5th Oct 2015 07:00
Amendment - due to the amendment of Equity transactions, the disclosure made on 26 August for dealings on 25 August has been updated. Section 2(a) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | BG GROUP PLC |
(d) Date dealing undertaken: | 25 August 2015 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BG GROUP PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | Purchases | 837,1701,980,028 | 22.6900 EUR16.4000 GBP | 21.9700 EUR15.9174 GBP |
EUR 0.07 A ordinary | Sales | 798,2291,050,1128,760 | 16.4550 GBP22.7350 EUR25.4708 USD | 15.9300 GBP21.9450 EUR25.4708 USD |
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | Purchases | 1,259,0338,760 | 16.5150 GBP25.6438 USD | 16.0650 GBP25.6438 USD |
EUR 0.07 B ordinary | Sales | 1,579,303 | 16.5300 GBP | 16.0681 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | Opening a long position | 13,345 | 16.1176 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 2,474 | 16.1414 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 2,667 | 16.1948 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 2,544 | 16.1948 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 4,932 | 16.2112 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 4,725 | 16.2140 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 4,932 | 16.3147 GBP |
EUR 0.07 A ordinary | Call Option | Exercising | 12,200 | 22.4900 EUR |
EUR 0.07 A ordinary | SWAP | Increasing a short position | 6,344 | 16.2396 GBP |
EUR 0.07 A ordinary | SWAP | Opening a long position | 8,760 | 25.4708 USD |
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 B ordinary | CFD | Opening a long position | 44,540 | 16.1096 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 44,540 | 16.1096 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 48,179 | 16.1861 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 882 | 16.2039 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 537 | 16.2039 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 488 | 16.2039 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 439 | 16.2039 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 748 | 16.2039 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 477 | 16.2039 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 40,174 | 16.2430 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 89 | 16.2516 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 1,570 | 16.2516 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 4,253 | 16.2516 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 340 | 16.2923 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 420 | 16.2923 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 1,766 | 16.3061 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 1,685 | 16.3061 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 1,225 | 16.3250 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 135 | 16.3350 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 124 | 16.3350 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 105 | 16.3350 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 399 | 16.3350 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 1,225 | 16.3350 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 3,615 | 16.3715 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 44,890 | 16.3715 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 433 | 16.3750 GBP |
EUR 0.07 B ordinary | CFD | Increasing a long position | 61 | 16.3856 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 1,680 | 16.3351 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 690 | 16.3351 GBP |
EUR 0.07 B ordinary | SWAP | Increasing a long position | 7,383 | 16.3685 GBP |
EUR 0.07 B ordinary | SWAP | Increasing a long position | 3,286 | 16.3685 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 8,760 | 25.6438 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Warrant | Put Warrant | Purchasing | 3,000 | 32.9729 EUR | AMERICAN | 31/12/2030 | 9.7100 EUR |
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Warrant | Put Warrant | Purchasing | 1,000 | 45.9459 EUR | AMERICAN | 31/12/2030 | 22.5300 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 02 October 2015 |
| Contact name: | Aadithya Rao and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9046 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
RDSA.L