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Form 8.5 (EPT/RI) - Amendment

9th Feb 2012 17:16

RNS Number : 1612X
GoldmanSachs International
09 February 2012
 

 

Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 08 February for dealings on 03 February has been updated. Sections 2(a) and 2(b) have been updated.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

GLENCORE INTERNATIONAL PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

XSTRATA PLC

(d) Date dealing undertaken:

03 February 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES - disclosed previously for XSTRATA PLC

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.01 ordinary

Purchases

4,034,84733,640236,000

4.9831 GBP60.1969 HKD7.3000 USD

4.5500 GBP45.1457 HKD7.3000 USD

USD 0.01 ordinary

Sales

3,056,58033,640251,090

4.8255 GBP60.1969 HKD7.5000 USD

4.4904 GBP45.1457 HKD7.3000 USD

Convertible Bond

Purchases

1,000,000

138.0000 USD

138.0000 USD

Convertible Bond

Sales

2,000,000

137.2500 USD

137.2500 USD

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.01 ordinary

CFD

Opening a short position

907,455

4.6181 GBP

USD 0.01 ordinary

CFD

Opening a short position

663,549

4.6186 GBP

USD 0.01 ordinary

CFD

Opening a long position

2,407

4.6916 GBP

USD 0.01 ordinary

CFD

Opening a long position

2,000

4.7276 GBP

USD 0.01 ordinary

CFD

Opening a short position

65,000

4.7326 GBP

USD 0.01 ordinary

CFD

Opening a long position

100,000

4.7399 GBP

USD 0.01 ordinary

CFD

Opening a long position

350,000

4.7440 GBP

USD 0.01 ordinary

CFD

Closing a long position

68,000

4.7596 GBP

USD 0.01 ordinary

CFD

Closing a long position

160,000

4.7596 GBP

USD 0.01 ordinary

CFD

Reducing a long position

12,000

4.7596 GBP

USD 0.01 ordinary

CFD

Closing a long position

160,000

4.7596 GBP

USD 0.01 ordinary

CFD

Opening a long position

150,000

4.7634 GBP

USD 0.01 ordinary

CFD

Opening a short position

142,043

4.7829 GBP

USD 0.01 ordinary

CFD

Opening a long position

20,385

4.8255 GBP

USD 0.01 ordinary

CFD

Opening a long position

174

4.8255 GBP

USD 0.01 ordinary

CFD

Opening a long position

18,406

4.8255 GBP

USD 0.01 ordinary

CFD

Opening a long position

21,259

4.8255 GBP

USD 0.01 ordinary

CFD

Closing a long position

16,927

4.8255 GBP

USD 0.01 ordinary

CFD

Closing a long position

17,300

4.8255 GBP

USD 0.01 ordinary

CFD

Closing a long position

4,332

4.8255 GBP

USD 0.01 ordinary

CFD

Closing a long position

1,264

4.8255 GBP

USD 0.01 ordinary

CFD

Closing a long position

17,142

4.8255 GBP

USD 0.01 ordinary

CFD

Closing a long position

174

4.8255 GBP

USD 0.01 ordinary

CFD

Closing a long position

3,085

4.8255 GBP

USD 0.01 ordinary

CFD

Reducing a long position

28,382

4.8259 GBP

USD 0.01 ordinary

CFD

Reducing a long position

112,580

7.3000 USD

USD 0.01 ordinary

CFD

Closing a long position

123,420

7.3000 USD

USD 0.01 ordinary

CFD

Reducing a long position

5,665

7.3000 USD

USD 0.01 ordinary

CFD

Opening a long position

118,125

7.3000 USD

USD 0.01 ordinary

SWAP

Increasing a long position

25,460

7.5000 USD

USD 0.01 ordinary

SWAP

Increasing a long position

19,095

7.5000 USD

USD 0.01 ordinary

SWAP

Increasing a long position

82,745

7.5000 USD

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

09 February 2012

Contact name:

Audrey Malone and Gill Teasdale

Telephone number:

+44(20) 7552 3836 / +44(20) 7051 1151

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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