22nd Jan 2016 17:35
Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 20 Jan for dealings on 19 Jan has been updated. Section 2(a) and 2(b) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | BG GROUP PLC |
(d) Date dealing undertaken: | 19 January 2016 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BG GROUP PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | Purchases | 1,173,859835,751 | 18.3750 EUR13.8800 GBP | 17.8150 EUR13.4750 GBP |
EUR 0.07 A ordinary | Sales | 1,583,7921,744,092 | 13.8800 GBP18.3600 EUR | 13.4600 GBP17.8300 EUR |
ADR / (1.00 : 2.00) | Purchases | 2 (4) | 38.6400 USD | 38.6400 USD |
ADR / (1.00 : 2.00) | Sales | 2 (4) | 38.6400 USD | 38.6400 USD |
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | Purchases | 1,766,208 | 13.8950 GBP | 13.5500 GBP |
EUR 0.07 B ordinary | Sales | 2,613,727 | 13.9000 GBP | 13.4800 GBP |
ADR / (1.00 : 2.00) | Purchases | 80 (160) | 39.0300 USD | 39.0300 USD |
ADR / (1.00 : 2.00) | Sales | 80 (160) | 39.0300 USD | 39.0300 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | Reducing a long position | 9,181 | 13.5918 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 50,000 | 13.6160 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 809 | 13.6500 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 9,181 | 13.7505 GBP |
EUR 0.07 A ordinary | SWAP | Increasing a long position | 48,877 | 13.5907 GBP |
EUR 0.07 A ordinary | SWAP | Increasing a long position | 105,882 | 13.5907 GBP |
EUR 0.07 A ordinary | SWAP | Increasing a long position | 104,811 | 13.5907 GBP |
EUR 0.07 A ordinary | SWAP | Increasing a long position | 7,670 | 13.5907 GBP |
EUR 0.07 A ordinary | SWAP | Increasing a long position | 5,716 | 13.5918 GBP |
EUR 0.07 A ordinary | SWAP | Increasing a long position | 12,382 | 13.5918 GBP |
EUR 0.07 A ordinary | SWAP | Increasing a long position | 12,258 | 13.5918 GBP |
EUR 0.07 A ordinary | SWAP | Increasing a long position | 896 | 13.5918 GBP |
EUR 0.07 A ordinary | SWAP | Reducing a long position | 208,042 | 13.6496 GBP |
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 B ordinary | CFD | Increasing a long position | 5,254 | 13.5956 GBP |
EUR 0.07 B ordinary | CFD | Increasing a long position | 22,397 | 13.5956 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 8,900 | 13.6295 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 1,100 | 13.6295 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 9,000 | 13.6295 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 1,200 | 13.6295 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 700 | 13.6295 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 4,000 | 13.6295 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 10,600 | 13.6361 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 2,800 | 13.6361 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 1,800 | 13.6361 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 23,400 | 13.6361 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 3,200 | 13.6361 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 23,600 | 13.6361 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 9,000 | 13.6363 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 1,100 | 13.6363 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 1,200 | 13.6363 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 4,000 | 13.6363 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 700 | 13.6363 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 8,900 | 13.6363 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 4,172 | 13.6396 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 35,078 | 13.6580 GBP |
EUR 0.07 B ordinary | CFD | Increasing a long position | 18,914 | 13.6780 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 4 | 13.6851 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 1,117 | 13.6929 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 3,893 | 13.6929 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 4 | 13.6931 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 3,638 | 13.6934 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 100 | 13.7200 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 29,810 | 13.7216 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 2,672 | 13.7547 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 4,172 | 13.7606 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 191 | 13.7650 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 112 | 13.7650 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 89,080 | 13.7921 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 89,080 | 13.7921 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 1,007 | 13.5599 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 4,756 | 13.5599 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 336,534 | 13.5599 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 1,314 | 13.5599 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 27,169 | 13.5599 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 5,839 | 13.5599 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 2,242 | 13.5599 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 1,533 | 13.5599 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 2,023 | 13.5599 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 1,219 | 13.5599 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 4,454 | 13.6815 GBP |
EUR 0.07 B ordinary | SWAP | Increasing a long position | 4,169 | 13.7152 GBP |
EUR 0.07 B ordinary | SWAP | Increasing a long position | 76 | 13.7152 GBP |
EUR 0.07 B ordinary | SWAP | Increasing a long position | 3,282 | 13.7152 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 2,990 | 13.7730 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 176 | 13.7777 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 1,328 | 13.7778 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 462 | 13.7903 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 1,846 | 13.7903 GBP |
EUR 0.07 B ordinary | SWAP | Increasing a long position | 54,600 | 13.7950 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Warrant | Put Warrant | Purchasing | 1,000 | 24.5621 EUR | AMERICAN | 31/12/2030 | 6.7800 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 22 January 2016 |
| Contact name: | Joanna Foley and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9996 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
RDSA.L