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Form 8.5 (EPT/RI) - Amendment

7th Feb 2012 15:07

RNS Number : 9711W
GoldmanSachs International
07 February 2012
 

 

Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 06 February for dealings on 02 February has been updated. Sections 2(a) and 2(b) have been updated.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

GLENCORE INTERNATIONAL PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

XSTRATA PLC

(d) Date dealing undertaken:

02 February 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES - disclosing today for XSTRATA PLC

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.01 ordinary

Purchases

11,380,80730,5001,664,829

4.9831 GBP53.0000 HKD7.3019 USD

4.4000 GBP52.4000 HKD6.8000 USD

USD 0.01 ordinary

Sales

4,772,81030,500971,360

4.6765 GBP53.0000 HKD7.1730 USD

4.3500 GBP52.6500 HKD6.8500 USD

Convertible Bond

Purchases

4,500,000

138.3750 USD

133.7500 USD

Convertible Bond

Sales

7,800,000

138.9500 USD

134.4500 USD

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.01 ordinary

CFD

Reducing a short position

5,000

4.4252 GBP

USD 0.01 ordinary

CFD

Opening a short position

5,000

4.4278 GBP

USD 0.01 ordinary

CFD

Opening a short position

150,000

4.5045 GBP

USD 0.01 ordinary

CFD

Opening a long position

35,591

4.5056 GBP

USD 0.01 ordinary

CFD

Reducing a short position

5,000

4.5076 GBP

USD 0.01 ordinary

CFD

Opening a long position

25,956

4.5077 GBP

USD 0.01 ordinary

CFD

Reducing a short position

8,652

4.5077 GBP

USD 0.01 ordinary

CFD

Closing a short position

295,000

4.5134 GBP

USD 0.01 ordinary

CFD

Opening a long position

200,583

4.5135 GBP

USD 0.01 ordinary

CFD

Opening a long position

153,047

4.5135 GBP

USD 0.01 ordinary

CFD

Opening a long position

14,660

4.5135 GBP

USD 0.01 ordinary

CFD

Opening a long position

131,710

4.5135 GBP

USD 0.01 ordinary

CFD

Closing a long position

311

4.5525 GBP

USD 0.01 ordinary

CFD

Reducing a long position

1,552

4.5525 GBP

USD 0.01 ordinary

CFD

Opening a long position

104,000

4.5726 GBP

USD 0.01 ordinary

CFD

Reducing a long position

1,596

4.5752 GBP

USD 0.01 ordinary

CFD

Reducing a long position

3,058

4.5752 GBP

USD 0.01 ordinary

CFD

Closing a long position

4,854

4.5752 GBP

USD 0.01 ordinary

CFD

Closing a long position

148,862

4.5754 GBP

USD 0.01 ordinary

CFD

Closing a long position

56,835

4.5754 GBP

USD 0.01 ordinary

CFD

Closing a long position

44,303

4.5754 GBP

USD 0.01 ordinary

CFD

Opening a long position

17,217

4.5858 GBP

USD 0.01 ordinary

CFD

Closing a long position

13,262

4.5883 GBP

USD 0.01 ordinary

CFD

Closing a long position

61,078

4.5883 GBP

USD 0.01 ordinary

CFD

Closing a long position

11,285

4.5883 GBP

USD 0.01 ordinary

CFD

Closing a long position

11,421

4.5883 GBP

USD 0.01 ordinary

CFD

Closing a long position

84,894

4.5883 GBP

USD 0.01 ordinary

CFD

Closing a long position

16,750

4.5883 GBP

USD 0.01 ordinary

CFD

Closing a long position

210,071

4.5883 GBP

USD 0.01 ordinary

CFD

Closing a long position

59,477

4.5883 GBP

USD 0.01 ordinary

CFD

Closing a long position

7,549

4.5883 GBP

USD 0.01 ordinary

CFD

Closing a long position

