4th Apr 2018 16:27
Amendment - due to the amendment of Equity and derivative transactions, the disclosure made on 29 March for dealings on 28 March has been updated. Sections 2(a) and 2(b) have been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SHIRE PLC |
(d) Date dealing undertaken: | 28 March 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosing today for TAKEDA PHARMACEUTICAL COMPANY LIMITED |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary | Purchases | 4,785,646 | 38.6000 GBP | 28.1323 GBP |
Ordinary | Sales | 4,782,201 | 38.7350 GBP | 31.5500 GBP |
ADR / (1.00 : 3.00) | Purchases | 24,268 (72,804) | 152.5459 USD | 144.5300 USD |
ADR / (1.00 : 3.00) | Sales | 6,468 (19,404) | 148.5134 USD | 148.5134 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary | CFD | Opening a long position | 571 | 31.8150 GBP |
Ordinary | CFD | Increasing a long position | 827 | 31.8150 GBP |
Ordinary | CFD | Reducing a short position | 3,900 | 31.9040 GBP |
Ordinary | CFD | Reducing a short position | 1,600 | 31.9040 GBP |
Ordinary | CFD | Reducing a short position | 482 | 31.9149 GBP |
Ordinary | CFD | Reducing a short position | 13,500 | 31.9289 GBP |
Ordinary | CFD | Reducing a short position | 33,343 | 31.9289 GBP |
Ordinary | CFD | Reducing a short position | 5,566 | 31.9289 GBP |
Ordinary | CFD | Reducing a short position | 10,000 | 31.9822 GBP |
Ordinary | CFD | Reducing a short position | 13,500 | 32.2719 GBP |
Ordinary | CFD | Reducing a short position | 34,624 | 32.2719 GBP |
Ordinary | CFD | Reducing a short position | 5,591 | 32.2719 GBP |
Ordinary | CFD | Increasing a long position | 35 | 34.5581 GBP |
Ordinary | CFD | Increasing a long position | 243 | 34.6509 GBP |
Ordinary | CFD | Reducing a long position | 159 | 35.0000 GBP |
Ordinary | CFD | Reducing a short position | 8 | 35.0000 GBP |
Ordinary | CFD | Increasing a short position | 20,534 | 35.0000 GBP |
Ordinary | CFD | Reducing a long position | 571 | 35.0000 GBP |
Ordinary | CFD | Reducing a short position | 6,027 | 35.0000 GBP |
Ordinary | CFD | Reducing a short position | 27,825 | 35.0000 GBP |
Ordinary | CFD | Reducing a long position | 1,688 | 35.0032 GBP |
Ordinary | CFD | Reducing a long position | 70 | 35.0609 GBP |
Ordinary | CFD | Reducing a short position | 17,476 | 35.0960 GBP |
Ordinary | CFD | Reducing a short position | 5,000 | 35.2480 GBP |
Ordinary | CFD | Increasing a long position | 476 | 35.2642 GBP |
Ordinary | CFD | Increasing a long position | 2,192 | 35.2645 GBP |
Ordinary | CFD | Increasing a short position | 2,000 | 35.2915 GBP |
Ordinary | CFD | Increasing a short position | 3,000 | 35.3106 GBP |
Ordinary | CFD | Reducing a short position | 10,000 | 35.3405 GBP |
Ordinary | CFD | Reducing a short position | 10,000 | 35.3594 GBP |
Ordinary | CFD | Opening a short position | 15,000 | 35.4621 GBP |
Ordinary | CFD | Increasing a short position | 50,080 | 35.4783 GBP |
Ordinary | CFD | Increasing a short position | 3,000 | 35.4983 GBP |
Ordinary | CFD | Reducing a short position | 300 | 35.5066 GBP |
Ordinary | CFD | Reducing a short position | 3,500 | 35.6410 GBP |
Ordinary | CFD | Increasing a short position | 6,000 | 35.7473 GBP |
Ordinary | CFD | Reducing a short position | 500 | 35.7710 GBP |
Ordinary | CFD | Opening a long position | 30,000 | 35.7737 GBP |
Ordinary | CFD | Opening a short position | 17,151 | 35.8268 GBP |
