10th Mar 2021 11:42
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aggreko plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | A consortium comprising TDR Capital LLP and I Squared Capital (US) LLC |
(d) Date dealing undertaken: | 09 March 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
4 329/395 p ordinary | PURCHASES | 7 | 12.3552 USD | 12.3552 USD |
4 329/395 p ordinary | SALES | 339,379 | 9.0100 GBP | 8.8600 GBP |
4 329/395 p ordinary | PURCHASES | 872,925 | 9.0200 GBP | 8.8700 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
4 329/395 p ordinary | CFD | LONG | 1,300 | 8.8645 GBP |
4 329/395 p ordinary | CFD | LONG | 969 | 8.8758 GBP |
4 329/395 p ordinary | CFD | LONG | 4,000 | 8.8767 GBP |
4 329/395 p ordinary | CFD | LONG | 840 | 8.8800 GBP |
4 329/395 p ordinary | CFD | LONG | 1,000 | 8.8983 GBP |
4 329/395 p ordinary | CFD | LONG | 2,041 | 8.9000 GBP |
4 329/395 p ordinary | CFD | LONG | 84 | 8.9000 GBP |
4 329/395 p ordinary | CFD | LONG | 4,031 | 8.9000 GBP |
4 329/395 p ordinary | CFD | LONG | 2,141 | 8.9102 GBP |
4 329/395 p ordinary | CFD | LONG | 13,099 | 8.9260 GBP |
4 329/395 p ordinary | CFD | LONG | 4,931 | 8.9328 GBP |
4 329/395 p ordinary | CFD | LONG | 6,400 | 8.9345 GBP |
4 329/395 p ordinary | CFD | LONG | 2,015 | 8.9380 GBP |
4 329/395 p ordinary | CFD | LONG | 2,962 | 8.9397 GBP |
4 329/395 p ordinary | CFD | LONG | 1,042 | 8.9487 GBP |
4 329/395 p ordinary | CFD | LONG | 10,783 | 8.9507 GBP |
4 329/395 p ordinary | CFD | LONG | 8,794 | 8.9507 GBP |
4 329/395 p ordinary | CFD | LONG | 6,543 | 8.9606 GBP |
4 329/395 p ordinary | CFD | LONG | 1,018 | 8.9668 GBP |
4 329/395 p ordinary | CFD | LONG | 6,000 | 8.9900 GBP |
4 329/395 p ordinary | CFD | LONG | 65,000 | 8.9934 GBP |
4 329/395 p ordinary | CFD | SHORT | 244 | 8.8797 GBP |
4 329/395 p ordinary | CFD | SHORT | 2,269 | 8.8797 GBP |
4 329/395 p ordinary | CFD | SHORT | 77 | 8.9000 GBP |
4 329/395 p ordinary | CFD | SHORT | 77,853 | 8.9000 GBP |
4 329/395 p ordinary | CFD | SHORT | 1,162 | 8.9000 GBP |
4 329/395 p ordinary | CFD | SHORT | 7 | 8.9000 GBP |
4 329/395 p ordinary | CFD | SHORT | 1,100 | 8.9000 GBP |
4 329/395 p ordinary | CFD | SHORT | 3,734 | 8.9000 GBP |
4 329/395 p ordinary | CFD | SHORT | 13,332 | 8.9000 GBP |
4 329/395 p ordinary | CFD | SHORT | 97 | 8.9002 GBP |
4 329/395 p ordinary | CFD | SHORT | 364 | 8.9002 GBP |
4 329/395 p ordinary | CFD | SHORT | 573 | 8.9002 GBP |
4 329/395 p ordinary | CFD | SHORT | 1,929 | 8.9052 GBP |
4 329/395 p ordinary | CFD | SHORT | 19,549 | 8.9052 GBP |
4 329/395 p ordinary | CFD | SHORT | 65,371 | 8.9052 GBP |
4 329/395 p ordinary | CFD | SHORT | 4,011 | 8.9052 GBP |
4 329/395 p ordinary | CFD | SHORT | 102,053 | 8.9052 GBP |
4 329/395 p ordinary | CFD | SHORT | 19,947 | 8.9052 GBP |
4 329/395 p ordinary | CFD | SHORT | 7,174 | 8.9052 GBP |
4 329/395 p ordinary | CFD | SHORT | 32 | 8.9234 GBP |
4 329/395 p ordinary | CFD | SHORT | 195 | 8.9239 GBP |
4 329/395 p ordinary | CFD | SHORT | 138 | 8.9243 GBP |
4 329/395 p ordinary | CFD | SHORT | 117 | 8.9243 GBP |
4 329/395 p ordinary | CFD | SHORT | 20 | 8.9245 GBP |
4 329/395 p ordinary | CFD | SHORT | 160 | 8.9250 GBP |
4 329/395 p ordinary | CFD | SHORT | 310 | 8.9273 GBP |
4 329/395 p ordinary | CFD | SHORT | 159 | 8.9358 GBP |
4 329/395 p ordinary | CFD | SHORT | 969 | 8.9369 GBP |
4 329/395 p ordinary | CFD | SHORT | 11,827 | 8.9384 GBP |
4 329/395 p ordinary | CFD | SHORT | 162 | 8.9404 GBP |
4 329/395 p ordinary | CFD | SHORT | 26 | 8.9404 GBP |
4 329/395 p ordinary | CFD | SHORT | 142 | 8.9405 GBP |
4 329/395 p ordinary | CFD | SHORT | 719 | 8.9414 GBP |
4 329/395 p ordinary | CFD | SHORT | 1,408 | 8.9450 GBP |
4 329/395 p ordinary | CFD | SHORT | 147 | 8.9529 GBP |
4 329/395 p ordinary | CFD | SHORT | 955 | 8.9535 GBP |
4 329/395 p ordinary | CFD | SHORT | 800 | 8.9548 GBP |
4 329/395 p ordinary | CFD | SHORT | 24 | 8.9583 GBP |
4 329/395 p ordinary | CFD | SHORT | 143 | 8.9585 GBP |
4 329/395 p ordinary | CFD | SHORT | 163 | 8.9585 GBP |
4 329/395 p ordinary | CFD | SHORT | 374 | 8.9636 GBP |
4 329/395 p ordinary | CFD | SHORT | 66 | 8.9636 GBP |
4 329/395 p ordinary | CFD | SHORT | 436 | 8.9636 GBP |
4 329/395 p ordinary | CFD | SHORT | 6,000 | 8.9680 GBP |
4 329/395 p ordinary | CFD | SHORT | 109,529 | 8.9700 GBP |
4 329/395 p ordinary | CFD | SHORT | 23,606 | 8.9711 GBP |
4 329/395 p ordinary | CFD | SHORT | 160,177 | 8.9727 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 10 March 2021 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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