13th Oct 2010 11:41
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FORM 8.5 (EPT/RI) |
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AMENDMENT TO ANNOUNCEMENT 2440U RELEASED ON 12/10/2010 AT 11:20 DUE TO CHANGE IN QUANTITY OF SWAPS PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
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RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
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CAPACITY |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. KEY INFORMATION |
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(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
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(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
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relevant securities this form relates: |
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(c) Name of the party to the offer with which exempt |
Advisor to Apollo Management VII LP and |
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principal trader is connected: |
CVC Capital Partners |
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(d) Date dealing undertaken: |
11/10/2010 |
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(e) Has the EPT previously disclosed, or is it today |
NO |
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disclosing, under the Code in respect of any other |
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party to this offer? |
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
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(a) Purchases and sales |
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|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
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relevant |
Sales |
of securities |
per unit |
per unit |
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|
security |
|
paid/received |
paid/received |
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|
Common - NL0009347863 |
|
Purchase |
5,154 |
GBP 10.32 |
GBP 10.32 |
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|
Common - NL0009347863 |
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Sale |
8,534 |
GBP 10.34 |
GBP 10.33 |
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(b) Derivatives transactions (other than options) |
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Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
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relevant |
description |
|
reference securities |
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|
security |
eg. CFD |
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|
Common - NL0009347863 |
Swap |
LONG |
5154 |
GBP 10.32 |
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|
Common - NL0009347863 |
Swap |
LONG |
3181 |
GBP 10.33 |
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|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
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relevant |
description |
|
reference securities |
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|
security |
eg. CFD |
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|
Common - NL0009347863 |
Swap |
SHORT |
90 |
GBP 10.33 |
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|
Common - NL0009347863 |
Swap |
SHORT |
475 |
GBP 10.33 |
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|
Common - NL0009347863 |
Swap |
SHORT |
744 |
GBP 10.33 |
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|
Common - NL0009347863 |
Swap |
SHORT |
3091 |
GBP 10.33 |
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Common - NL0009347863 |
Swap |
SHORT |
7315 |
GBP 10.33 |
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(c) Options transactions in respect of existing securities |
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(i) Writing, selling, purchasing or varying |
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|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
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paid/ |
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|
varying etc. |
option |
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received |
|
|
relates |
|
per unit |
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(ii) Exercising |
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|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
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|
security |
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(d) Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
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3. OTHER INFORMATION |
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(a) Indemnity and other dealing arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the |
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disclosure and any party to the offer or any person acting in concert with a party to the |
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offer: |
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NONE |
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(b) Agreements, arrangements or understandings relating to options or derivatives |
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|
Details of any agreement, arrangement or understanding, formal or informal, between |
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|
the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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Date of disclosure: |
13/10/2010 |
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Contact name: |
Lucy Hayes |
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Telephone number: |
+44 20 7995 9850 |
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FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
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(b) Name of offeror/offeree in relation to whose |
British Sky Broadcasting Group Plc |
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relevant securities this form relates: |
