9th Feb 2021 11:10
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aggreko plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | A consortium comprising TDR Capital LLP and I Squared Capital (US) LLC |
(d) Date dealing undertaken: | 08 February 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
4 329/395 p ordinary | SALES | 452,830 | 8.5800 GBP | 8.3000 GBP |
4 329/395 p ordinary | PURCHASES | 759,477 | 8.6200 GBP | 8.3950 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
4 329/395 p ordinary | CFD | LONG | 3,722 | 8.3242 GBP |
4 329/395 p ordinary | CFD | LONG | 254 | 8.4249 GBP |
4 329/395 p ordinary | CFD | LONG | 2,324 | 8.4291 GBP |
4 329/395 p ordinary | CFD | LONG | 9,721 | 8.4464 GBP |
4 329/395 p ordinary | CFD | LONG | 856 | 8.4672 GBP |
4 329/395 p ordinary | CFD | LONG | 374 | 8.4672 GBP |
4 329/395 p ordinary | CFD | LONG | 987 | 8.4672 GBP |
4 329/395 p ordinary | CFD | LONG | 1,016 | 8.4786 GBP |
4 329/395 p ordinary | CFD | LONG | 18,946 | 8.4844 GBP |
4 329/395 p ordinary | CFD | LONG | 198 | 8.4936 GBP |
4 329/395 p ordinary | CFD | LONG | 14,706 | 8.4938 GBP |
4 329/395 p ordinary | CFD | LONG | 36,636 | 8.4938 GBP |
4 329/395 p ordinary | CFD | LONG | 28,503 | 8.4938 GBP |
4 329/395 p ordinary | CFD | LONG | 992 | 8.4946 GBP |
4 329/395 p ordinary | CFD | LONG | 2,994 | 8.4970 GBP |
4 329/395 p ordinary | CFD | LONG | 7,352 | 8.4992 GBP |
4 329/395 p ordinary | CFD | LONG | 8 | 8.5006 GBP |
4 329/395 p ordinary | CFD | LONG | 5,248 | 8.5037 GBP |
4 329/395 p ordinary | CFD | LONG | 1,120 | 8.5064 GBP |
4 329/395 p ordinary | CFD | LONG | 350 | 8.5091 GBP |
4 329/395 p ordinary | CFD | LONG | 254 | 8.5100 GBP |
4 329/395 p ordinary | CFD | LONG | 1,708 | 8.5100 GBP |
4 329/395 p ordinary | CFD | LONG | 1,850 | 8.5100 GBP |
4 329/395 p ordinary | CFD | LONG | 25,270 | 8.5100 GBP |
4 329/395 p ordinary | CFD | LONG | 103 | 8.5100 GBP |
4 329/395 p ordinary | CFD | LONG | 6,181 | 8.5100 GBP |
4 329/395 p ordinary | CFD | LONG | 2,857 | 8.5100 GBP |
4 329/395 p ordinary | CFD | LONG | 49,094 | 8.5109 GBP |
4 329/395 p ordinary | CFD | LONG | 44 | 8.5128 GBP |
4 329/395 p ordinary | CFD | LONG | 199 | 8.5128 GBP |
4 329/395 p ordinary | CFD | LONG | 7 | 8.5250 GBP |
4 329/395 p ordinary | CFD | SHORT | 254 | 8.3950 GBP |
4 329/395 p ordinary | CFD | SHORT | 2,857 | 8.4000 GBP |
4 329/395 p ordinary | CFD | SHORT | 5,407 | 8.4500 GBP |
4 329/395 p ordinary | CFD | SHORT | 16,821 | 8.4526 GBP |
4 329/395 p ordinary | CFD | SHORT | 8,688 | 8.4526 GBP |
4 329/395 p ordinary | CFD | SHORT | 6,804 | 8.4526 GBP |
4 329/395 p ordinary | CFD | SHORT | 4,517 | 8.4526 GBP |
4 329/395 p ordinary | CFD | SHORT | 380 | 8.4550 GBP |
4 329/395 p ordinary | CFD | SHORT | 21 | 8.4600 GBP |
4 329/395 p ordinary | CFD | SHORT | 8,015 | 8.4611 GBP |
4 329/395 p ordinary | CFD | SHORT | 17 | 8.4750 GBP |
4 329/395 p ordinary | CFD | SHORT | 10,290 | 8.4750 GBP |
4 329/395 p ordinary | CFD | SHORT | 182 | 8.4763 GBP |
4 329/395 p ordinary | CFD | SHORT | 470 | 8.4800 GBP |
4 329/395 p ordinary | CFD | SHORT | 53,752 | 8.4808 GBP |
4 329/395 p ordinary | CFD | SHORT | 2,670 | 8.4866 GBP |
4 329/395 p ordinary | CFD | SHORT | 5,364 | 8.4866 GBP |
4 329/395 p ordinary | CFD | SHORT | 2,887 | 8.4866 GBP |
4 329/395 p ordinary | CFD | SHORT | 2,487 | 8.4873 GBP |
4 329/395 p ordinary | CFD | SHORT | 6,507 | 8.4873 GBP |
4 329/395 p ordinary | CFD | SHORT | 41,526 | 8.4873 GBP |
4 329/395 p ordinary | CFD | SHORT | 718 | 8.4905 GBP |
4 329/395 p ordinary | CFD | SHORT | 1,393 | 8.4981 GBP |
4 329/395 p ordinary | CFD | SHORT | 1,554 | 8.4981 GBP |
4 329/395 p ordinary | CFD | SHORT | 95 | 8.4981 GBP |
4 329/395 p ordinary | CFD | SHORT | 72,862 | 8.4981 GBP |
4 329/395 p ordinary | CFD | SHORT | 2,349 | 8.4981 GBP |
4 329/395 p ordinary | CFD | SHORT | 10,512 | 8.5014 GBP |
4 329/395 p ordinary | CFD | SHORT | 14,231 | 8.5023 GBP |
4 329/395 p ordinary | CFD | SHORT | 3,541 | 8.5023 GBP |
4 329/395 p ordinary | CFD | SHORT | 2,061 | 8.5049 GBP |
4 329/395 p ordinary | CFD | SHORT | 923 | 8.5073 GBP |
4 329/395 p ordinary | CFD | SHORT | 3,954 | 8.5100 GBP |
4 329/395 p ordinary | CFD | SHORT | 92 | 8.5100 GBP |
4 329/395 p ordinary | CFD | SHORT | 401 | 8.5100 GBP |
4 329/395 p ordinary | CFD | SHORT | 14,330 | 8.5158 GBP |
4 329/395 p ordinary | CFD | SHORT | 9,454 | 8.5158 GBP |
4 329/395 p ordinary | CFD | SHORT | 34,927 | 8.5158 GBP |
4 329/395 p ordinary | CFD | SHORT | 18,164 | 8.5158 GBP |
4 329/395 p ordinary | CFD | SHORT | 76,218 | 8.5293 GBP |
4 329/395 p ordinary | CFD | SHORT | 113,044 | 8.5650 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 09 February 2021 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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