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Form 8.5 (EPT/RI) - Amendment

2nd Dec 2015 17:29

RNS Number : 8012H
GoldmanSachs International
02 December 2015
 

Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 12 Oct for dealings on 11 Oct has been updated. Sections 2(a) and 2(b) have been updated.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

SABMILLER PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

SABMILLER PLC

(d) Date dealing undertaken:

11 November 2015

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

YES - disclosed previously for ANHEUSER-BUSCH INBEV SA/NV

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.10 ordinary

Purchases

4,664,878

40.9438 GBP

40.1850 GBP

USD 0.10 ordinary

Sales

2,141,210

40.9618 GBP

40.1875 GBP

 

 

 

(b) Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.10 ordinary

CFD

Reducing a short position

10,000

39.8784 GBP

USD 0.10 ordinary

CFD

Opening a short position

16,100

40.2500 GBP

USD 0.10 ordinary

CFD

Reducing a short position

63,900

40.2500 GBP

USD 0.10 ordinary

CFD

Reducing a short position

16,100

40.2500 GBP

USD 0.10 ordinary

CFD

Opening a short position

63,900

40.2500 GBP

USD 0.10 ordinary

CFD

Reducing a short position

9,156

40.3394 GBP

USD 0.10 ordinary

CFD

Reducing a short position

9,276

40.3394 GBP

USD 0.10 ordinary

CFD

Reducing a short position

313

40.3394 GBP

USD 0.10 ordinary

CFD

Reducing a short position

9,592

40.3394 GBP

USD 0.10 ordinary

CFD

Reducing a short position

680

40.3394 GBP

USD 0.10 ordinary

CFD

Reducing a short position

572

40.3394 GBP

USD 0.10 ordinary

CFD

Increasing a short position

8,700

40.3413 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,000

40.3500 GBP

USD 0.10 ordinary

CFD

Reducing a short position

7,395

40.3646 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,264

40.3646 GBP

USD 0.10 ordinary

CFD

Reducing a short position

1,864

40.3646 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,462

40.3646 GBP

USD 0.10 ordinary

CFD

Reducing a short position

6,873

40.3646 GBP

USD 0.10 ordinary

CFD

Reducing a short position

1,130

40.3646 GBP

USD 0.10 ordinary

CFD

Reducing a short position

3,115

40.3646 GBP

USD 0.10 ordinary

CFD

Reducing a short position

3,316

40.3646 GBP

USD 0.10 ordinary

CFD

Reducing a short position

615

40.3646 GBP

USD 0.10 ordinary

CFD

Reducing a short position

7,328

40.3646 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,563

40.3646 GBP

USD 0.10 ordinary

CFD

Reducing a short position

3,204

40.3646 GBP

USD 0.10 ordinary

CFD

Reducing a short position

238

40.3646 GBP

USD 0.10 ordinary

CFD

Reducing a short position

3,196

40.3646 GBP

USD 0.10 ordinary

CFD

Reducing a short position

3,377

40.3646 GBP

USD 0.10 ordinary

CFD

Reducing a short position

1,115

40.3646 GBP

USD 0.10 ordinary

CFD

Reducing a short position

2,562

40.3700 GBP

USD 0.10 ordinary

CFD

Reducing a short position

2,438

40.3700 GBP

USD 0.10 ordinary

CFD

Increasing a short position

32,649

40.3704 GBP

USD 0.10 ordinary

CFD

Reducing a short position

2,520

40.3912 GBP

USD 0.10 ordinary

CFD

Opening a long position

180

40.3912 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,000

40.3950 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,000

40.4000 GBP

USD 0.10 ordinary

CFD

Reducing a short position

70,000

40.4092 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,000

40.4250 GBP

USD 0.10 ordinary

CFD

Opening a short position

30,000

40.4306 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,000

40.4500 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,000

40.4500 GBP

USD 0.10 ordinary

CFD

Reducing a short position

14,200

40.4595 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,000

40.4600 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,000

40.4650 GBP

USD 0.10 ordinary

CFD

Increasing a short position

4,438

40.4802 GBP