16,839

4.5883 GBP

USD 0.01 ordinary

CFD

Closing a long position

69,374

4.5883 GBP

USD 0.01 ordinary

CFD

Reducing a short position

11,153

4.5936 GBP

USD 0.01 ordinary

CFD

Opening a short position

11,153

4.5956 GBP

USD 0.01 ordinary

CFD

Reducing a long position

30,000

4.5956 GBP

USD 0.01 ordinary

CFD

Reducing a long position

20,000

4.5956 GBP

USD 0.01 ordinary

CFD

Opening a short position

82,500

4.5961 GBP

USD 0.01 ordinary

CFD

Opening a short position

18,030

4.5996 GBP

USD 0.01 ordinary

CFD

Reducing a long position

30

4.6014 GBP

USD 0.01 ordinary

CFD

Reducing a long position

147

4.6014 GBP

USD 0.01 ordinary

CFD

Reducing a long position

10,000

4.6017 GBP

USD 0.01 ordinary

CFD

Opening a short position

884,988

4.6034 GBP

USD 0.01 ordinary

CFD

Opening a short position

23,306

4.6069 GBP

USD 0.01 ordinary

CFD

Closing a long position

80,268

4.6106 GBP

USD 0.01 ordinary

CFD

Closing a long position

33,325

4.6106 GBP

USD 0.01 ordinary

CFD

Closing a long position

48,160

4.6106 GBP

USD 0.01 ordinary

CFD

Closing a long position

14,019

4.6106 GBP

USD 0.01 ordinary

CFD

Reducing a long position

23,922

4.6106 GBP

USD 0.01 ordinary

CFD

Closing a long position

24,966

4.6106 GBP

USD 0.01 ordinary

CFD

Closing a long position

97,664

4.6106 GBP

USD 0.01 ordinary

CFD

Closing a long position

60,200

4.6106 GBP

USD 0.01 ordinary

CFD

Closing a long position

144,480

4.6106 GBP

USD 0.01 ordinary

CFD

Closing a long position

60,200

4.6106 GBP

USD 0.01 ordinary

CFD

Reducing a long position

17,802

4.6106 GBP

USD 0.01 ordinary

CFD

Closing a long position

147,500

4.6106 GBP

USD 0.01 ordinary

CFD

Closing a long position

135,860

4.6106 GBP

USD 0.01 ordinary

CFD

Reducing a long position

21,453

4.6106 GBP

USD 0.01 ordinary

CFD

Closing a long position

39,500

4.6106 GBP

USD 0.01 ordinary

CFD

Closing a long position

44,075

4.6106 GBP

USD 0.01 ordinary

CFD

Reducing a long position

12,384

4.6106 GBP

USD 0.01 ordinary

CFD

Opening a long position

2,185

4.6111 GBP

USD 0.01 ordinary

CFD

Opening a long position

2,903

4.6111 GBP

USD 0.01 ordinary

CFD

Opening a long position

243

4.6156 GBP

USD 0.01 ordinary

CFD

Opening a long position

323

4.6156 GBP

USD 0.01 ordinary

CFD

Opening a long position

5

4.6156 GBP

USD 0.01 ordinary

CFD

Opening a long position

7

4.6156 GBP

USD 0.01 ordinary

CFD

Opening a short position

30,000

4.6163 GBP

USD 0.01 ordinary

CFD

Reducing a long position

17,217

4.6174 GBP

USD 0.01 ordinary

CFD

Opening a short position

8,652

4.6174 GBP

USD 0.01 ordinary

CFD

Reducing a long position

775,000

4.6195 GBP

USD 0.01 ordinary

CFD

Reducing a long position

17,981

4.6242 GBP

USD 0.01 ordinary

CFD

Reducing a long position

68,104

4.6242 GBP

USD 0.01 ordinary

CFD

Closing a long position

16,200

4.6242 GBP

USD 0.01 ordinary

CFD

Closing a long position

28,320

4.6242 GBP

USD 0.01 ordinary

CFD

Closing a long position

12,960

4.6242 GBP

USD 0.01 ordinary

CFD

Closing a long position

16,200

4.6242 GBP

USD 0.01 ordinary

CFD

Closing a long position

37,979

4.6242 GBP

USD 0.01 ordinary

CFD

Closing a long position

