8th Sep 2015 07:00
Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 22 July for dealings on 21 July has been updated. Sections 2(a) and 2(b) have been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | BG GROUP PLC |
(d) Date dealing undertaken: | 21 July 2015 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BG GROUP PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | Purchases | 473,217430,220 | 26.3524 EUR18.3800 GBP | 26.0950 EUR18.1650 GBP |
EUR 0.07 A ordinary | Sales | 257,368348,611 | 18.3850 GBP26.3300 EUR | 18.0850 GBP26.1000 EUR |
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | Purchases | 414,363 | 18.5350 GBP | 18.2963 GBP |
EUR 0.07 B ordinary | Sales | 532,046 | 18.5522 GBP | 18.3000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | Reducing a short position | 8,000 | 18.3480 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 27,990 | 18.3557 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 8,890 | 18.3557 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 125,030 | 18.3557 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 8,116 | 18.3600 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 55 | 18.3600 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 70,526 | 26.1931 EUR |
EUR 0.07 A ordinary | CFD | Opening a short position | 70,526 | 26.1931 EUR |
EUR 0.07 A ordinary | CFD | Opening a short position | 70,526 | 26.2907 EUR |
EUR 0.07 A ordinary | CFD | Opening a short position | 70,526 | 26.2907 EUR |
EUR 0.07 A ordinary | Call Option | Exercising | 6,200 | 26.1500 EUR |
EUR 0.07 A ordinary | Call Option | Selling | 6,200 | 26.1500 EUR |
EUR 0.07 A ordinary | SWAP | Increasing a long position | 15,751 | 18.3516 GBP |
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 B ordinary | CFD | Opening a long position | 2,570 | 18.3524 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 1,830 | 18.3524 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 2,988 | 18.3524 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 92 | 18.3641 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 1,610 | 18.3641 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 3,398 | 18.3641 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 850 | 18.3695 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 35 | 18.3700 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 662 | 18.4250 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 5,658 | 18.4547 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 25,473 | 18.4664 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 2,687 | 18.4772 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 152 | 18.4850 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 7 | 18.4850 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 30 | 18.4850 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 2,368 | 18.4850 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 100 | 18.4850 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 513 | 18.4850 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 312 | 18.4850 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 540 | 18.5000 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a short position | 450 | 18.4150 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a short position | 70 | 18.4150 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a short position | 180 | 18.4150 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a short position | 160 | 18.4150 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a short position | 290 | 18.4150 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a short position | 720 | 18.4150 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 133,500 | 18.4380 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 11,351 | 18.5086 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | Put Option / (1.00 : 1,000.00) | Purchasing | 1 (1,000) | 16.0000 GBP | AMERICAN | 18/12/2015 | 0.2550 GBP |
EUR 0.07 A ordinary | Put Option / (1.00 : 1,000.00) | Purchasing | 1 (1,000) | 16.0000 GBP | AMERICAN | 18/12/2015 | 0.2550 GBP |
EUR 0.07 A ordinary | Put Option / (1.00 : 1,000.00) | Selling | 1 (1,000) | 16.0000 GBP | AMERICAN | 18/12/2015 | 0.2550 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 7 September 2015 |
| Contact name: | Aadithya Rao and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9046 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
RDSA.L