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(c) Name of the party to the offer with which exempt |
Advisor to British Sky Broadcasting |
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principal trader is connected: |
Group Plc |
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(d) Date dealing undertaken: |
11/10/2010 |
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(e) Has the EPT previously disclosed, or is it today |
NO |
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|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0001411924 |
|
Purchase |
586,664 |
GBP 7.10 |
GBP 7.09 |
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|
Common - GB0001411924 |
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Sale |
538,365 |
GBP 7.10 |
GBP 7.09 |
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(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0001411924 |
Swap |
LONG |
163 |
GBP 7.10 |
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|
Common - GB0001411924 |
Swap |
LONG |
336 |
GBP 7.10 |
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|
Common - GB0001411924 |
Swap |
LONG |
356 |
GBP 7.10 |
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Common - GB0001411924 |
Swap |
LONG |
490 |
GBP 7.10 |
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|
Common - GB0001411924 |
Swap |
LONG |
701 |
GBP 7.10 |
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Common - GB0001411924 |
Swap |
LONG |
4426 |
GBP 7.09 |
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Common - GB0001411924 |
Swap |
LONG |
6000 |
GBP 7.10 |
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Common - GB0001411924 |
Swap |
LONG |
73849 |
GBP 7.09 |
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Common - GB0001411924 |
Swap |
LONG |
202920 |
GBP 7.09 |
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|
Common - GB0001411924 |
Swap |
LONG |
94 |
GBP 7.10 |
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|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
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|
Common - GB0001411924 |
Swap |
SHORT |
16664 |
GBP 7.09 |
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Common - GB0001411924 |
Swap |
SHORT |
32833 |
GBP 7.09 |
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|
Common - GB0001411924 |
Swap |
SHORT |
22153 |
GBP 7.09 |
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Common - GB0001411924 |
Swap |
SHORT |
19840 |
GBP 7.09 |
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Common - GB0001411924 |
Swap |
SHORT |
18535 |
GBP 7.09 |
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Common - GB0001411924 |
Swap |
SHORT |
11079 |
GBP 7.09 |
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Common - GB0001411924 |
Swap |
SHORT |
172 |
GBP 7.09 |
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Common - GB0001411924 |
Swap |
SHORT |
200 |
GBP 7.09 |
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|
Common - GB0001411924 |
Swap |
SHORT |
701 |
GBP 7.10 |
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|
Common - GB0001411924 |
Swap |
SHORT |
5510 |
GBP 7.10 |
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Common - GB0001411924 |
Swap |
SHORT |
8716 |
GBP 7.09 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
18328 |
GBP 7.09 |
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|
Common - GB0001411924 |
Swap |
SHORT |
10713 |
GBP 7.09 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
18210 |
GBP 7.09 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
11109 |
GBP 7.09 |
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|
Common - GB0001411924 |
Swap |
SHORT |
11132 |
GBP 7.09 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
11226 |
GBP 7.09 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
11244 |
GBP 7.09 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
13971 |
GBP 7.09 |
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|
Common - GB0001411924 |
Swap |
SHORT |
17 |
GBP 7.10 |
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Common - GB0001411924 |
Swap |
SHORT |
10426 |
GBP 7.09 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
13/10/2010 |
|
|
Contact name: |
Lucy Hayes |
|
|
Telephone number: |
+44 20 7995 9850 |
|
|
FORM 8.5 (EPT/RI) |
|
|
|
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Wellstream Holdings Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Wellstream Holdings Plc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
11/10/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - |
|
Purchase |
128,225 |
GBP 7.64 |
GBP 7.60 |
|
|
Common - |
|
Sale |
118,778 |
GBP 7.66 |
GBP 7.60 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - |
Swap |
LONG |
254 |
GBP 7.62 |
|
|
Common - |
Swap |
LONG |
587 |
GBP 7.64 |
|
|
Common - |
Swap |
LONG |
892 |
GBP 7.64 |
|
|
Common - |
Swap |
LONG |
1085 |
GBP 7.61 |
|
|
Common - |
Swap |
LONG |
1116 |
GBP 7.64 |
|
|
Common - |
Swap |
LONG |
1480 |
GBP 7.64 |
|
|
Common - |
Swap |
LONG |
19874 |
GBP 7.61 |
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|
Common - |
Swap |
LONG |
26212 |
GBP 7.60 |
|
|
Common - |
Swap |
LONG |
120 |
GBP 7.63 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - |
Swap |
SHORT |
3227 |
GBP 7.60 |
|
|
Common - |
Swap |
SHORT |
14538 |
GBP 7.60 |
|
|
Common - |
Swap |
SHORT |
5294 |
GBP 7.61 |
|
|
Common - |
Swap |
SHORT |
3430 |
GBP 7.60 |
|
|
Common - |
Swap |
SHORT |
192 |
GBP 7.61 |
|
|
Common - |
Swap |
SHORT |
2326 |
GBP 7.61 |
|
|
Common - |
Swap |
SHORT |
2311 |
GBP 7.61 |
|
|
Common - |
Swap |
SHORT |
1480 |
GBP 7.65 |
|
|
Common - |
Swap |
SHORT |
1259 |
GBP 7.60 |
|
|
Common - |
Swap |
SHORT |
1085 |
GBP 7.63 |
|
|
Common - |
Swap |
SHORT |
587 |
GBP 7.65 |
|
|
Common - |
Swap |
SHORT |
477 |
GBP 7.62 |
|
|
Common - |
Swap |
SHORT |
399 |
GBP 7.66 |
|
|
Common - |
Swap |
SHORT |
350 |
GBP 7.60 |
|
|
Common - |
Swap |
SHORT |
201 |
GBP 7.66 |
|
|
Common - |
Swap |
SHORT |
5017 |
GBP 7.60 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
13/10/2010 |
|
|
Contact name: |
Lucy Hayes |
|
|
Telephone number: |
+44 20 7995 9850 |
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