31,000

4.6242 GBP

USD 0.01 ordinary

CFD

Closing a long position

14,082

4.6242 GBP

USD 0.01 ordinary

CFD

Closing a long position

100,394

4.6242 GBP

USD 0.01 ordinary

CFD

Reducing a long position

5,555

4.6242 GBP

USD 0.01 ordinary

CFD

Closing a long position

24,519

4.6242 GBP

USD 0.01 ordinary

CFD

Reducing a long position

1,706

4.6242 GBP

USD 0.01 ordinary

CFD

Opening a short position

100,000

4.6462 GBP

USD 0.01 ordinary

CFD

Opening a long position

123,750

6.8500 USD

USD 0.01 ordinary

CFD

Opening a long position

21,600

6.8500 USD

USD 0.01 ordinary

CFD

Opening a long position

254,650

6.8500 USD

USD 0.01 ordinary

CFD

Closing a long position

3,600

6.8500 USD

USD 0.01 ordinary

CFD

Reducing a long position

53,875

6.8500 USD

USD 0.01 ordinary

CFD

Reducing a long position

57,500

7.0000 USD

USD 0.01 ordinary

CFD

Reducing a long position

9,000

7.1474 USD

USD 0.01 ordinary

CFD

Opening a long position

200,000

7.1730 USD

USD 0.01 ordinary

CFD

Reducing a long position

123,800

7.3000 USD

USD 0.01 ordinary

CFD

Closing a long position

11,500

7.3000 USD

USD 0.01 ordinary

CFD

Closing a long position

67,100

7.3000 USD

USD 0.01 ordinary

CFD

Closing a long position

12,025

7.3000 USD

USD 0.01 ordinary

CFD

Reducing a long position

118,600

7.3000 USD

USD 0.01 ordinary

CFD

Closing a long position

172,500

7.3000 USD

USD 0.01 ordinary

CFD

Reducing a long position

1,940

7.3000 USD

USD 0.01 ordinary

CFD

Reducing a long position

209,475

7.3000 USD

USD 0.01 ordinary

CFD

Reducing a long position

64,194

7.3019 USD

USD 0.01 ordinary

CFD

Reducing a long position

5,530

7.3019 USD

USD 0.01 ordinary

SWAP

Opening a long position

200,000

4.4608 GBP

USD 0.01 ordinary

SWAP

Reducing a long position

10,261

4.5521 GBP

USD 0.01 ordinary

SWAP

Reducing a long position

200,000

4.5536 GBP

USD 0.01 ordinary

SWAP

Reducing a long position

35,739

4.5657 GBP

USD 0.01 ordinary

SWAP

Opening a short position

1,000,000

4.5800 GBP

USD 0.01 ordinary

SWAP

Opening a long position

200,000

4.5836 GBP

USD 0.01 ordinary

SWAP

Opening a short position

1,500,000

4.6000 GBP

USD 0.01 ordinary

SWAP

Reducing a long position

43,028

4.6015 GBP

USD 0.01 ordinary

SWAP

Reducing a long position

43,028

4.6015 GBP

USD 0.01 ordinary

SWAP

Increasing a long position

24,306

4.6103 GBP

USD 0.01 ordinary

SWAP

Increasing a long position

2,708

4.6156 GBP

USD 0.01 ordinary

SWAP

Increasing a long position

64

4.6156 GBP

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

Warrant

Call Warrant

Purchasing

4,000

2.7500 GBP

AMERICAN

31/12/2030

2.1200 EUR

Warrant

Put Warrant

Selling

100,000

6.6700 GBP

AMERICAN

02/02/2012

0.5400 EUR

USD 0.01 ordinary

Call Option

Purchasing

100,000

5.0000 GBP

EUROPEAN

16/02/2012

5.0000 GBP

USD 0.01 ordinary

Call Option

Purchasing

100,000

5.0000 GBP

EUROPEAN

16/02/2012

5.0000 GBP

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

07 February 2012

Contact name:

Audrey Malone and Gill Teasdale

Telephone number:

+44(20) 7552 3836 / +44(20) 7051 1151

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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