Ordinary | CFD | Reducing a long position | 31,449 | 35.8268 GBP |
Ordinary | CFD | Reducing a short position | 15,500 | 35.8896 GBP |
Ordinary | CFD | Reducing a long position | 20,793 | 35.9160 GBP |
Ordinary | CFD | Increasing a short position | 10,000 | 35.9295 GBP |
Ordinary | CFD | Opening a long position | 20,793 | 35.9330 GBP |
Ordinary | CFD | Opening a short position | 12,000 | 35.9901 GBP |
Ordinary | CFD | Increasing a short position | 12,000 | 36.0053 GBP |
Ordinary | CFD | Opening a short position | 37,972 | 36.0198 GBP |
Ordinary | CFD | Opening a short position | 2,028 | 36.0198 GBP |
Ordinary | CFD | Opening a long position | 25,000 | 36.0224 GBP |
Ordinary | CFD | Reducing a short position | 14,000 | 36.0346 GBP |
Ordinary | CFD | Reducing a short position | 35,906 | 36.0346 GBP |
Ordinary | CFD | Reducing a short position | 5,798 | 36.0346 GBP |
Ordinary | CFD | Reducing a short position | 130 | 36.0450 GBP |
Ordinary | CFD | Increasing a short position | 25,000 | 36.0884 GBP |
Ordinary | CFD | Reducing a long position | 45 | 36.1126 GBP |
Ordinary | CFD | Reducing a long position | 392 | 36.1126 GBP |
Ordinary | CFD | Reducing a long position | 30,000 | 36.1376 GBP |
Ordinary | CFD | Opening a short position | 25,000 | 36.2172 GBP |
Ordinary | CFD | Increasing a short position | 3,373 | 36.4548 GBP |
Ordinary | CFD | Increasing a short position | 10,000 | 36.6811 GBP |
Ordinary | CFD | Reducing a short position | 52,583 | 36.7097 GBP |
Ordinary | CFD | Reducing a short position | 134,861 | 36.7097 GBP |
Ordinary | CFD | Reducing a short position | 21,777 | 36.7097 GBP |
Ordinary | CFD | Reducing a short position | 50,000 | 36.8592 GBP |
Ordinary | CFD | Reducing a short position | 50,000 | 36.8592 GBP |
Ordinary | CFD | Opening a short position | 5,725 | 37.0000 GBP |
Ordinary | CFD | Opening a short position | 12,795 | 37.0000 GBP |
Ordinary | CFD | Opening a short position | 4,715 | 37.0000 GBP |
Ordinary | CFD | Increasing a short position | 30,000 | 37.2087 GBP |
Ordinary | CFD | Opening a short position | 44,000 | 37.2856 GBP |
Ordinary | CFD | Opening a short position | 2,376 | 37.3042 GBP |
Ordinary | CFD | Opening a short position | 9,328 | 37.3042 GBP |
Ordinary | CFD | Opening a short position | 32,296 | 37.3042 GBP |
Ordinary | CFD | Opening a long position | 31,449 | 37.5957 GBP |
Ordinary | CFD | Opening a short position | 10,000 | 37.6134 GBP |
Ordinary | CFD | Reducing a short position | 19,004 | 37.6468 GBP |
Ordinary | CFD | Reducing a short position | 2,530 | 37.6468 GBP |
Ordinary | CFD | Reducing a short position | 2,107 | 37.6468 GBP |
Ordinary | CFD | Reducing a short position | 49 | 37.6468 GBP |
Ordinary | CFD | Reducing a short position | 104 | 37.6468 GBP |
Ordinary | CFD | Reducing a short position | 5,736 | 37.6468 GBP |
Ordinary | CFD | Reducing a long position | 25,000 | 37.7756 GBP |
Ordinary | CFD | Opening a long position | 265 | 37.8900 GBP |
Ordinary | CFD | Opening a short position | 10,000 | 38.0379 GBP |
Ordinary | SWAP | Reducing a long position | 917 | 31.6521 GBP |
Ordinary | SWAP | Reducing a long position | 16,959 | 31.6521 GBP |
Ordinary | SWAP | Reducing a long position | 18,941 | 31.6521 GBP |
Ordinary | SWAP | Reducing a long position | 3,589 | 31.6521 GBP |
Ordinary | SWAP | Reducing a long position | 1,593 | 31.6521 GBP |