USD 0.10 ordinary

CFD

Reducing a short position

13,000

40.4819 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,000

40.5000 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,000

40.5000 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,000

40.5450 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,000

40.5550 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,000

40.5800 GBP

USD 0.10 ordinary

CFD

Opening a short position

2,520

40.5940 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,000

40.6250 GBP

USD 0.10 ordinary

CFD

Increasing a short position

8,079

40.6646 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,000

40.7500 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,000

40.7550 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,000

40.7650 GBP

USD 0.10 ordinary

CFD

Reducing a short position

5,000

40.7750 GBP

USD 0.10 ordinary

CFD

Reducing a short position

3,263

40.7760 GBP

USD 0.10 ordinary

CFD

Opening a short position

100,625

40.8304 GBP

USD 0.10 ordinary

CFD

Increasing a short position

24,375

40.8304 GBP

USD 0.10 ordinary

CFD

Reducing a short position

1,500

40.8538 GBP

USD 0.10 ordinary

CFD

Reducing a short position

500

40.8538 GBP

USD 0.10 ordinary

CFD

Reducing a short position

7,000

40.8693 GBP

USD 0.10 ordinary

CFD

Increasing a short position

7,697

40.8893 GBP

USD 0.10 ordinary

CFD

Reducing a long position

10,000

60.3121 USD

USD 0.10 ordinary

SWAP

Opening a short position

1,260

40.4748 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,092

40.4748 GBP

USD 0.10 ordinary

SWAP

Opening a short position

271

40.4748 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,299

40.4748 GBP

USD 0.10 ordinary

SWAP

Opening a short position

472

40.4748 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,550

40.4748 GBP

USD 0.10 ordinary

SWAP

Opening a short position

874

40.4748 GBP

USD 0.10 ordinary

SWAP

Opening a short position

77,387

40.4748 GBP

USD 0.10 ordinary

SWAP

Opening a short position

5,559

40.4748 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,241

40.4748 GBP

USD 0.10 ordinary

SWAP

Reducing a short position

1,815

40.4879 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,208

40.4953 GBP

USD 0.10 ordinary

SWAP

Opening a short position

374

40.4953 GBP

USD 0.10 ordinary

SWAP

Opening a short position

7,681

40.4953 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,741

40.4953 GBP

USD 0.10 ordinary

SWAP

Opening a short position

652

40.4953 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,142

40.4953 GBP

USD 0.10 ordinary

SWAP

Opening a short position

106,927

40.4953 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,795

40.4953 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,891

40.4953 GBP

USD 0.10 ordinary

SWAP

Opening a short position

3,096

40.4953 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,299

40.5069 GBP

USD 0.10 ordinary

SWAP

Opening a short position

77,387

40.5069 GBP

USD 0.10 ordinary

SWAP

Opening a short position

5,559

40.5069 GBP

USD 0.10 ordinary

SWAP

Opening a short position

271

40.5069 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,241

40.5069 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,092

40.5069 GBP

USD 0.10 ordinary

SWAP

Opening a short position

472

40.5069 GBP

USD 0.10 ordinary

SWAP

Opening a short position

874

40.5069 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,550

40.5069 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,260

40.5069 GBP

USD 0.10 ordinary

SWAP

Opening a short position

13,063

40.5543 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,054

40.5543 GBP

USD 0.10 ordinary

SWAP

Opening a short position

4,917

40.5543 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,961

40.5543 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,109

40.5543 GBP

USD 0.10 ordinary

SWAP

Opening a short position

3,053

40.5543 GBP

USD 0.10 ordinary

SWAP

Opening a short position

636

40.5543 GBP

USD 0.10 ordinary

SWAP

Opening a short position

181,855

40.5543 GBP

USD 0.10 ordinary

SWAP

Opening a short position

3,643

40.5543 GBP

USD 0.10 ordinary

SWAP

Opening a short position

5,266

40.5543 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,403

40.5630 GBP

USD 0.10 ordinary

SWAP

Opening a short position

10,284

40.5630 GBP

USD 0.10 ordinary

SWAP

Opening a short position

4,145

40.5630 GBP

USD 0.10 ordinary

SWAP

Opening a short position

3,871

40.5630 GBP

USD 0.10 ordinary

SWAP

Opening a short position

143,162

40.5630 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,331

40.5630 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,868

40.5630 GBP

USD 0.10 ordinary

SWAP

Opening a short position

501

40.5630 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,617

40.5630 GBP

USD 0.10 ordinary

SWAP

Opening a short position

873

40.5630 GBP

USD 0.10 ordinary

SWAP

Opening a short position

19,607

40.6416 GBP

USD 0.10 ordinary

SWAP

Opening a short position

48,640

40.6416 GBP

USD 0.10 ordinary

SWAP

Opening a short position

11,026

40.6416 GBP

USD 0.10 ordinary

SWAP

Opening a short position

7,648

40.6416 GBP

USD 0.10 ordinary

SWAP

Opening a short position

13,563

40.6416 GBP

USD 0.10 ordinary

SWAP

Opening a short position

11,367

40.6416 GBP

USD 0.10 ordinary

SWAP

Opening a short position

4,127

40.6416 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,368

40.6416 GBP

USD 0.10 ordinary

SWAP

Opening a short position

18,307

40.6416 GBP

USD 0.10 ordinary

SWAP

Opening a short position

677,122

40.6416 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,624

40.6419 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,575

40.6419 GBP

USD 0.10 ordinary

SWAP

Opening a short position

96,730

40.6419 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,093

40.6419 GBP

USD 0.10 ordinary

SWAP

Opening a short position

338

40.6419 GBP

USD 0.10 ordinary

SWAP

Opening a short position

590

40.6419 GBP

USD 0.10 ordinary

SWAP

Opening a short position

6,949

40.6419 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,615

40.6419 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,938

40.6419 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,801

40.6419 GBP

USD 0.10 ordinary

SWAP

Opening a long position

184,476

40.6544 GBP

USD 0.10 ordinary

SWAP

Opening a long position

8,637

40.6544 GBP

USD 0.10 ordinary

SWAP

Opening a long position

11,341

40.6544 GBP

USD 0.10 ordinary

SWAP

Opening a long position

5,000

40.6917 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,848

40.7207 GBP

USD 0.10 ordinary

SWAP

Opening a short position

113,495

40.7207 GBP

USD 0.10 ordinary

SWAP

Opening a short position

8,153

40.7207 GBP

USD 0.10 ordinary

SWAP

Opening a short position

692

40.7207 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,282

40.7207 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,905

40.7207 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,273

40.7207 GBP

USD 0.10 ordinary

SWAP

Opening a short position

3,068

40.7207 GBP

USD 0.10 ordinary

SWAP

Opening a short position

3,286

40.7207 GBP

USD 0.10 ordinary

SWAP

Opening a short position

397

40.7207 GBP

USD 0.10 ordinary

SWAP

Opening a short position

8,369

40.7352 GBP

USD 0.10 ordinary

SWAP

Opening a short position

8,963

40.7352 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,083

40.7352 GBP

USD 0.10 ordinary

SWAP

Opening a short position

5,041

40.7352 GBP

USD 0.10 ordinary

SWAP

Opening a short position

309,541

40.7352 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,887

40.7352 GBP

USD 0.10 ordinary

SWAP

Opening a short position

22,235

40.7352 GBP

USD 0.10 ordinary

SWAP

Opening a short position

3,496

40.7352 GBP

USD 0.10 ordinary

SWAP

Opening a short position

5,196

