18th Aug 2011 16:20
Amendment - due to the amendment of CFD transactions, the disclosure made on 12 August for dealings on 09 August has been updated. Section 2(b) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | MELROSE PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | CHARTER INTERNATIONAL PLC |
(d) Date dealing undertaken: | 09 August 2011 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES - disclosed previously for CHARTER INTERNATIONAL PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
0.2p ordinary | Purchases | 1,945 | 3.0400 GBP | 3.0240 GBP |
0.2p ordinary | Sales | 7,495 | 3.0610 GBP | 2.8200 GBP |
14/55 ordinary | Purchases | 10,239 | 2.9544 GBP | 2.9534 GBP |
14/55 ordinary | Sales | 1,767 | 3.0910 GBP | 3.0280 GBP |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
0.2p ordinary | CFD | Closing a long position | 954 | 2.8597 GBP |
0.2p ordinary | CFD | Closing a long position | 2,730 | 2.8969 GBP |
0.2p ordinary | CFD | Closing a long position | 4,433 | 2.9106 GBP |
0.2p ordinary | CFD | Closing a long position | 8,028 | 2.9117 GBP |
0.2p ordinary | CFD | Closing a long position | 3,675 | 2.9418 GBP |
0.2p ordinary | CFD | Closing a long position | 5,584 | 2.9614 GBP |
0.2p ordinary | CFD | Closing a long position | 8,352 | 2.9624 GBP |
0.2p ordinary | CFD | Closing a long position | 7,569 | 2.9809 GBP |
0.2p ordinary | CFD | Closing a long position | 3,270 | 3.0144 GBP |
0.2p ordinary | CFD | Closing a long position | 6,663 | 3.1118 GBP |
0.2p ordinary | CFD | Closing a long position | 3,441 | 3.1324 GBP |
0.2p ordinary | CFD | Closing a long position | 6,159 | 3.1502 GBP |
0.2p ordinary | CFD | Closing a long position | 1,449 | 3.1548 GBP |
0.2p ordinary | CFD | Closing a long position | 11,592 | 3.1746 GBP |
0.2p ordinary | CFD | Closing a long position | 3,109 | 3.1996 GBP |
0.2p ordinary | CFD | Closing a long position | 1,449 | 3.2065 GBP |
0.2p ordinary | CFD | Closing a long position | 1,831 | 3.2149 GBP |
0.2p ordinary | CFD | Closing a long position | 2,845 | 3.2490 GBP |
0.2p ordinary | CFD | Closing a long position | 1,368 | 3.2692 GBP |
0.2p ordinary | CFD | Closing a long position | 11,038 | 3.2818 GBP |
0.2p ordinary | CFD | Closing a long position | 4,536 | 3.3221 GBP |
0.2p ordinary | CFD | Closing a short position | 9,110 | 3.3263 GBP |
0.2p ordinary | CFD | Closing a long position | 2,396 | 3.3362 GBP |
0.2p ordinary | CFD | Closing a long position | 7,364 | 3.3393 GBP |
0.2p ordinary | CFD | Closing a long position | 15,404 | 3.3522 GBP |
0.2p ordinary | CFD | Closing a long position | 11,690 | 3.3540 GBP |
0.2p ordinary | CFD | Closing a long position | 2,366 | 3.3542 GBP |
0.2p ordinary | CFD | Closing a long position | 2,667 | 3.3585 GBP |
0.2p ordinary | CFD | Closing a long position | 6,969 | 3.3612 GBP |
0.2p ordinary | CFD | Closing a long position | 1,585 | 3.3700 GBP |
0.2p ordinary | CFD | Closing a long position | 3,712 | 3.3703 GBP |
0.2p ordinary | CFD | Closing a long position | 4,641 | 3.3704 GBP |
0.2p ordinary | CFD | Closing a long position | 2,111 | 3.3790 GBP |
0.2p ordinary | CFD | Closing a long position | 10,184 | 3.3790 GBP |
0.2p ordinary | CFD | Closing a long position | 5,042 | 3.3795 GBP |
0.2p ordinary | CFD | Closing a long position | 1,622 | 3.3801 GBP |
0.2p ordinary | CFD | Closing a long position | 3,203 | 3.3801 GBP |
0.2p ordinary | CFD | Closing a long position | 12,753 | 3.3830 GBP |
0.2p ordinary | CFD | Closing a long position | 6,725 | 3.3907 GBP |
0.2p ordinary | CFD | Closing a long position | 1,311 | 3.3966 GBP |
0.2p ordinary | CFD | Closing a long position | 7,315 | 3.4010 GBP |
0.2p ordinary | CFD | Closing a long position | 15,398 | 3.4047 GBP |
0.2p ordinary | CFD | Closing a long position | 3,128 | 3.4115 GBP |
