4th Aug 2016 18:21
Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 03 Aug for dealings on 29 July has been updated. Sections 2(a) and 2(b) have been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMILLER PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SABMILLER PLC |
(d) Date dealing undertaken: | 29 July 2016 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for ANHEUSER-BUSCH INBEV SA/NV |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | Purchases | 12,031,3456,000102 | 45.0100 GBP820.0000 ZAR57.5285 USD | 37.9491 GBP813.5000 ZAR57.5285 USD |
USD 0.10 ordinary | Sales | 10,887,9306,000 | 45.0100 GBP820.0000 ZAR | 42.8785 GBP813.5000 ZAR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | Reducing a short position | 1 | 42.8785 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 6 | 42.8785 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 5,300 | 42.9163 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 5,700 | 42.9163 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 2,900 | 42.9163 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 900 | 42.9163 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 300 | 42.9163 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 5,000 | 43.7036 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 43,500 | 43.7093 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 53,400 | 43.7216 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 8,810 | 43.7216 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 29,400 | 43.7216 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,000 | 43.8429 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 45,500 | 43.8429 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,000 | 43.8744 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,000 | 43.8744 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 30,000 | 43.8839 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 30,000 | 43.8839 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 13,500 | 43.8849 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 30,000 | 43.8951 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 30,000 | 43.9000 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 17,612 | 43.9000 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 2,561 | 43.9000 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 43,500 | 43.9015 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 23,100 | 43.9107 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 11,700 | 43.9107 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 3,500 | 43.9107 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 1,000 | 43.9107 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 23,600 | 43.9107 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 5,000 | 43.9559 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 13,200 | 43.9652 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 57,600 | 43.9652 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 21,800 | 43.9652 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 200,000 | 43.9764 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 9,992 | 44.0178 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 700 | 44.0178 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,763 | 44.0178 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,747 | 44.0178 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 109 | 44.0178 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 107 | 44.0178 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,100 | 44.0178 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,292 | 44.0178 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,294 | 44.0178 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,000 | 44.0178 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 249 | 44.0178 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 250 | 44.0178 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 3,499 | 44.0178 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 3,505 | 44.0178 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 757 | 44.0178 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,500 | 44.0178 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 121 | 44.0178 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 100 | 44.0178 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,100 | 44.0178 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 874 | 44.0178 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 10,000 | 44.0311 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 3,896 | 44.0454 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 1,594 | 44.0454 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 9,285 | 44.0454 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 1,430 | 44.0454 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 140,000 | 44.0740 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,523 | 44.1209 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,523 | 44.1209 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 774 | 44.1209 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 774 | 44.1209 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 109 | 44.1209 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 151 | 44.1209 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 150 | 44.1209 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 6,202 | 44.1209 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 6,202 | 44.1209 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 2,607 | 44.1209 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 465 | 44.1268 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 31,271 | 44.1400 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 2,800 | 44.1400 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 5,600 | 44.1400 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 508 | 44.1400 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 200 | 44.1400 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 200,270 | 44.1400 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 800 | 44.1400 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 374,730 | 44.1400 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 5,500 | 44.1400 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 56,280 | 44.1601 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 56,280 | 44.1601 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 143,720 | 44.1601 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 28,140 | 44.1674 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 71,860 | 44.1674 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 26,000 | 44.1780 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 174,000 | 44.1780 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 28,140 | 44.1863 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 71,860 | 44.1863 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 71,860 | 44.1863 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 71,860 | 44.1873 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 17,000 | 44.1934 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 50,000 | 44.1934 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 76,034 | 44.1934 GBP |
USD 0.10 ordinary | CFD | Reducing a long position | 27,766 | 44.1934 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 54,500 | 44.2130 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 515,000 | 44.2211 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 123,120 | 44.2400 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 47,880 | 44.2400 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 8,902 | 44.2561 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 3,700 | 44.2942 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 22,983 | 44.2943 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 100,000 | 44.3143 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 10,000 | 44.3628 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 1,100 | 44.3921 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 8,700 | 44.3921 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 38,600 | 44.3921 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,695 | 44.5824 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,680 | 44.5824 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 851 | 44.5824 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 359 | 44.5824 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 118 | 44.5824 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 2,806 | 44.5824 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 2,806 | 44.5824 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 1,286 | 44.5824 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 10,000 | 44.6602 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 5,000 | 44.6656 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 35,750 | 44.6865 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 239,250 | 44.6865 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 10,000 | 44.6962 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 374,730 | 44.1400 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 200,270 | 44.1400 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 88,487 | 44.1809 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 94,779 | 44.1809 GBP |
USD 0.10 ordinary | SWAP | Increasing a short position | 51,860 | 44.2062 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 55,343 | 44.2400 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 59,891 | 44.2400 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 90,109 | 44.2400 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 61,391 | 44.2400 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 1,955 | 44.2500 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 213 | 44.2500 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 60,000 | 44.6500 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 253,010 | 44.6664 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 14,926 | 44.6664 GBP |
USD 0.10 ordinary | SWAP | Reducing a short position | 21,615 | 44.6664 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 50,000 | 44.7000 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 04 August 2016 |
| Contact name: | Joanna Foley and Lindsay Matcham |
| Telephone number: | +44(20) 7051 9996 / +44(20) 7774 4316 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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