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Form 8.5 (EPT/RI) - Amendment

31st May 2012 18:22

RNS Number : 5845E
GoldmanSachs International
31 May 2012
 

Amendment - due to the amendment of Option transactions, the disclosure made on 30 May for dealings on 29 May has been updated. Section 2(c)(i) has been updated.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

GLENCORE INTERNATIONAL PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

XSTRATA PLC

(d) Date dealing undertaken:

29 May 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES - disclosed previously for XSTRATA PLC

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.01 ordinary

Purchases

867,18621,260

3.5745 GBP60.1969 HKD

3.3776 GBP42.6000 HKD

USD 0.01 ordinary

Sales

656,11121,260

3.5650 GBP60.1969 HKD

3.4920 GBP42.6000 HKD

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.01 ordinary

CFD

Opening a long position

20,000

3.4987 GBP

USD 0.01 ordinary

CFD

Reducing a short position

911

3.5044 GBP

USD 0.01 ordinary

CFD

Opening a long position

1,166

3.5051 GBP

USD 0.01 ordinary

CFD

Reducing a long position

21,319

3.5173 GBP

USD 0.01 ordinary

CFD

Reducing a long position

1,293

3.5242 GBP

USD 0.01 ordinary

CFD

Reducing a long position

31,918

3.5242 GBP

USD 0.01 ordinary

CFD

Opening a long position

2,245

3.5292 GBP

USD 0.01 ordinary

CFD

Reducing a short position

2,245

3.5292 GBP

USD 0.01 ordinary

CFD

Opening a long position

27,869

3.5370 GBP

USD 0.01 ordinary

CFD

Closing a short position

1,641

3.5399 GBP

USD 0.01 ordinary

CFD

Reducing a short position

1,273

3.5399 GBP

USD 0.01 ordinary

CFD

Reducing a long position

1,166

3.5413 GBP

USD 0.01 ordinary

CFD

Opening a short position

2,245

3.5413 GBP

USD 0.01 ordinary

CFD

Opening a short position

15,981

3.5413 GBP

USD 0.01 ordinary

CFD

Opening a short position

187,320

3.5480 GBP

USD 0.01 ordinary

CFD

Closing a short position

60,000

3.5517 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

6,423

3.5091 GBP

USD 0.01 ordinary

SWAP

Opening a long position

60,000

3.5308 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

27,845

3.5399 GBP

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

Warrant

Call Warrant

Purchasing

61,000

3.0000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

58,200

3.0000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

70,500

3.0000 GBP

AMERICAN

20/07/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

78,200

3.0000 GBP

AMERICAN

15/06/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

64,200

3.0000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

70,500

3.2000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

128,300

3.2000 GBP

AMERICAN

15/06/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

84,800

3.2000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

102,100

3.2000 GBP

AMERICAN

20/07/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

74,700

3.2000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

79,400

3.2000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

98,100

3.4000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

106,400

3.4000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

161,300

3.4000 GBP

AMERICAN

20/07/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

91,000

3.4000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

119,100

3.4000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

263,200

3.4000 GBP

AMERICAN

15/06/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

119,100

3.6000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

172,500

3.6000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

714,300

3.6000 GBP

AMERICAN

15/06/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

277,800

3.6000 GBP

AMERICAN

20/07/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

147,100

3.6000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

131,600

3.6000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

217,400

3.8000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

161,300

3.8000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

500,000

3.8000 GBP

AMERICAN

20/07/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

250,000

3.8000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

185,200

3.8000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

2,500,000

3.8000 GBP

AMERICAN

15/06/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

217,400

4.0000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

5,000,000

4.0000 GBP

AMERICAN

15/06/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

263,200

4.0000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

384,700

4.0000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

312,500

4.0000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

1,000,000

4.0000 GBP

AMERICAN

20/07/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

454,600

4.2000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

384,700

4.2000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

625,000

4.2000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

5,000,000

4.2000 GBP

AMERICAN

15/06/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

312,500

4.2000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

1,666,700

4.2000 GBP

AMERICAN

20/07/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

5,000,000

4.4000 GBP

AMERICAN

20/07/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

555,600

4.4000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

454,600

4.4000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

5,000,000

4.4000 GBP

AMERICAN

15/06/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

1,000,000

4.4000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

714,300

4.4000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

625,000

4.6000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

833,400

4.6000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

1,000,000

4.6000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

5,000,000

4.6000 GBP

AMERICAN

20/07/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

1,666,700

4.6000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

5,000,000

4.6000 GBP

AMERICAN

15/06/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

5,000,000

4.8000 GBP

AMERICAN

20/07/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

1,666,700

4.8000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

833,400

4.8000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

2,500,000

4.8000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

1,250,000

4.8000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

1,666,700

5.0000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

1,250,000

5.0000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

2,500,000

5.0000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

2,500,000

5.0000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

1,666,700

5.2000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Call Warrant

Purchasing

2,500,000

5.2000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

833,400

1.8000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

625,000

2.0000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

833,400

2.0000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

1,250,000

2.0000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

1,000,000

2.0000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

555,600

2.2000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

454,600

2.2000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

714,300

2.2000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

1,000,000

2.2000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

714,300

2.4000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

333,400

2.4000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

2,500,000

2.4000 GBP

AMERICAN

20/07/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

500,000

2.4000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

416,700

2.4000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

1,666,700

2.6000 GBP

AMERICAN

20/07/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

5,000,000

2.6000 GBP

AMERICAN

15/06/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

250,000

2.6000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

454,600

2.6000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

357,200

2.6000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

294,200

2.6000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

250,000

2.8000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

312,500

2.8000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

217,400

2.8000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

178,600

2.8000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

5,000,000

2.8000 GBP

AMERICAN

15/06/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

833,400

2.8000 GBP

AMERICAN

20/07/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

135,200

3.0000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

208,400

3.0000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

156,300

3.0000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

1,666,700

3.0000 GBP

AMERICAN

15/06/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

178,600

3.0000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

454,600

3.0000 GBP

AMERICAN

20/07/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

263,200

3.2000 GBP

AMERICAN

20/07/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

128,300

3.2000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

104,200

3.2000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

116,300

3.2000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

147,100

3.2000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

625,000

3.2000 GBP

AMERICAN

15/06/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

80,700

3.4000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

277,800

3.4000 GBP

AMERICAN

15/06/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

96,200

3.4000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

87,800

3.4000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

104,200

3.4000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

161,300

3.4000 GBP

AMERICAN

20/07/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

77,000

3.6000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

104,200

3.6000 GBP

AMERICAN

20/07/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

68,500

3.6000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

64,200

3.6000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

138,900

3.6000 GBP

AMERICAN

15/06/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

72,500

3.6000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

72,500

3.8000 GBP

AMERICAN

20/07/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

56,200

3.8000 GBP

AMERICAN

19/10/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

53,800

3.8000 GBP

AMERICAN

16/11/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

51,600

3.8000 GBP

AMERICAN

21/12/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

58,900

3.8000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

82,000

3.8000 GBP

AMERICAN

15/06/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

55,600

4.0000 GBP

AMERICAN

15/06/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

46,300

4.0000 GBP

AMERICAN

21/09/2012

0.0000 CHF

Warrant

Put Warrant

Purchasing

52,700

4.0000 GBP

AMERICAN

20/07/2012

0.0000 CHF

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

31 May 2012

Contact name:

Audrey Malone and Darren Adam

Telephone number:

+44(20) 7552 3836 / +44(20) 7051 4224

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FERWGUGPAUPPGMG

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