18th Aug 2015 17:03
Amendment - due to the amendment of Equity, Derivative and Options transactions, the disclosure made on 10 June for dealings on 09 June has been updated. Sections 2(a), 2(b) and 2(c) have been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | BG GROUP PLC |
(d) Date dealing undertaken: | 09 July 2015 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BG GROUP PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | Purchases | 370,287399,791 | 18.1700 GBP25.3750 EUR | 17.8900 GBP25.0000 EUR |
EUR 0.07 A ordinary | Sales | 460,307278,162 | 25.3950 EUR18.1500 GBP | 25.0150 EUR17.8800 GBP |
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | Purchases | 2,778,393 | 18.3850 GBP | 18.0350 GBP |
EUR 0.07 B ordinary | Sales | 1,772,137 | 18.3802 GBP | 18.0350 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | Opening a long position | 1,883 | 17.9871 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 9,660 | 17.9871 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 1,000 | 17.9900 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 2,237 | 18.0062 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 90,000 | 18.0145 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 1,000 | 18.0450 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 1,244 | 18.0450 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 3,554 | 18.0450 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 2,237 | 18.0450 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 1,658 | 25.0957 EUR |
EUR 0.07 A ordinary | CFD | Opening a short position | 1,910 | 25.2326 EUR |
EUR 0.07 A ordinary | Call Option | Purchasing | 57,500 | 0.4003 EUR |
EUR 0.07 A ordinary | Call Option | Purchasing | 57,500 | 0.4003 EUR |
EUR 0.07 A ordinary | Call Option | Purchasing | 57,500 | 0.4637 EUR |
EUR 0.07 A ordinary | Call Option | Purchasing | 57,500 | 0.4637 EUR |
EUR 0.07 A ordinary | Call Option | Exercising | 6,200 | 25.1000 EUR |
EUR 0.07 A ordinary | Call Option | Selling | 6,200 | 25.1000 EUR |
EUR 0.07 A ordinary | SWAP | Increasing a short position | 23,424 | 18.0504 GBP |
EUR 0.07 A ordinary | SWAP | Reducing a long position | 46,385 | 18.0816 GBP |
EUR 0.07 A ordinary | SWAP | Opening a short position | 8,773 | 18.0867 GBP |
EUR 0.07 A ordinary | SWAP | Opening a short position | 943 | 18.0867 GBP |
EUR 0.07 A ordinary | SWAP | Opening a short position | 3,552 | 18.0867 GBP |
EUR 0.07 A ordinary | SWAP | Opening a short position | 30,954 | 18.0867 GBP |
EUR 0.07 A ordinary | SWAP | Opening a short position | 8,677 | 18.0867 GBP |
EUR 0.07 A ordinary | SWAP | Opening a short position | 4,697 | 18.0867 GBP |
EUR 0.07 A ordinary | SWAP | Opening a short position | 18,294 | 18.0867 GBP |
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 B ordinary | CFD | Opening a long position | 66,810 | 18.0556 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 66,810 | 18.0556 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 276 | 18.0898 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 3,535 | 18.0898 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 3,112 | 18.0989 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 3,934 | 18.0989 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 427 | 18.1566 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 2,329 | 18.1566 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 439 | 18.1940 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 306 | 18.1940 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 513 | 18.1940 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 2,864 | 18.2305 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 1,098 | 18.2400 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 831 | 18.2473 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 1,662 | 18.2490 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 174 | 18.2500 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 25 | 18.2500 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 1,098 | 18.2500 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 30 | 18.2500 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 25,000 | 18.2500 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 1,662 | 18.2500 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 3,535 | 18.2500 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 20,874 | 18.2545 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 13,118 | 18.2545 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 200 | 18.2545 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 562 | 27.9433 USD |
EUR 0.07 B ordinary | SWAP | Opening a short position | 1,300,000 | 18.1450 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a short position | 390 | 18.2035 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a short position | 1,370 | 18.2035 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a short position | 2,850 | 18.2035 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a short position | 170 | 18.2035 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 25,000 | 18.2445 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a short position | 21,385 | 18.3023 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Warrant | Call Warrant | Purchasing | 5,000 | 21.9534 EUR | AMERICAN | 31/12/2030 | 3.6600 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 18 August 2015 |
| Contact name: | Aadithya Rao and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9046 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
RDSA.L