Ordinary | SWAP | Reducing a long position | 37 | 31.6521 GBP |
Ordinary | SWAP | Reducing a long position | 8,070 | 31.6521 GBP |
Ordinary | SWAP | Reducing a long position | 8,407 | 31.6521 GBP |
Ordinary | SWAP | Reducing a long position | 3,213 | 31.6521 GBP |
Ordinary | SWAP | Reducing a long position | 1,527 | 31.6521 GBP |
Ordinary | SWAP | Reducing a long position | 194 | 31.6521 GBP |
Ordinary | SWAP | Opening a short position | 68,289 | 31.6521 GBP |
Ordinary | SWAP | Reducing a long position | 4,842 | 31.6521 GBP |
Ordinary | SWAP^ | Reducing a long position | 780,230 | 31.8150 GBP |
Ordinary | SWAP | Reducing a short position | 7,712 | 31.8349 GBP |
Ordinary | SWAP | Reducing a short position | 911 | 31.8349 GBP |
Ordinary | SWAP | Reducing a short position | 10,966 | 31.8349 GBP |
Ordinary | SWAP | Reducing a long position | 3,860 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 597 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 53,229 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 1,832 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 3,148 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 423 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 1,197 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 11,302 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 30,542 | 31.9458 GBP |
Ordinary | SWAP | Opening a short position | 169,000 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 12,157 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 758 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 347 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 1,615 | 31.9458 GBP |
Ordinary | SWAP | Opening a short position | 453 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 306 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 2,141 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 2,230 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 4,001 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 10,084 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 5,784 | 31.9458 GBP |
Ordinary | SWAP | Opening a short position | 86 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 2,301 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 226 | 31.9458 GBP |
Ordinary | SWAP | Reducing a long position | 20,381 | 31.9458 GBP |
Ordinary | SWAP | Reducing a short position | 3,190 | 34.7737 GBP |
Ordinary | SWAP | Reducing a short position | 2,540 | 34.7737 GBP |
Ordinary | SWAP | Reducing a short position | 600 | 34.7737 GBP |
Ordinary | SWAP | Opening a short position | 7,500 | 35.0046 GBP |
Ordinary | SWAP | Opening a long position | 37 | 35.3180 GBP |
Ordinary | SWAP | Opening a long position | 194 | 35.3180 GBP |
Ordinary | SWAP | Reducing a long position | 140 | 35.3750 GBP |
Ordinary | SWAP | Opening a long position | 72,346 | 35.4073 GBP |
Ordinary | SWAP | Opening a long position | 30,542 | 35.4073 GBP |
Ordinary | SWAP | Opening a long position | 5,784 | 35.4073 GBP |
Ordinary | SWAP | Opening a long position | 9,459 | 35.5233 GBP |
Ordinary | SWAP | Reducing a short position | 2,349 | 35.5233 GBP |
Ordinary | SWAP | Reducing a short position | 995 | 35.5233 GBP |
Ordinary | SWAP | Opening a long position | 1,791 | 35.5233 GBP |
Ordinary | SWAP | Reducing a short position | 5,255 | 35.5233 GBP |
