20th Nov 2015 07:00
Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 14 Oct for dealings on 13 Oct has been updated. Sections 2(a) and 2(b) have been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMILLER PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SABMILLER PLC |
(d) Date dealing undertaken: | 13 October 2015 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for ANHEUSER-BUSCH INBEV SA/NV |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | Purchases | 4,617,689767,66115,700 | 39.7500 GBP810.3478 ZAR59.8103 USD | 39.2250 GBP810.3478 ZAR59.8103 USD |
USD 0.10 ordinary | Sales | 4,328,722767,6611,000 | 39.8096 GBP810.7920 ZAR60.2617 USD | 37.9762 GBP809.9010 ZAR60.2617 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | Opening a short position | 2,000 | 39.3000 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 50,000 | 39.3950 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 58,225 | 39.4180 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 184 | 39.4180 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,325 | 39.4180 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 93,477 | 39.4180 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 2,992 | 39.4180 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 10,311 | 39.4180 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 18,936 | 39.4180 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 42,494 | 39.4180 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 725 | 39.4180 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 15,256 | 39.4180 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,169 | 39.4180 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 31 | 39.4180 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,071 | 39.4180 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 26,583 | 39.4180 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 16,565 | 39.4180 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 97 | 39.4180 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 4,660 | 39.4245 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 8,614 | 39.4245 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 7,263 | 39.4245 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 30,692 | 39.4245 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,008 | 39.4245 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 6,100 | 39.4245 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 18,215 | 39.4245 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,327 | 39.4245 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,126 | 39.4245 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 3,911 | 39.4245 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 24,504 | 39.4245 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,477 | 39.4245 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 8,541 | 39.4245 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 2,062 | 39.4245 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 8,000 | 39.4479 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 11,500 | 39.4479 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,485 | 39.4504 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,563 | 39.4504 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 917 | 39.4504 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 42,208 | 39.4627 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 39,944 | 39.4627 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 41,446 | 39.4627 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 544 | 39.4800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 46,724 | 39.4800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 90,000 | 39.4800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 80,000 | 39.4800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 93,470 | 39.4800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 100,000 | 39.4800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 70,000 | 39.4800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 180,000 | 39.4800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 290,000 | 39.4800 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 878 | 39.4800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 125,000 | 39.4800 GBP |
USD 0.10 ordinary | CFD | Reducing a long position | 1,215 | 39.4800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,500 | 39.5099 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,900 | 39.5099 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,000 | 39.5099 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,600 | 39.5099 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 3,800 | 39.5099 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 90 | 39.5099 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 300 | 39.5099 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 900 | 39.5099 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,630 | 39.5099 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,330 | 39.5099 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 470 | 39.5099 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 180 | 39.5099 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,600 | 39.5099 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 3,300 | 39.5099 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,000 | 39.5099 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 4,100 | 39.5099 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 890 | 39.5099 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 14,410 | 39.5099 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 2,700 | 39.5167 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 12,000 | 39.5167 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 18,600 | 39.5167 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 10,000 | 39.5209 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 2,133 | 39.5231 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 35,000 | 39.5532 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 2,624 | 39.5533 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 18,643 | 39.5533 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 12,033 | 39.5533 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 14,000 | 39.5674 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 21,000 | 39.5674 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 20,000 | 39.5700 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 18,100 | 39.5800 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 27,850 | 39.5800 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 4,000 | 39.5800 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 9,283 | 39.5896 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 3,794 | 39.5896 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 20,000 | 39.5896 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,000 | 39.5896 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 20,000 | 39.5896 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,923 | 39.5896 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 50,000 | 39.6381 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 80,000 | 39.6995 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 20,000 | 39.6995 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 15,700 | 59.8103 USD |
USD 0.10 ordinary | SWAP | Reducing a short position | 193 | 37.9762 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 12,500 | 39.2623 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 25,691 | 39.3821 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 1,692 | 39.3821 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 13,956 | 39.3821 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 20,664 | 39.3957 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 20,797 | 39.3957 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 12,500 | 39.4000 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 8,355 | 39.4888 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 7,286 | 39.4888 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 12,889 | 39.4888 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 2,047 | 39.4888 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 16,880 | 39.4888 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 3,276 | 39.4888 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 31,073 | 39.4888 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 658 | 39.4888 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 495 | 39.4888 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 2,207 | 39.5454 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 33,495 | 39.5454 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 18,195 | 39.5454 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 7,810 | 39.5856 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 15,583 | 39.5856 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 15,304 | 39.5856 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 9,374 | 39.5856 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 789 | 39.5856 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 1,140 | 39.5856 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 48,000 | 39.6344 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 2,701 | 39.6453 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 2,043 | 39.6453 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 43,826 | 39.6453 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 5,311 | 39.6482 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 7,023 | 39.6482 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 113,948 | 39.6482 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 7,654 | 39.6700 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 7,704 | 39.6700 GBP |
USD 0.10 ordinary | SWAP | Increasing a short position | 62,800 | 60.3137 USD |
USD 0.10 ordinary | SWAP | Increasing a short position | 205,000 | 60.3137 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
USD 0.10 ordinary | Call Option / (1.00 : 1,000.00) | Purchasing | 10 (10,000) | 40.0000 GBP | AMERICAN | 20/11/2015 | 0.6600 GBP |
USD 0.10 ordinary | Call Option / (1.00 : 1,000.00) | Purchasing | 30 (30,000) | 40.0000 GBP | AMERICAN | 20/11/2015 | 0.6600 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 19 November 2015 |
| Contact name: | Aadithya Rao and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9046 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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