0.2p ordinary | CFD | Closing a long position | 6,789 | 3.4270 GBP |
0.2p ordinary | CFD | Closing a long position | 1,626 | 3.4270 GBP |
0.2p ordinary | CFD | Closing a long position | 5,667 | 3.4342 GBP |
0.2p ordinary | CFD | Closing a long position | 10,401 | 3.4346 GBP |
0.2p ordinary | CFD | Closing a long position | 1,200 | 3.4388 GBP |
0.2p ordinary | CFD | Closing a long position | 8,046 | 3.4575 GBP |
0.2p ordinary | CFD | Closing a long position | 496 | 3.4575 GBP |
0.2p ordinary | CFD | Closing a long position | 5,141 | 3.4908 GBP |
0.2p ordinary | CFD | Closing a long position | 1,771 | 3.5249 GBP |
0.2p ordinary | CFD | Closing a long position | 1,577 | 3.5319 GBP |
0.2p ordinary | CFD | Closing a long position | 3,393 | 3.5321 GBP |
0.2p ordinary | CFD | Closing a long position | 220 | 3.5386 GBP |
0.2p ordinary | CFD | Closing a long position | 1,808 | 3.5439 GBP |
0.2p ordinary | CFD | Closing a long position | 2,135 | 3.5460 GBP |
0.2p ordinary | CFD | Closing a long position | 1,836 | 3.5461 GBP |
0.2p ordinary | CFD | Closing a long position | 591 | 3.5462 GBP |
0.2p ordinary | CFD | Closing a long position | 1,722 | 3.5465 GBP |
0.2p ordinary | CFD | Closing a long position | 3,054 | 3.5475 GBP |
0.2p ordinary | CFD | Closing a long position | 274 | 3.5539 GBP |
0.2p ordinary | CFD | Closing a long position | 3,861 | 3.5559 GBP |
0.2p ordinary | CFD | Closing a long position | 657 | 3.5609 GBP |
0.2p ordinary | CFD | Closing a long position | 4,250 | 3.5613 GBP |
0.2p ordinary | CFD | Closing a long position | 4,718 | 3.5672 GBP |
0.2p ordinary | CFD | Closing a long position | 509 | 3.5695 GBP |
0.2p ordinary | CFD | Closing a long position | 1,383 | 3.5930 GBP |
0.2p ordinary | CFD | Closing a long position | 1,529 | 3.5932 GBP |
0.2p ordinary | CFD | Closing a long position | 7,241 | 3.5937 GBP |
0.2p ordinary | CFD | Closing a long position | 820 | 3.5989 GBP |
0.2p ordinary | CFD | Closing a long position | 3,555 | 3.6029 GBP |
0.2p ordinary | CFD | Closing a long position | 1,776 | 3.6279 GBP |
0.2p ordinary | CFD | Closing a long position | 3,982 | 3.6575 GBP |
0.2p ordinary | CFD | Closing a long position | 7,089 | 3.6589 GBP |
0.2p ordinary | CFD | Closing a long position | 1,442 | 3.6794 GBP |
0.2p ordinary | CFD | Closing a long position | 10,395 | 3.6835 GBP |
0.2p ordinary | CFD | Closing a long position | 4,747 | 3.6859 GBP |
0.2p ordinary | CFD | Closing a long position | 1,753 | 3.6872 GBP |
0.2p ordinary | CFD | Closing a long position | 17,317 | 3.6934 GBP |
0.2p ordinary | CFD | Closing a long position | 1,228 | 3.6971 GBP |
0.2p ordinary | CFD | Closing a long position | 1,866 | 3.6989 GBP |
0.2p ordinary | CFD | Closing a long position | 623 | 3.7039 GBP |
14/55p ordinary | CFD | Reducing a long position | 6,345 | 2.9534 GBP |
14/55 ordinary | CFD | Opening a short position | 6,345 | 2.9534 GBP |
14/55p ordinary | CFD | Reducing a long position | 4,047 | 2.9534 GBP |
14/55 ordinary | CFD | Opening a short position | 3,894 | 2.9544 GBP |
14/55p ordinary | CFD | Reducing a long position | 3,894 | 2.9544 GBP |
14/55 ordinary | CFD | Closing a long position | 2,298 | 3.1628 GBP |
14/55 ordinary | CFD | Opening a long position | 147,476 | 4.1664 GBP |
14/55 ordinary | CFD | Opening a short position | 7,157 | 4.2339 GBP |
14/55 ordinary | CFD | Opening a long position | 22,869 | 4.2673 GBP |
14/55 ordinary | CFD | Opening a long position | 1,658 | 4.3022 GBP |
14/55 ordinary | CFD | Opening a long position | 60,758 | 4.3626 GBP |
14/55p ordinary | CFD | Opening a long position | 56,693 | 4.5466 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 18 August 2011 |
| Contact name: | Audrey Malone and Gill Teasdale |
| Telephone number: | +44(20) 7552 3836 / +44(20) 7051 1151 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Melrose