONG 590 GBP 4.08
Common - GB00B17BBQ50 Swap LONG 591 GBP 4.07
Common - GB00B17BBQ50 Swap LONG 829 GBP 4.14
Common - GB00B17BBQ50 Swap LONG 837 GBP 4.08
Common - GB00B17BBQ50 Swap LONG 859 GBP 4.07
Common - GB00B17BBQ50 Swap LONG 2120 GBP 4.06
Common - GB00B17BBQ50 Swap LONG 12084 GBP 4.08
Common - GB00B17BBQ50 Swap LONG 14736 GBP 4.08
Common - GB00B17BBQ50 Swap LONG 82317 GBP 4.12
Common - GB00B17BBQ50 Swap LONG 105662 GBP 4.09
Common - GB00B17BBQ50 Swap LONG 845 GBP 4.14
Common - GB00B17BBQ50 Swap LONG 400 GBP 4.06
Common - GB00B17BBQ50 Swap LONG 14753 GBP 4.15
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 12/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
Amendment to sections 2(a) and (b) FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING
IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose relevant securities this INVESTEC PLC
form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and INVESTEC LTD
principal trader is connected:
(d) Date dealing undertaken: 09/08/2011
(e) Has the EPT previously disclosed, or is it today disclosing, under the NO
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B17BBQ50 Purchase 346,973 GBP 4.05 GBP 3.84
Common - GB00B17BBQ50 Sale 95,150 GBP 3.96 GBP 3.84
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB00B17BBQ50 Swap SHORT 2717 GBP 3.84
Common - GB00B17BBQ50 Swap SHORT 14753 GBP 3.90
Common - GB00B17BBQ50 Swap SHORT 12609 GBP 3.83
Common - GB00B17BBQ50 Swap SHORT 10724 GBP 3.96
Common - GB00B17BBQ50 Swap SHORT 9001 GBP 3.86
Common - GB00B17BBQ50 Swap SHORT 7000 GBP 3.96
Common - GB00B17BBQ50 Swap SHORT 6000 GBP 3.96
Common - GB00B17BBQ50 Swap SHORT 5056 GBP 3.80
Common - GB00B17BBQ50 Swap SHORT 4662 GBP 3.85
Common - GB00B17BBQ50 Swap SHORT 78 GBP 3.82
Common - GB00B17BBQ50 Swap SHORT 3400 GBP 3.96
Common - GB00B17BBQ50 Swap SHORT 58604 GBP 3.90
Common - GB00B17BBQ50 Swap SHORT 2166 GBP 3.90
Common - GB00B17BBQ50 Swap SHORT 1207 GBP 3.83
Common - GB00B17BBQ50 Swap SHORT 755 GBP 4.01
Common - GB00B17BBQ50 Swap SHORT 3098 GBP 3.81
Common - GB00B17BBQ50 Swap SHORT 641 GBP 3.95
Common - GB00B17BBQ50 Swap SHORT 609 GBP 3.90
Common - GB00B17BBQ50 Swap SHORT 449 GBP 3.86
Common - GB00B17BBQ50 Swap SHORT 401 GBP 3.85
Common - GB00B17BBQ50 Swap SHORT 94 GBP 3.80
Common - GB00B17BBQ50 Swap SHORT 84 GBP 3.80
Common - GB00B17BBQ50 Swap SHORT 3790 GBP 3.89
Common - GB00B17BBQ50 Swap SHORT 18363 GBP 3.90
Common - GB00B17BBQ50 Swap SHORT 16089 GBP 3.90
Common - GB00B17BBQ50 Swap SHORT 1338 GBP 3.92
Common - GB00B17BBQ50 Swap SHORT 1475 GBP 3.98
Common - GB00B17BBQ50 Swap SHORT 1700 GBP 3.93
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB00B17BBQ50 Swap LONG 2180 GBP 3.95
Common - GB00B17BBQ50 Swap LONG 84 GBP 3.82
Common - GB00B17BBQ50 Swap LONG 143 GBP 3.87
Common - GB00B17BBQ50 Swap LONG 299 GBP 3.79
Common - GB00B17BBQ50 Swap LONG 416 GBP 3.89
Common - GB00B17BBQ50 Swap LONG 448 GBP 3.83
Common - GB00B17BBQ50 Swap LONG 449 GBP 3.82
Common - GB00B17BBQ50 Swap LONG 633 GBP 3.85
Common - GB00B17BBQ50 Swap LONG 701 GBP 3.93
Common - GB00B17BBQ50 Swap LONG 1207 GBP 3.83
Common - GB00B17BBQ50 Swap LONG 1762 GBP 3.89
Common - GB00B17BBQ50 Swap LONG 3310 GBP 3.89
Common - GB00B17BBQ50 Swap LONG 3790 GBP 3.82
Common - GB00B17BBQ50 Swap LONG 4212 GBP 3.87
