19th Mar 2021 17:32
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aggreko plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | financial advisor to I Squared Capital LLC |
(d) Date dealing undertaken: | 4 March 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase
Sale | 784,634
458,049 | 8.8918 GBP
8.8900 GBP | 8.2350 GBP
8.1675 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a long position
Opening a short position
| 1,572 1,568 386 5,058 3,178 2,175 2,066 153 70 966 441 47 13 133,784 103 70 164 393 118 316 503 24,718 6,942
835 1,993 11,034 6,500 2,638 1,038 2,864 2,729 6,325 50,000 2,127 1,000 9,000 33,000 2,000 26,638 67 2,000 63,215
754
244 1,613 8,000 408 1,970 2,740 3,637 3,666 4,225 380 1,158 83,520 9,523 19,636 1,977 628 87,407 76,277
1,500 50,000
50,000 1,500 | 8.3612 GBP 8.4531 GBP 8.5767 GBP 8.5939 GBP 8.5977 GBP 8.6851 GBP 8.7247 GBP 8.7869 GBP 8.7909 GBP 8.8018 GBP 8.8046 GBP 8.8114 GBP 8.8118 GBP 8.8134 GBP 8.8167 GBP 8.8182 GBP 8.8184 GBP 8.8191 GBP 8.8247 GBP 8.8249 GBP 8.8250 GBP 8.8752 GBP 8.8918 GBP
8.3237 GBP 8.4440 GBP 8.5134 GBP 8.5781 GBP 8.5800 GBP 8.5846 GBP 8.6080 GBP 8.6727 GBP 8.6756 GBP 8.6790 GBP 8.7254 GBP 8.7320 GBP 8.7364 GBP 8.7701 GBP 8.8488 GBP 8.8658 GBP 8.8873 GBP 8.8891 GBP 8.8900 GBP
8.3179 GBP
8.3000 GBP 8.3177 GBP 8.3294 GBP 8.3326 GBP 8.3573 GBP 8.3603 GBP 8.5417 GBP 8.5589 GBP 8.5831 GBP 8.6085 GBP 8.7033 GBP 8.7110 GBP 8.7111 GBP 8.7254 GBP 8.7438 GBP 8.7484 GBP 8.8572 GBP 8.8900 GBP
8.5129 GBP 8.5275 GBP
8.3913 GBP 8.3925 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 19 March 2021 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
AGK.L