Ordinary | SWAP | Reducing a short position | 12,401 | 35.5233 GBP |
Ordinary | SWAP | Opening a long position | 2,141 | 35.5350 GBP |
Ordinary | SWAP | Opening a long position | 11,302 | 35.5350 GBP |
Ordinary | SWAP | Opening a long position | 4,777 | 35.6190 GBP |
Ordinary | SWAP | Opening a long position | 25,223 | 35.6190 GBP |
Ordinary | SWAP | Reducing a long position | 7,694 | 35.6223 GBP |
Ordinary | SWAP | Opening a short position | 392 | 35.6223 GBP |
Ordinary | SWAP | Opening a short position | 2,078 | 35.6223 GBP |
Ordinary | SWAP | Opening a short position | 50,770 | 35.6223 GBP |
Ordinary | SWAP | Reducing a long position | 40,606 | 35.6223 GBP |
Ordinary | SWAP | Opening a long position | 8,407 | 35.6361 GBP |
Ordinary | SWAP | Opening a long position | 1,593 | 35.6361 GBP |
Ordinary | SWAP | Opening a long position | 306 | 35.7862 GBP |
Ordinary | SWAP | Opening a long position | 1,615 | 35.7862 GBP |
Ordinary | SWAP | Reducing a short position | 5,972 | 35.8200 GBP |
Ordinary | SWAP | Reducing a short position | 1,508 | 35.8200 GBP |
Ordinary | SWAP | Reducing a short position | 181 | 35.8200 GBP |
Ordinary | SWAP | Reducing a short position | 8,329 | 35.8200 GBP |
Ordinary | SWAP | Reducing a short position | 703 | 35.8200 GBP |
Ordinary | SWAP | Reducing a short position | 2,307 | 35.8200 GBP |
Ordinary | SWAP | Opening a long position | 16,959 | 35.8419 GBP |
Ordinary | SWAP | Opening a long position | 423 | 35.8419 GBP |
Ordinary | SWAP | Opening a long position | 3,213 | 35.8419 GBP |
Ordinary | SWAP | Opening a long position | 2,230 | 35.8419 GBP |
Ordinary | SWAP | Opening a long position | 758 | 35.8891 GBP |
Ordinary | SWAP | Opening a long position | 4,001 | 35.8891 GBP |
Ordinary | SWAP | Reducing a short position | 1,521 | 35.9248 GBP |
Ordinary | SWAP | Reducing a short position | 1,521 | 35.9248 GBP |
Ordinary | SWAP | Reducing a short position | 2,377 | 35.9248 GBP |
Ordinary | SWAP | Reducing a short position | 18,187 | 35.9248 GBP |
Ordinary | SWAP | Reducing a short position | 18,187 | 35.9248 GBP |
Ordinary | SWAP | Reducing a short position | 11,361 | 35.9248 GBP |
Ordinary | SWAP | Reducing a short position | 945 | 35.9248 GBP |
Ordinary | SWAP | Reducing a short position | 12,896 | 35.9248 GBP |
Ordinary | SWAP | Reducing a short position | 12,896 | 35.9248 GBP |
Ordinary | SWAP | Reducing a short position | 7,994 | 35.9248 GBP |
Ordinary | SWAP | Reducing a short position | 3,536 | 35.9248 GBP |
Ordinary | SWAP | Reducing a short position | 283 | 35.9248 GBP |
Ordinary | SWAP | Reducing a short position | 3,588 | 35.9651 GBP |
Ordinary | SWAP | Reducing a short position | 1 | 35.9651 GBP |
Ordinary | SWAP | Reducing a short position | 18,941 | 35.9651 GBP |
Ordinary | SWAP | Opening a long position | 22,530 | 35.9651 GBP |
Ordinary | SWAP | Reducing a short position | 21,018 | 35.9667 GBP |
Ordinary | SWAP | Reducing a short position | 3,982 | 35.9667 GBP |
Ordinary | SWAP | Opening a long position | 347 | 35.9924 GBP |
Ordinary | SWAP | Opening a long position | 1,832 | 35.9924 GBP |
Ordinary | SWAP | Opening a long position | 20,227 | 36.0000 GBP |
Ordinary | SWAP | Opening a long position | 1,197 | 36.0000 GBP |
Ordinary | SWAP | Opening a long position | 3,828 | 36.0000 GBP |
Ordinary | SWAP | Opening a long position | 226 | 36.0000 GBP |
Ordinary | SWAP | Opening a long position | 53,229 | 36.0315 GBP |
