22nd Feb 2021 11:19
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aggreko plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | financial advisor to I Squared Capital LLC |
(d) Date dealing undertaken: | 19 February 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase
Sale | 131,885
114,171 | 8.5000 GBP
8.4850 GBP | 8.3000 GBP
8.3000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a Long Position
Opening a Short Position
| 12 14 22 213 1,586 206 1,168 175 10 11 1,701 229 5 303 5,610 1,860 349 1,396 259 258 419 8,891 112 104 124 231 248
3,764 2,736 375 12,263
1,492 60
1,844 1,547 371 4,413 375
1,200 2,628 370 709 9 7,927 1,757 91
1,156 1,360 4,452 1,435 200 41 1,104 3,064 731 1,090 58 | 8.3541 GBP 8.3558 GBP 8.3564 GBP 8.3577 GBP 8.3581 GBP 8.3596 GBP 8.3620 GBP 8.3621 GBP 8.3625 GBP 8.3714 GBP 8.3824 GBP 8.3825 GBP 8.3831 GBP 8.3850 GBP 8.3852 GBP 8.3875 GBP 8.3876 GBP 8.3883 GBP 8.3886 GBP 8.3887 GBP 8.3902 GBP 8.3920 GBP 8.3986 GBP 8.3989 GBP 8.4011 GBP 8.4013 GBP 8.4256 GBP
8.3626 GBP 8.3899 GBP 8.3900 GBP 8.4040 GBP
8.3825 GBP 8.3896 GBP
8.3493 GBP 8.3613 GBP 8.3802 GBP 8.3925 GBP 8.4440 GBP
8.3493 GBP 8.3674 GBP 8.3794 GBP 8.3810 GBP 8.3896 GBP 8.3900 GBP 8.3946 GBP 8.4000 GBP
8.3538 GBP 8.3699 GBP 8.3777 GBP 8.3789 GBP 8.3802 GBP 8.3805 GBP 8.3829 GBP 8.3900 GBP 8.3940 GBP 8.3953 GBP 8.4003 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 22 February 2021 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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