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Form 8.5 (EPT/RI) - Amendment

13th Feb 2012 12:09

RNS Number : 3104X
GoldmanSachs International
13 February 2012
 

Amendment - due to the amendment of Equity transactions, the disclosure made on 10 February for dealings on 07 February has been updated. Section 2(a) has been updated.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

GLENCORE INTERNATIONAL PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

XSTRATA PLC

(d) Date dealing undertaken:

07 February 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES - disclosed previously for XSTRATA PLC

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.01 ordinary

Purchases

4,017,226707,700

4.9831 GBP7.3885 USD

4.2315 GBP7.0000 USD

USD 0.01 ordinary

Sales

4,915,3061,272,800

4.7220 GBP7.3000 USD

4.3720 GBP7.0000 USD

Convertible Bond

Purchases

1,000,000

136.5000 USD

136.5000 USD

Convertible Bond

Sales

4,000,000

140.2000 USD

136.5000 USD

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.01 ordinary

CFD

Opening a short position

912

4.2324 GBP

USD 0.01 ordinary

CFD

Reducing a short position

7,260

4.3915 GBP

USD 0.01 ordinary

CFD

Opening a long position

16,842

4.3915 GBP

USD 0.01 ordinary

CFD

Reducing a long position

17,304

4.3955 GBP

USD 0.01 ordinary

CFD

Reducing a short position

912

4.4321 GBP

USD 0.01 ordinary

CFD

Opening a short position

248,000

4.4475 GBP

USD 0.01 ordinary

CFD

Opening a short position

66,000

4.4566 GBP

USD 0.01 ordinary

CFD

Reducing a long position

16,842

4.4640 GBP

USD 0.01 ordinary

CFD

Closing a long position

50,000

4.5393 GBP

USD 0.01 ordinary

CFD

Opening a short position

60,000

4.5447 GBP

USD 0.01 ordinary

CFD

Closing a short position

25,000

4.5728 GBP

USD 0.01 ordinary

CFD

Reducing a short position

11,000

4.5728 GBP

USD 0.01 ordinary

CFD

Closing a short position

150,000

4.5728 GBP

USD 0.01 ordinary

CFD

Reducing a long position

4,586

4.5793 GBP

USD 0.01 ordinary

CFD

Opening a short position

65,863

4.5793 GBP

USD 0.01 ordinary

CFD

Reducing a long position

3,424

4.5793 GBP

USD 0.01 ordinary

CFD

Opening a long position

42,000

4.5904 GBP

USD 0.01 ordinary

CFD

Reducing a short position

65,863

4.5904 GBP

USD 0.01 ordinary

CFD

Reducing a short position

298,548

4.6158 GBP

USD 0.01 ordinary

CFD

Opening a short position

70,000

4.6290 GBP

USD 0.01 ordinary

CFD

Opening a long position

9,620

4.6605 GBP

USD 0.01 ordinary

CFD

Opening a long position

8,130

4.6605 GBP

USD 0.01 ordinary

CFD

Opening a long position

13,630

4.6605 GBP

USD 0.01 ordinary

CFD

Opening a long position

675

4.6605 GBP

USD 0.01 ordinary

CFD

Opening a long position

3,745

4.6605 GBP

USD 0.01 ordinary

CFD

Opening a long position

14,200

4.6605 GBP

USD 0.01 ordinary

CFD

Closing a long position

675

4.6599 GBP

USD 0.01 ordinary

CFD

Closing a long position

8,130

4.6599 GBP

USD 0.01 ordinary

CFD

Closing a long position

9,620

4.6599 GBP

USD 0.01 ordinary

CFD

Closing a long position

14,200

4.6599 GBP

USD 0.01 ordinary

CFD

Closing a long position

3,745

4.6599 GBP

USD 0.01 ordinary

CFD

Closing a long position

13,630

4.6599 GBP

USD 0.01 ordinary

CFD

Reducing a short position

28,000

4.6646 GBP

USD 0.01 ordinary

CFD

Opening a short position

60,000

4.6723 GBP

USD 0.01 ordinary

CFD

Closing a long position

150,000

4.6765 GBP

USD 0.01 ordinary

CFD

Closing a long position

350,000

4.6765 GBP

USD 0.01 ordinary

CFD

Reducing a long position

300,000

4.6814 GBP

USD 0.01 ordinary

CFD

Closing a long position

200,000

7.0441 USD

USD 0.01 ordinary

CFD

Opening a long position

62,000

7.1500 USD

USD 0.01 ordinary

CFD

Opening a long position

272,250

7.1500 USD

USD 0.01 ordinary

CFD

Opening a long position

24,750

7.1500 USD

USD 0.01 ordinary

CFD

Opening a long position

25,000

7.1778 USD

USD 0.01 ordinary

CFD

Opening a long position

24,700

7.3000 USD

USD 0.01 ordinary

CFD

Opening a long position

12,732

7.3000 USD

USD 0.01 ordinary

CFD

Opening a long position

62,000

7.3000 USD

USD 0.01 ordinary

CFD

Opening a long position

12,350

7.3000 USD

USD 0.01 ordinary

CFD

Opening a long position

135,850

7.3000 USD

USD 0.01 ordinary

CFD

Opening a long position

74,100

7.3000 USD

USD 0.01 ordinary

CFD

Opening a long position

140,058

7.3000 USD

USD 0.01 ordinary

CFD

Opening a long position

111,420

7.3000 USD

USD 0.01 ordinary

CFD

Opening a long position

129,890

7.3000 USD

USD 0.01 ordinary

CFD

Opening a long position

37,140

7.3000 USD

USD 0.01 ordinary

CFD

Opening a long position

24,760

7.3000 USD

USD 0.01 ordinary

CFD

Reducing a long position

9,000

7.3885 USD

USD 0.01 ordinary

Forward

Opening a short position

8,964

52.2414 HKD

USD 0.01 ordinary

Forward

Opening a short position

80,676

52.2414 HKD

USD 0.01 ordinary

SWAP

Opening a long position

603,286

4.4371 GBP

USD 0.01 ordinary

SWAP

Opening a long position

182,429

4.4371 GBP

USD 0.01 ordinary

SWAP

Reducing a long position

76,531

4.4584 GBP

USD 0.01 ordinary

SWAP

Opening a long position

328,371

4.5674 GBP

USD 0.01 ordinary

SWAP

Opening a long position

1,085,914

4.5674 GBP

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

Warrant

Call Warrant

Purchasing

900

2.7500 GBP

AMERICAN

31/12/2030

1.9800 EUR

USD 0.01 ordinary

Put Option

Purchasing

200,000

4.1000 GBP

EUROPEAN

21/02/2012

4.1000 GBP

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

13 February 2012

Contact name:

Audrey Malone and Gill Teasdale

Telephone number:

+44(20) 7552 3836 / +44(20) 7051 1151

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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