Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

Form 8.5 (EPT/RI) - Amendment

27th Apr 2012 17:19

RNS Number : 2889C
GoldmanSachs International
27 April 2012
 

Amendment - due to the amendment of Derivative transactions, the disclosure made on 26 April for dealings on 25 April has been updated. Section 2(b) has been updated.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

GLENCORE INTERNATIONAL PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

XSTRATA PLC

(d) Date dealing undertaken:

25 April 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES - disclosed previously for XSTRATA PLC

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.01 ordinary

Purchases

1,279,12719,130

4.2985 GBP60.1969 HKD

4.1670 GBP45.1422 HKD

USD 0.01 ordinary

Sales

1,728,389123,34019,130

4.2990 GBP6.9286 USD60.1969 HKD

3.3805 GBP6.7102 USD45.1422 HKD

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.01 ordinary

CFD

Opening a long position

3,182

4.1778 GBP

USD 0.01 ordinary

CFD

Opening a long position

1,400

4.1996 GBP

USD 0.01 ordinary

CFD

Opening a long position

350,000

4.2198 GBP

USD 0.01 ordinary

CFD

Opening a long position

15,650

4.2290 GBP

USD 0.01 ordinary

CFD

Opening a long position

8,030

4.2290 GBP

USD 0.01 ordinary

CFD

Opening a long position

3,865

4.2290 GBP

USD 0.01 ordinary

CFD

Opening a long position

480

4.2290 GBP

USD 0.01 ordinary

CFD

Opening a long position

13,860

4.2290 GBP

USD 0.01 ordinary

CFD

Opening a long position

8,115

4.2290 GBP

USD 0.01 ordinary

CFD

Reducing a long position

6,919

4.2337 GBP

USD 0.01 ordinary

CFD

Reducing a long position

16,358

4.2337 GBP

USD 0.01 ordinary

CFD

Reducing a long position

5,003

4.2337 GBP

USD 0.01 ordinary

CFD

Opening a long position

28,280

4.2433 GBP

USD 0.01 ordinary

CFD

Opening a long position

2,000

4.2504 GBP

USD 0.01 ordinary

CFD

Reducing a short position

2,406

4.2604 GBP

USD 0.01 ordinary

CFD

Opening a long position

7,218

4.2604 GBP

USD 0.01 ordinary

CFD

Opening a long position

27,700

4.2650 GBP

USD 0.01 ordinary

CFD

Opening a long position

108,000

4.2650 GBP

USD 0.01 ordinary

CFD

Opening a long position

14,600

4.2650 GBP

USD 0.01 ordinary

CFD

Opening a long position

26,200

4.2650 GBP

USD 0.01 ordinary

CFD

Opening a long position

18,300

4.2650 GBP

USD 0.01 ordinary

CFD

Opening a long position

5,200

4.2650 GBP

USD 0.01 ordinary

CFD

Reducing a long position

3,182

4.2924 GBP

USD 0.01 ordinary

CFD

Opening a short position

2,406

4.2924 GBP

USD 0.01 ordinary

CFD

Opening a long position

3,865

4.2979 GBP

USD 0.01 ordinary

CFD

Opening a long position

15,650

4.2979 GBP

USD 0.01 ordinary

CFD

Opening a long position

8,115

4.2979 GBP

USD 0.01 ordinary

CFD

Opening a long position

480

4.2979 GBP

USD 0.01 ordinary

CFD

Opening a long position

13,860

4.2979 GBP

USD 0.01 ordinary

CFD

Opening a long position

8,030

4.2979 GBP

USD 0.01 ordinary

CFD

Opening a long position

23,340

6.7102 USD

USD 0.01 ordinary

CFD

Opening a long position

63,750

6.9286 USD

USD 0.01 ordinary

CFD

Opening a long position

36,250

6.9286 USD

USD 0.01 ordinary

SWAP

Opening a long position

7,685

4.1851 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

4,000

4.1851 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

10,000

4.2027 GBP

USD 0.01 ordinary

SWAP

Opening a long position

10,000

4.2063 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

12,886

4.2077 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

18,286

4.2913 GBP

USD 0.01 ordinary

SWAP

Opening a long position

15,000

4.2947 GBP

USD 0.01 ordinary

SWAP

Opening a long position

10,000

4.2950 GBP

USD 0.01 ordinary

SWAP

Reducing a long position

2,801

6.8623 USD

USD 0.01 ordinary

SWAP

Reducing a long position

143

6.8623 USD

USD 0.01 ordinary

SWAP

Reducing a long position

9,415

6.8623 USD

USD 0.01 ordinary

SWAP

Reducing a long position

4,680

6.8623 USD

USD 0.01 ordinary

SWAP

Reducing a long position

65,583

6.8623 USD

USD 0.01 ordinary

SWAP

Reducing a long position

6,702

6.8623 USD

USD 0.01 ordinary

SWAP

Reducing a long position

53,740

6.8623 USD

USD 0.01 ordinary

SWAP

Reducing a long position

56,936

6.8623 USD

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

USD 0.01 ordinary

Call Option

600

3.3805 GBP

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

27 April 2012

Contact name:

Audrey Malone and Darren Adam

Telephone number:

+44(20) 7552 3836 / +44(20) 7051 4224

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FERPGUQGCUPPGQM

Related Shares:

Glencore
FTSE 100 Latest
Value8,846.30
Change39.77