Common - GB00B17BBQ50 Swap LONG 4629 GBP 3.82
Common - GB00B17BBQ50 Swap LONG 4662 GBP 3.87
Common - GB00B17BBQ50 Swap LONG 8498 GBP 3.86
Common - GB00B17BBQ50 Swap LONG 9299 GBP 3.83
Common - GB00B17BBQ50 Swap LONG 35756 GBP 3.95
Common - GB00B17BBQ50 Swap LONG 78 GBP 3.82
Common - GB00B17BBQ50 Swap LONG 1714 GBP 3.79
Common - GB00B17BBQ50 Swap LONG 4630 GBP 3.91
Common - GB00B17BBQ50 Swap LONG 2808 GBP 3.91
Common - GB00B17BBQ50 Swap LONG 2665 GBP 3.91
Common - GB00B17BBQ50 Swap LONG 1886 GBP 3.91
Common - GB00B17BBQ50 Swap LONG 1712 GBP 3.91
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 12/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
Amendment to section 2 (a) FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and
principal trader is connected: INVESTEC LTD
(d) Date dealing undertaken: 10/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B17BBQ50 Purchase 465,646 GBP 4.05 GBP 3.88
Common - GB00B17BBQ50 Sale 685,285 GBP 4.07 GBP 3.87
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap SHORT 1886 GBP 3.97
Common - GB00B17BBQ50 Swap SHORT 1819 GBP 4.04
Common - GB00B17BBQ50 Swap SHORT 153 GBP 4.03
Common - GB00B17BBQ50 Swap SHORT 166 GBP 4.02
Common - GB00B17BBQ50 Swap SHORT 246 GBP 3.97
Common - GB00B17BBQ50 Swap SHORT 320 GBP 3.97
Common - GB00B17BBQ50 Swap SHORT 337 GBP 4.01
Common - GB00B17BBQ50 Swap SHORT 822 GBP 4.04
Common - GB00B17BBQ50 Swap SHORT 1947 GBP 3.94
Common - GB00B17BBQ50 Swap SHORT 1712 GBP 3.87
Common - GB00B17BBQ50 Swap SHORT 450 GBP 3.92
Common - GB00B17BBQ50 Swap SHORT 122 GBP 3.99
Common - GB00B17BBQ50 Swap SHORT 2541 GBP 3.91
Common - GB00B17BBQ50 Swap SHORT 2665 GBP 3.99
Common - GB00B17BBQ50 Swap SHORT 4630 GBP 3.88
Common - GB00B17BBQ50 Swap SHORT 800 GBP 3.90
Common - GB00B17BBQ50 Swap SHORT 4465 GBP 3.92
Common - GB00B17BBQ50 Swap SHORT 9023 GBP 3.91
Common - GB00B17BBQ50 Swap SHORT 10521 GBP 3.97
Common - GB00B17BBQ50 Swap SHORT 15132 GBP 3.98
Common - GB00B17BBQ50 Swap SHORT 23713 GBP 3.91
Common - GB00B17BBQ50 Swap SHORT 1358 GBP 3.99
Common - GB00B17BBQ50 Swap SHORT 96170 GBP 4.01
Common - GB00B17BBQ50 Swap SHORT 35756 GBP 3.91
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap LONG 96078 ZAR 46.63
Common - GB00B17BBQ50 Swap LONG 9023 GBP 3.97
Common - GB00B17BBQ50 Swap LONG 6448 GBP 3.95
Common - GB00B17BBQ50 Swap LONG 5784 GBP 3.87
Common - GB00B17BBQ50 Swap LONG 2837 GBP 3.94
Common - GB00B17BBQ50 Swap LONG 2007 GBP 3.91
Common - GB00B17BBQ50 Swap LONG 1497 GBP 3.96
Common - GB00B17BBQ50 Swap LONG 1494 GBP 4.04
Common - GB00B17BBQ50 Swap LONG 1236 GBP 3.97
Common - GB00B17BBQ50 Swap LONG 1036 GBP 4.08
Common - GB00B17BBQ50 Swap LONG 534 GBP 3.92
Common - GB00B17BBQ50 Swap LONG 450 GBP 3.92
Common - GB00B17BBQ50 Swap LONG 450 GBP 3.97
Common - GB00B17BBQ50 Swap LONG 401 GBP 3.96
Common - GB00B17BBQ50 Swap LONG 337 GBP 4.05
Common - GB00B17BBQ50 Swap LONG 246 GBP 4.05
Common - GB00B17BBQ50 Swap LONG 126 GBP 3.96
Common - GB00B17BBQ50 Swap LONG 122 GBP 4.00
Common - GB00B17BBQ50 Swap LONG 12028 GBP 3.97
Common - GB00B17BBQ50 Swap LONG 324 GBP 4.06
Common - GB00B17BBQ50 Swap LONG 35000 GBP 3.87
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 12/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
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