30th Apr 2018 17:22
Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 25 April for dealings on 24 April has been updated. Sections 2(a) and 2(b) have been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SHIRE PLC |
(d) Date dealing undertaken: | 24 April 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for TAKEDA PHARMACEUTICAL COMPANY LIMITED |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary | Purchases | 2,807,103 | 40.3750 GBP | 37.9100 GBP |
Ordinary | Sales | 1,639,062 | 40.3800 GBP | 37.8075 GBP |
ADR / (1.00 : 3.00) | Purchases | 64,800 (194,400) | 163.3645 USD | 163.3645 USD |
ADR / (1.00 : 3.00) | Sales | 89,800 (269,400) | 164.3000 USD | 163.3645 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary | CFD | Reducing a short position | 341 | 37.9640 GBP |
Ordinary | CFD | Reducing a short position | 158 | 37.9640 GBP |
Ordinary | CFD | Reducing a short position | 298 | 37.9640 GBP |
Ordinary | CFD | Reducing a short position | 53 | 37.9640 GBP |
Ordinary | CFD | Reducing a short position | 4 | 37.9640 GBP |
Ordinary | CFD | Reducing a short position | 194 | 37.9640 GBP |
Ordinary | CFD | Reducing a short position | 338 | 37.9640 GBP |
Ordinary | CFD | Reducing a short position | 98 | 37.9640 GBP |
Ordinary | CFD | Reducing a short position | 53 | 37.9640 GBP |
Ordinary | CFD | Reducing a short position | 340 | 37.9640 GBP |
Ordinary | CFD | Reducing a short position | 90 | 37.9640 GBP |
Ordinary | CFD | Reducing a short position | 5,503 | 37.9640 GBP |
Ordinary | CFD | Opening a short position | 18,500 | 38.9133 GBP |
Ordinary | CFD | Increasing a short position | 86,596 | 38.9368 GBP |
Ordinary | CFD | Increasing a short position | 13,494 | 38.9368 GBP |
Ordinary | CFD | Increasing a short position | 33,203 | 38.9368 GBP |
Ordinary | CFD | Increasing a short position | 2,250 | 39.1429 GBP |
Ordinary | CFD | Increasing a short position | 9,492 | 39.1884 GBP |
Ordinary | CFD | Increasing a short position | 508 | 39.1884 GBP |
Ordinary | CFD | Increasing a short position | 481 | 39.2061 GBP |
Ordinary | CFD | Reducing a short position | 5,004 | 39.2223 GBP |
Ordinary | CFD | Reducing a short position | 32,872 | 39.2223 GBP |
Ordinary | CFD | Reducing a short position | 8,337 | 39.2223 GBP |
Ordinary | CFD | Reducing a short position | 54,787 | 39.2223 GBP |
Ordinary | CFD | Reducing a short position | 200,000 | 39.2678 GBP |
Ordinary | CFD | Reducing a short position | 50,000 | 39.2678 GBP |
Ordinary | CFD | Increasing a short position | 47,147 | 39.2894 GBP |
Ordinary | CFD | Reducing a short position | 290 | 39.3000 GBP |
Ordinary | CFD | Reducing a short position | 12 | 39.3000 GBP |
Ordinary | CFD | Reducing a short position | 23 | 39.3000 GBP |
Ordinary | CFD | Increasing a short position | 99,816 | 39.3096 GBP |
Ordinary | CFD | Increasing a short position | 49,000 | 39.3118 GBP |
Ordinary | CFD | Increasing a short position | 10,000 | 39.3671 GBP |
Ordinary | CFD | Opening a short position | 397 | 39.3967 GBP |
Ordinary | CFD | Opening a short position | 100 | 39.3967 GBP |
Ordinary | CFD | Increasing a short position | 2,765 | 39.3967 GBP |
Ordinary | CFD | Increasing a short position | 2,765 | 39.3967 GBP |
Ordinary | CFD | Opening a short position | 195 | 39.3967 GBP |
Ordinary | CFD | Opening a short position | 431 | 39.3967 GBP |
Ordinary | CFD | Increasing a short position | 18,080 | 39.4786 GBP |
Ordinary | CFD | Opening a short position | 31,604 | 39.4786 GBP |
Ordinary | CFD | Increasing a short position | 36,116 | 39.4786 GBP |
Ordinary | CFD | Reducing a short position | 51,718 | 39.5250 GBP |
Ordinary | CFD | Reducing a short position | 2,782 | 39.5250 GBP |
Ordinary | CFD | Reducing a short position | 117 | 39.5481 GBP |
Ordinary | CFD | Reducing a short position | 987 | 39.5481 GBP |
Ordinary | CFD | Reducing a short position | 83 | 39.5481 GBP |
Ordinary | CFD | Reducing a short position | 696 | 39.5481 GBP |
Ordinary | CFD | Reducing a short position | 1,791 | 39.5481 GBP |
Ordinary | CFD | Reducing a short position | 1,725 | 39.5481 GBP |
Ordinary | CFD | Reducing a short position | 3,139 | 39.5481 GBP |
Ordinary | CFD | Reducing a short position | 26 | 39.5481 GBP |
Ordinary | CFD | Reducing a short position | 258 | 39.5481 GBP |
Ordinary | CFD | Reducing a short position | 400 | 39.5481 GBP |
Ordinary | CFD | Reducing a short position | 3,138 | 39.5481 GBP |
Ordinary | CFD | Reducing a short position | 1,872 | 39.5481 GBP |
Ordinary | CFD | Reducing a short position | 39,809 | 39.5481 GBP |
Ordinary | CFD | Reducing a short position | 739 | 39.5706 GBP |
Ordinary | CFD | Reducing a short position | 739 | 39.5706 GBP |
Ordinary | CFD | Reducing a short position | 3,484 | 39.5706 GBP |
Ordinary | CFD | Reducing a short position | 3,484 | 39.5706 GBP |
Ordinary | CFD | Reducing a short position | 780 | 39.5706 GBP |
Ordinary | CFD | Reducing a short position | 780 | 39.5706 GBP |
Ordinary | CFD | Reducing a short position | 3,662 | 39.5706 GBP |
Ordinary | CFD | Reducing a short position | 3,662 | 39.5706 GBP |
Ordinary | CFD | Reducing a short position | 27,645 | 39.5706 GBP |
Ordinary | CFD | Reducing a short position | 27,645 | 39.5706 GBP |
Ordinary | CFD | Reducing a short position | 1,226 | 39.5706 GBP |
Ordinary | CFD | Increasing a short position | 19,364 | 39.6480 GBP |
Ordinary | CFD | Reducing a short position | 1,976 | 39.6868 GBP |
Ordinary | CFD | Reducing a short position | 4,013 | 39.6868 GBP |
Ordinary | CFD | Reducing a short position | 3,511 | 39.6868 GBP |
Ordinary | CFD | Increasing a short position | 25,000 | 39.7575 GBP |
Ordinary | CFD | Opening a short position | 500 | 39.7935 GBP |
Ordinary | CFD | Opening a short position | 2,615 | 39.7935 GBP |
Ordinary | CFD | Opening a short position | 2,377 | 39.7935 GBP |
Ordinary | CFD | Opening a short position | 1,361 | 39.7935 GBP |
Ordinary | CFD | Increasing a short position | 19,351 | 39.7935 GBP |
Ordinary | CFD | Opening a short position | 1,783 | 39.8597 GBP |
Ordinary | CFD | Opening a short position | 400 | 39.8597 GBP |
Ordinary | CFD | Opening a short position | 972 | 39.8597 GBP |
Ordinary | CFD | Increasing a short position | 13,822 | 39.8597 GBP |
Ordinary | CFD | Increasing a short position | 13,822 | 39.8597 GBP |
Ordinary | CFD | Opening a short position | 1,854 | 39.8597 GBP |
Ordinary | CFD | Opening a short position | 40,000 | 39.8690 GBP |
Ordinary | CFD | Increasing a short position | 21,330 | 39.9027 GBP |
Ordinary | CFD | Increasing a short position | 4,500 | 39.9027 GBP |
Ordinary | CFD | Increasing a short position | 64,170 | 39.9027 GBP |
