29th Jul 2016 11:28
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMILLER PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SABMILLER PLC |
(d) Date dealing undertaken: | 28 July 2016 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for ANHEUSER-BUSCH INBEV SA/NV |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | Purchases | 7,274,50174,600 | 43.4050 GBP56.7500 USD | 42.6000 GBP56.7500 USD |
USD 0.10 ordinary | Sales | 7,958,8801,500,001 | 43.4000 GBP56.3095 USD | 42.6000 GBP56.3095 USD |
ADR | Purchases | 74,600 | 42.9200 GBP | 42.9200 GBP |
ADR | Sales | 74,600 | 56.7500 USD | 56.7500 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | Opening a short position | 320 | 42.6000 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 89,000 | 42.7750 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 30,000 | 42.7990 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 11,021 | 42.7990 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 12,287 | 42.7990 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 81,219 | 42.7990 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 143,720 | 42.8370 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 56,280 | 42.8370 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 44,500 | 42.8692 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 22,648 | 42.8716 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 37,347 | 42.8716 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 35,000 | 42.8740 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 35,930 | 42.8790 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 14,070 | 42.8790 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 35,930 | 42.8813 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 14,070 | 42.8813 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 36,000 | 42.8942 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 14,000 | 42.8942 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 143,720 | 42.8942 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 56,280 | 42.8942 GBP |
USD 0.10 ordinary | CFD | Opening a long position | 70,500 | 42.9000 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 1,000 | 42.9155 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 45,000 | 42.9162 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 74,600 | 42.9200 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 143,720 | 42.9250 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 56,280 | 42.9250 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 64,400 | 42.9295 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 24,900 | 42.9443 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 64,100 | 42.9443 GBP |
USD 0.10 ordinary | CFD | Opening a long position | 106,028 | 42.9572 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 35,930 | 42.9807 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 14,070 | 42.9807 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 125,000 | 43.0080 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 1,488 | 43.0144 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 3,250 | 43.0280 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 21,750 | 43.0280 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 25,387 | 43.0288 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 9,941 | 43.0288 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 20,385 | 43.0532 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 33,617 | 43.0532 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 143,720 | 43.0624 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 56,280 | 43.0624 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 14,900 | 43.1134 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 5,000 | 43.1216 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 5,000 | 43.1384 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 10,600 | 43.1797 GBP |
USD 0.10 ordinary | CFD | Opening a short position | 27,400 | 43.1797 GBP |
USD 0.10 ordinary | CFD | Reducing a short position | 320 | 43.2400 GBP |
USD 0.10 ordinary | CFD | Increasing a short position | 122 | 43.2400 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 176,500 | 42.9376 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 175,000 | 43.0136 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 253,010 | 43.0231 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 14,926 | 43.0231 GBP |
USD 0.10 ordinary | SWAP | Opening a short position | 21,615 | 43.0231 GBP |
USD 0.10 ordinary | SWAP | Increasing a long position | 1,340 | 806.6218 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 29 July 2016 |
| Contact name: | Joanna Foley and Lindsay Matcham |
| Telephone number: | +44(20) 7051 9996 / +44(20) 7774 4316 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L