27th Aug 2015 18:05
Amendment - due to the amendment of Derivative transactions, the disclosure made on 03 August for dealings on 31 July has been updated. Sections 2(a) and 2(b) have been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | BG GROUP PLC |
(d) Date dealing undertaken: | 31 July 2015 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BG GROUP PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | Purchases | 668,5676,427,071 | 26.4500 EUR18.6200 GBP | 25.7692 EUR18.2900 GBP |
EUR 0.07 A ordinary | Sales | 541,4256,380,231 | 18.6200 GBP26.4750 EUR | 18.2900 GBP22.8094 EUR |
ADR / (1.00 : 2.00) | Purchases | 52,219 (104,438) | 57.4251 USD | 57.4251 USD |
ADR / (1.00 : 2.00) | Sales | 52,219 (104,438) | 57.4251 USD | 57.4251 USD |
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | Purchases | 1,037,364 | 18.8150 GBP | 18.4900 GBP |
EUR 0.07 B ordinary | Sales | 1,569,097 | 18.8350 GBP | 18.4750 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | Reducing a long position | 200 | 18.4000 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 1,072 | 18.4000 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 2,184 | 18.4000 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 2,625 | 18.4000 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 1,070 | 18.4025 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 1,070 | 18.4175 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 8,100 | 18.4404 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 269 | 18.4600 GBP |
EUR 0.07 A ordinary | CFD | Increasing a short position | 150,000 | 18.5907 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 1,658 | 26.2037 EUR |
EUR 0.07 A ordinary | CFD | Reducing a short position | 6,539 | 26.2037 EUR |
EUR 0.07 A ordinary | CFD | Reducing a short position | 1,021 | 26.2037 EUR |
EUR 0.07 A ordinary | CFD | Reducing a short position | 1,910 | 26.2037 EUR |
EUR 0.07 A ordinary | CFD | Reducing a short position | 6,022 | 26.2037 EUR |
EUR 0.07 A ordinary | CFD | Reducing a short position | 17,165 | 26.2037 EUR |
EUR 0.07 A ordinary | CFD | Reducing a short position | 5,014 | 26.2037 EUR |
EUR 0.07 A ordinary | CFD | Reducing a short position | 854 | 26.2037 EUR |
EUR 0.07 A ordinary | CFD | Reducing a short position | 6,000 | 26.2037 EUR |
EUR 0.07 A ordinary | CFD | Reducing a short position | 10,414 | 26.2037 EUR |
EUR 0.07 A ordinary | CFD | Reducing a short position | 4,216 | 26.2037 EUR |
EUR 0.07 A ordinary | CFD | Reducing a short position | 4,218 | 26.2037 EUR |
EUR 0.07 A ordinary | CFD | Reducing a short position | 8,805 | 26.2037 EUR |
EUR 0.07 A ordinary | CFD | Reducing a short position | 7,787 | 26.2037 EUR |
EUR 0.07 A ordinary | CFD | Reducing a short position | 3,960 | 26.2037 EUR |
EUR 0.07 A ordinary | CFD | Reducing a short position | 7,979 | 26.2037 EUR |
EUR 0.07 A ordinary | SWAP | Opening a short position | 8,064 | 18.4000 GBP |
EUR 0.07 A ordinary | SWAP | Opening a long position | 91,307 | 18.4217 GBP |
EUR 0.07 A ordinary | SWAP | Increasing a short position | 135,269 | 26.1774 EUR |
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 B ordinary | CFD | Opening a short position | 650 | 18.6050 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 1,100 | 18.6050 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 2,371 | 18.6050 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 2,018 | 18.6050 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 2,966 | 18.6050 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 21,379 | 18.6050 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 126 | 18.6050 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 454 | 18.6050 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 1,425 | 18.6050 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 650 | 18.6050 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 531 | 18.6050 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 21,379 | 18.6050 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 531 | 18.6100 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 1,100 | 18.6400 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 722 | 18.6485 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 6,372 | 18.6485 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 10,800 | 18.6505 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 14,246 | 18.6865 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 382 | 18.6896 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 45,111 | 18.6913 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 39,019 | 18.6913 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 48,995 | 18.6913 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 2,966 | 18.7240 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 608 | 18.7240 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 1,425 | 18.7367 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 175 | 18.7367 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 17,772 | 18.7418 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 22,315 | 18.7418 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 20,546 | 18.7418 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 2,031 | 29.0933 USD |
EUR 0.07 B ordinary | SWAP | Opening a long position | 1,590 | 18.6279 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 650 | 18.6279 GBP |
EUR 0.07 B ordinary | SWAP | Increasing a long position | 15,997 | 18.6917 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 B ordinary | Call Option / (1.00 : 1,000.00) | Selling | 300 (300,000) | 19.0000 GBP | AMERICAN | 18/09/2015 | 0.2000 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 27 August 2015 |
| Contact name: | Aadithya Rao and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9046 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
RDSA.L