Ordinary | CFD | Opening a short position | 15,280 | 39.9068 GBP |
Ordinary | CFD | Increasing a short position | 44,000 | 39.9110 GBP |
Ordinary | CFD | Increasing a short position | 17,487 | 39.9126 GBP |
Ordinary | CFD | Increasing a short position | 9,356 | 39.9234 GBP |
Ordinary | CFD | Increasing a short position | 13,305 | 39.9409 GBP |
Ordinary | CFD | Reducing a short position | 291 | 39.9676 GBP |
Ordinary | CFD | Opening a short position | 13,077 | 39.9799 GBP |
Ordinary | CFD | Opening a short position | 85,923 | 39.9799 GBP |
Ordinary | CFD | Opening a short position | 10,000 | 40.0024 GBP |
Ordinary | CFD | Reducing a short position | 24,953 | 40.0132 GBP |
Ordinary | CFD | Reducing a short position | 961 | 40.0357 GBP |
Ordinary | CFD | Opening a short position | 700 | 40.0733 GBP |
Ordinary | CFD | Opening a short position | 3,276 | 40.0733 GBP |
Ordinary | CFD | Opening a short position | 1,750 | 40.0733 GBP |
Ordinary | CFD | Opening a short position | 3,070 | 40.0733 GBP |
Ordinary | CFD | Increasing a short position | 24,880 | 40.0733 GBP |
Ordinary | CFD | Increasing a short position | 181,000 | 40.0880 GBP |
Ordinary | CFD | Increasing a short position | 50,208 | 40.1469 GBP |
Ordinary | CFD | Increasing a short position | 11,000 | 40.1595 GBP |
Ordinary | CFD | Opening a short position | 1,944 | 40.2050 GBP |
Ordinary | CFD | Opening a short position | 800 | 40.2050 GBP |
Ordinary | CFD | Increasing a short position | 27,646 | 40.2050 GBP |
Ordinary | CFD | Opening a short position | 3,466 | 40.2050 GBP |
Ordinary | CFD | Opening a short position | 3,608 | 40.2050 GBP |
Ordinary | CFD | Opening a short position | 43,396 | 40.2200 GBP |
Ordinary | CFD | Opening a short position | 6,604 | 40.2200 GBP |
Ordinary | CFD | Reducing a short position | 48,556 | 40.2334 GBP |
Ordinary | CFD | Reducing a short position | 513 | 40.2334 GBP |
Ordinary | CFD | Reducing a short position | 18,038 | 40.2334 GBP |
Ordinary | CFD | Reducing a short position | 39 | 40.2334 GBP |
Ordinary | CFD | Reducing a short position | 4,534 | 40.2334 GBP |
Ordinary | CFD | Opening a short position | 50,000 | 40.2474 GBP |
Ordinary | CFD | Opening a short position | 244,644 | 40.2775 GBP |
Ordinary | CFD | Opening a short position | 37,232 | 40.2775 GBP |
Ordinary | CFD | Opening a short position | 19,132 | 40.3402 GBP |
Ordinary | SWAP | Opening a short position | 15,899 | 38.0605 GBP |
Ordinary | SWAP | Opening a short position | 3,012 | 38.0605 GBP |
Ordinary | SWAP | Opening a short position | 2,917 | 39.1627 GBP |
Ordinary | SWAP | Opening a short position | 15,401 | 39.1627 GBP |
Ordinary | SWAP | Opening a short position | 4,200 | 39.4786 GBP |
Ordinary | SWAP | Reducing a short position | 100 | 39.6868 GBP |
Ordinary | SWAP | Reducing a short position | 400 | 39.6868 GBP |
Ordinary | SWAP | Reducing a short position | 322 | 40.1862 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
ADR / (1.00 : 3.00) | Put Option / (1.00 : 300.00) | Selling | 1,000 (300,000) | 150.0000 USD | AMERICAN | 15/06/2018 | 4.1000 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 30 April 2018 |
| Contact name: | Kashif Rafiq and Papa Lette |
| Telephone number: | +44(20) 7051 0547 / +44(20) 7774 7442 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire