18th Feb 2021 11:17
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aggreko plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | A consortium comprising TDR Capital LLP and I Squared Capital (US) LLC |
(d) Date dealing undertaken: | 17 February 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
4 329/395 p ordinary | SALES | 81,999 | 8.5045 GBP | 8.2300 GBP |
4 329/395 p ordinary | PURCHASES | 539,408 | 8.5150 GBP | 8.2250 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
4 329/395 p ordinary | CFD | LONG | 125 | 8.2646 GBP |
4 329/395 p ordinary | CFD | LONG | 114 | 8.2818 GBP |
4 329/395 p ordinary | CFD | LONG | 668 | 8.2894 GBP |
4 329/395 p ordinary | CFD | LONG | 216 | 8.3038 GBP |
4 329/395 p ordinary | CFD | LONG | 130 | 8.3472 GBP |
4 329/395 p ordinary | CFD | LONG | 170 | 8.3558 GBP |
4 329/395 p ordinary | CFD | LONG | 206 | 8.3615 GBP |
4 329/395 p ordinary | CFD | LONG | 124 | 8.3628 GBP |
4 329/395 p ordinary | CFD | LONG | 65 | 8.3662 GBP |
4 329/395 p ordinary | CFD | LONG | 156 | 8.3764 GBP |
4 329/395 p ordinary | CFD | LONG | 100 | 8.3850 GBP |
4 329/395 p ordinary | CFD | LONG | 8,231 | 8.3912 GBP |
4 329/395 p ordinary | CFD | LONG | 20,875 | 8.3912 GBP |
4 329/395 p ordinary | CFD | LONG | 16,547 | 8.3912 GBP |
4 329/395 p ordinary | CFD | LONG | 1,897 | 8.3953 GBP |
4 329/395 p ordinary | CFD | LONG | 4,180 | 8.3973 GBP |
4 329/395 p ordinary | CFD | LONG | 15,852 | 8.4175 GBP |
4 329/395 p ordinary | CFD | LONG | 1,196 | 8.4175 GBP |
4 329/395 p ordinary | CFD | LONG | 3,177 | 8.4200 GBP |
4 329/395 p ordinary | CFD | LONG | 365 | 8.4245 GBP |
4 329/395 p ordinary | CFD | SHORT | 805 | 8.2315 GBP |
4 329/395 p ordinary | CFD | SHORT | 463 | 8.2910 GBP |
4 329/395 p ordinary | CFD | SHORT | 3 | 8.3055 GBP |
4 329/395 p ordinary | CFD | SHORT | 1,349 | 8.3371 GBP |
4 329/395 p ordinary | CFD | SHORT | 400 | 8.3576 GBP |
4 329/395 p ordinary | CFD | SHORT | 5,509 | 8.3780 GBP |
4 329/395 p ordinary | CFD | SHORT | 100 | 8.3800 GBP |
4 329/395 p ordinary | CFD | SHORT | 10,830 | 8.3815 GBP |
4 329/395 p ordinary | CFD | SHORT | 20,072 | 8.3818 GBP |
4 329/395 p ordinary | CFD | SHORT | 692 | 8.3942 GBP |
4 329/395 p ordinary | CFD | SHORT | 1,147 | 8.3942 GBP |
4 329/395 p ordinary | CFD | SHORT | 42,053 | 8.3942 GBP |
4 329/395 p ordinary | CFD | SHORT | 556 | 8.3942 GBP |
4 329/395 p ordinary | CFD | SHORT | 3,437 | 8.4200 GBP |
4 329/395 p ordinary | CFD | SHORT | 448 | 8.4200 GBP |
4 329/395 p ordinary | CFD | SHORT | 4,669 | 8.4200 GBP |
4 329/395 p ordinary | CFD | SHORT | 2,905 | 8.4200 GBP |
4 329/395 p ordinary | CFD | SHORT | 1,694 | 8.4284 GBP |
4 329/395 p ordinary | CFD | SHORT | 90,791 | 8.4284 GBP |
4 329/395 p ordinary | CFD | SHORT | 12,740 | 8.4284 GBP |
4 329/395 p ordinary | CFD | SHORT | 830 | 8.4284 GBP |
4 329/395 p ordinary | CFD | SHORT | 2,530 | 8.4284 GBP |
4 329/395 p ordinary | CFD | SHORT | 3,174 | 8.4349 GBP |
4 329/395 p ordinary | CFD | SHORT | 795 | 8.4393 GBP |
4 329/395 p ordinary | CFD | SHORT | 907 | 8.4426 GBP |
4 329/395 p ordinary | CFD | SHORT | 3,621 | 8.4619 GBP |
4 329/395 p ordinary | CFD | SHORT | 276,472 | 8.5013 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 18 February 2021 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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