8th Feb 2021 11:49
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AGGREKO PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | financial advisor to I Squared Capital LLC |
(d) Date dealing undertaken: | 5 February 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase
Sale | 821,722
892,638 | 8.6850 GBP
8.6950 GBP | 6.3100 GBP
6.3200 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a Long Position
Opening a Short Position
| 203 305 360 526 1,777 176 20,149 27,157 2,255 7,387 12,262 706 1,429 37,408
150 404 2,060 416 6,497 3,842 31,882 40,880 3,652 119,745 4,863 192 193 3,595
400 4,954
2,250 1,191 4,007 781 1,831 665 6 4,852 1,942
1,559 24 107 2,409 20,575 694
100 60,000 23,375 350 369 97 1,077 | 6.3630 GBP 6.3644 GBP 6.3655 GBP 6.4091 GBP 8.0435 GBP 8.1790 GBP 8.4457 GBP 8.4712 GBP 8.5329 GBP 8.5350 GBP 8.5351 GBP 8.5419 GBP 8.5444 GBP 8.5445 GBP
6.4100 GBP 6.9554 GBP 7.1261 GBP 7.1889 GBP 7.5677 GBP 7.9503 GBP 8.2587 GBP 8.2849 GBP 8.4232 GBP 8.4400 GBP 8.4889 GBP 8.5000 GBP 8.5050 GBP 8.5606 GBP
7.4287 GBP 8.5150 GBP
6.3401 GBP 6.5896 GBP 7.8148 GBP 8.4151 GBP 8.4927 GBP 8.5305 GBP 8.5504 GBP 8.6576 GBP 8.6602 GBP
6.5533 GBP 7.2082 GBP 8.1998 GBP 8.4317 GBP 8.4400 GBP 8.5314 GBP
6.3706 GBP 8.4625 GBP 8.4660 GBP 8.4925 GBP 8.5289 GBP 8.5493 GBP 8.5657 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 8 February 2021 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
AGK.L