40.7352 GBP

USD 0.10 ordinary

SWAP

Opening a short position

6,200

40.7352 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,241

40.7711 GBP

USD 0.10 ordinary

SWAP

Opening a short position

77,387

40.7711 GBP

USD 0.10 ordinary

SWAP

Opening a short position

271

40.7711 GBP

USD 0.10 ordinary

SWAP

Opening a short position

472

40.7711 GBP

USD 0.10 ordinary

SWAP

Opening a short position

5,559

40.7711 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,092

40.7711 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,299

40.7711 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,260

40.7711 GBP

USD 0.10 ordinary

SWAP

Opening a short position

874

40.7711 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,550

40.7711 GBP

USD 0.10 ordinary

SWAP

Opening a short position

6,949

40.8029 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,801

40.8029 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,093

40.8029 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,938

40.8029 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,615

40.8029 GBP

USD 0.10 ordinary

SWAP

Opening a short position

96,730

40.8029 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,575

40.8029 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,624

40.8029 GBP

USD 0.10 ordinary

SWAP

Opening a short position

338

40.8029 GBP

USD 0.10 ordinary

SWAP

Opening a short position

590

40.8029 GBP

USD 0.10 ordinary

SWAP

Opening a short position

386

40.8476 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,026

40.8476 GBP

USD 0.10 ordinary

SWAP

Opening a short position

50

40.8476 GBP

USD 0.10 ordinary

SWAP

Opening a short position

413

40.8476 GBP

USD 0.10 ordinary

SWAP

Opening a short position

286

40.8476 GBP

USD 0.10 ordinary

SWAP

Opening a short position

14,277

40.8476 GBP

USD 0.10 ordinary

SWAP

Opening a short position

161

40.8476 GBP

USD 0.10 ordinary

SWAP

Opening a short position

87

40.8476 GBP

USD 0.10 ordinary

SWAP

Opening a short position

240

40.8476 GBP

USD 0.10 ordinary

SWAP

Opening a short position

232

40.8476 GBP

USD 0.10 ordinary

SWAP

Opening a short position

3,681

40.8624 GBP

USD 0.10 ordinary

SWAP

Opening a short position

5,322

40.8624 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,993

40.8624 GBP

USD 0.10 ordinary

SWAP

Opening a short position

643

40.8624 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,076

40.8624 GBP

USD 0.10 ordinary

SWAP

Opening a short position

4,969

40.8624 GBP

USD 0.10 ordinary

SWAP

Opening a short position

13,202

40.8624 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,120

40.8624 GBP

USD 0.10 ordinary

SWAP

Opening a short position

183,790

40.8624 GBP

USD 0.10 ordinary

SWAP

Opening a short position

3,085

40.8624 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,311

40.9438 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,949

40.9438 GBP

USD 0.10 ordinary

SWAP

Opening a short position

116,077

40.9438 GBP

USD 0.10 ordinary

SWAP

Opening a short position

708

40.9438 GBP

USD 0.10 ordinary

SWAP

Opening a short position

3,138

40.9438 GBP

USD 0.10 ordinary

SWAP

Opening a short position

1,890

40.9438 GBP

USD 0.10 ordinary

SWAP

Opening a short position

406

40.9438 GBP

USD 0.10 ordinary

SWAP

Opening a short position

8,338

40.9438 GBP

USD 0.10 ordinary

SWAP

Opening a short position

2,325

40.9438 GBP

USD 0.10 ordinary

SWAP

Opening a short position

3,361

40.9438 GBP

USD 0.10 ordinary

SWAP

Increasing a short position

40,000

61.9496 USD

USD 0.10 ordinary

SWAP

Increasing a short position

40,000

61.9496 USD

 

 

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

02 December 2015

Contact name:

Aadithya Rao and Yiannis Bardis

Telephone number:

+44(20) 7051 9046 / +44(20) 7774 7107

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FERUGGRPPUPAGMP

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