22nd Jul 2015 07:00
Amendment - due to the amendment of Equity, Derivative and Options transactions, the disclosure made on 18 June for dealings on 17 June has been updated. Sections 2(a), 2(b) and 2(c) have been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | BG GROUP PLC |
(d) Date dealing undertaken: | 17 June 2015 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BG GROUP PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | Purchases | 321,726108,250 | 26.2782 EUR18.5550 GBP | 25.7100 EUR18.4250 GBP |
EUR 0.07 A ordinary | Sales | 276,79178,636 | 26.0050 EUR18.5650 GBP | 25.6800 EUR18.4200 GBP |
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | Purchases | 793,721 | 18.8650 GBP | 18.7050 GBP |
EUR 0.07 B ordinary | Sales | 2,529,443 | 18.8500 GBP | 18.6249 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | Reducing a short position | 542 | 18.4350 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 2,156 | 18.4450 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 2,670 | 18.4450 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 542 | 18.4450 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 4,050 | 18.4671 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 1,660 | 18.4805 USD |
EUR 0.07 A ordinary | CFD | Reducing a short position | 39 | 18.5300 USD |
EUR 0.07 A ordinary | CFD | Reducing a short position | 20,000 | 25.8400 EUR |
EUR 0.07 A ordinary | CFD | Opening a short position | 49,155 | 25.8400 EUR |
EUR 0.07 A ordinary | SWAP | Reducing a long position | 800 | 18.4505 GBP |
EUR 0.07 A ordinary | SWAP | Reducing a long position | 10,605 | 18.4713 GBP |
EUR 0.07 A ordinary | SWAP | Reducing a long position | 10,000 | 18.5256 GBP |
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 B ordinary | CFD | Increasing a long position | 596 | 18.7175 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 24,075 | 18.7300 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 14,519 | 18.7300 GBP |
EUR 0.07 B ordinary | CFD | Increasing a long position | 47 | 18.7368 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 162 | 18.7394 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 221 | 18.7394 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 59 | 18.7394 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 83 | 18.7394 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 92 | 18.7566 USD |
EUR 0.07 B ordinary | CFD | Reducing a short position | 10,083 | 18.7640 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 1,032 | 18.7667 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 3,900 | 18.7681 USD |
EUR 0.07 B ordinary | CFD | Opening a long position | 106,896 | 18.7701 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 231,644 | 18.7701 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 25,738 | 18.7701 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 427,584 | 18.7701 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 1,628 | 18.7734 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 147 | 18.7734 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 4,807 | 18.7801 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 53 | 18.7821 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 553 | 18.7821 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 357 | 18.7962 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 306 | 18.7962 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 211 | 18.7962 GBP |
EUR 0.07 B ordinary | SWAP | Opening a short position | 160 | 18.7850 GBP |
EUR 0.07 B ordinary | SWAP | Increasing a long position | 10,000 | 18.8244 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 B ordinary | Call Option / (1.00 : 1,000.00) | Selling | 278 (278,000) | 19.0000 GBP | AMERICAN | 21/08/2015 | 0.4900 GBP |
EUR 0.07 B ordinary | Call Option / (1.00 : 1,000.00) | Selling | 277 (277,000) | 19.0000 GBP | AMERICAN | 21/08/2015 | 0.4850 GBP |
EUR 0.07 B ordinary | Call Option / (1.00 : 1,000.00) | Selling | 250 (250,000) | 19.5000 GBP | AMERICAN | 17/07/2015 | 0.1550 GBP |
EUR 0.07 B ordinary | Call Option / (1.00 : 1,000.00) | Selling | 250 (250,000) | 19.5000 GBP | AMERICAN | 17/07/2015 | 0.1500 GBP |
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Warrant | Call Warrant | Purchasing | 51,000 | 21.0232 EUR | AMERICAN | 31/12/2030 | 5.0100 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 21 July 2015 |
| Contact name: | Aadithya Rao and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9046 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
RDSA.L