Ordinary | SWAP | Opening a long position | 10,084 | 36.0315 GBP |
Ordinary | SWAP | Opening a long position | 597 | 36.0315 GBP |
Ordinary | SWAP | Opening a long position | 3,148 | 36.0315 GBP |
Ordinary | SWAP | Opening a short position | 375,000 | 36.0531 GBP |
Ordinary | SWAP | Opening a short position | 20,000 | 36.2581 GBP |
Ordinary | SWAP | Opening a long position | 18,941 | 36.3623 GBP |
Ordinary | SWAP | Opening a long position | 25,000 | 36.3623 GBP |
Ordinary | SWAP | Opening a long position | 3,589 | 36.3623 GBP |
Ordinary | SWAP | Reducing a short position | 392 | 36.3623 GBP |
Ordinary | SWAP | Reducing a short position | 2,078 | 36.3623 GBP |
Ordinary | SWAP | Reducing a short position | 340 | 36.9741 GBP |
Ordinary | SWAP | Reducing a short position | 4,200 | 36.9741 GBP |
Ordinary | SWAP | Reducing a short position | 12,369 | 36.9741 GBP |
Ordinary | SWAP | Reducing a short position | 12,369 | 36.9741 GBP |
Ordinary | SWAP | Reducing a short position | 8,703 | 36.9741 GBP |
Ordinary | SWAP | Reducing a short position | 8,703 | 36.9741 GBP |
Ordinary | SWAP | Reducing a short position | 2,856 | 36.9741 GBP |
Ordinary | SWAP | Reducing a short position | 2,217 | 36.9741 GBP |
Ordinary | SWAP | Reducing a short position | 2,217 | 36.9741 GBP |
Ordinary | SWAP | Reducing a short position | 3,026 | 36.9741 GBP |
Ordinary | SWAP | Reducing a short position | 3,026 | 36.9741 GBP |
Ordinary | SWAP | Reducing a short position | 1,028 | 36.9741 GBP |
Ordinary | SWAP | Reducing a short position | 1,028 | 36.9741 GBP |
Ordinary | SWAP | Reducing a short position | 12,033 | 36.9741 GBP |
Ordinary | SWAP | Reducing a short position | 261 | 36.9741 GBP |
Ordinary | SWAP | Reducing a short position | 261 | 36.9741 GBP |
Ordinary | SWAP | Reducing a short position | 1,000 | 36.9741 GBP |
Ordinary | SWAP | Reducing a short position | 8,467 | 36.9741 GBP |
Ordinary | SWAP | Opening a long position | 7,694 | 37.0842 GBP |
Ordinary | SWAP | Reducing a short position | 101 | 37.0842 GBP |
Ordinary | SWAP | Opening a long position | 40,606 | 37.0842 GBP |
Ordinary | SWAP | Reducing a short position | 888 | 37.0842 GBP |
Ordinary | SWAP | Reducing a short position | 543 | 37.0842 GBP |
Ordinary | SWAP | Reducing a short position | 168 | 37.0842 GBP |
Ordinary | SWAP | Opening a long position | 50,000 | 37.0842 GBP |
Ordinary | SWAP | Reducing a short position | 5,900 | 37.1548 GBP |
Ordinary | SWAP | Reducing a short position | 14,100 | 37.1548 GBP |
Ordinary | SWAP | Reducing a short position | 1 | 37.2323 GBP |
Ordinary | SWAP | Reducing a short position | 21,019 | 37.2323 GBP |
Ordinary | SWAP | Reducing a short position | 3,980 | 37.2323 GBP |
Ordinary | SWAP | Reducing a short position | 123 | 37.2583 GBP |
Ordinary | SWAP | Reducing a short position | 647 | 37.2583 GBP |
Ordinary | SWAP | Opening a long position | 770 | 37.2583 GBP |
Ordinary | SWAP | Reducing a short position | 21,018 | 37.6156 GBP |
Ordinary | SWAP | Reducing a short position | 3,982 | 37.6156 GBP |
^Please note this product is part of a basket of securities for which SHIRE PLC is a component
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 04 April 2018 |
| Contact name: | Kashif Rafiq and Papa Lette |
| Telephone number: | +44(20) 7051 0547 / +44(20) 7774 7442 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire