9th Nov 2015 11:33
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 06/11/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,106,011 | 17.36 GBP | 17.02 GBP |
Common - ISIN GB00B03MM408 | Purchase | 486 | 24.32 EUR | 24.28 EUR |
Common - ISIN GB00B03MM408 | Sale | 1,164,331 | 17.38 GBP | 17.03 GBP |
Common - ISIN GB00B03MM408 | Sale | 470 | 24.28 EUR | 24.28 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 1,377,039 | 17.29 GBP | 16.96 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 742,229 | 24.3 EUR | 24 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 5,000 | 26 CHF | 26 CHF |
Common - ISIN GB00B03MLX29 | Sale | 1,308,294 | 17.24 GBP | 17.04 GBP |
Common - ISIN GB00B03MLX29 | Sale | 739,612 | 24.23 EUR | 24.08 EUR |
Common - ISIN GB00B03MLX29 | Sale | 5,000 | 26 CHF | 26 CHF |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 303 | 24.017 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,679 | 17.087 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 16,966 | 17.153 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,932 | 24.166 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 34,744 | 17.171 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,230 | 17.148 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,555 | 17.148 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 344 | 17.063 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 649 | 24.004 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,299 | 24.146 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,840 | 24.146 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,600 | 17.131 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 244 | 24.139 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 461,184 | 24.139 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,131,201 | 17.123 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 528 | 24.173 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 644 | 24.189 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 24 | 17.041 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 330 | 17.097 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 22 | 17.123 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 400 | 17.086 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 554 | 17.123 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 587 | 17.086 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 656 | 17.109 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,164 | 17.086 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,746 | 17.109 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,737 | 17.086 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,500 | 24.063 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,650 | 17.226 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,113 | 24.092 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 701 | 24.199 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,341 | 17.079 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 89 | 17.081 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 359 | 24.148 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 303 | 24.148 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,959 | 17.119 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,409 | 24.095 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 33 | 17.234 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,560 | 17.134 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,026 | 17.181 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,840 | 24.165 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,689 | 24.165 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,590 | 17.194 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 220 | 17.185 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 461,184 | 24.138 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,526 | 24.138 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,130,682 | 17.125 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 300 | 24.154 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 300 | 24.154 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 644 | 24.169 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 528 | 24.169 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 213 | 24.169 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 188 | 24.11 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 171 | 24.169 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 146 | 24.11 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 111 | 24.169 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 99 | 24.169 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 835 | 24.161 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 202 | 17.179 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,164 | 17.219 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 400 | 17.204 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,783 | 17.069 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,689 | 17.069 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 59,426 | 24.161 EUR |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,590 | 17.171 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 16 | 24.321 EUR |
Common - ISIN GB00B03MM408 | Swaps | Short | 27,948 | 17.252 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,168 | 17.105 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 280 | 17.19 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,690 | 17.221 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 200 | 17.25 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,300 | 17.222 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 99 | 17.208 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 884,422 | 17.208 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,292 | 17.344 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1 | 17.275 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 28 | 17.126 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 107 | 17.181 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 160 | 17.181 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 238 | 17.241 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 253 | 17.171 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 215 | 17.221 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 317 | 17.16 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 609 | 17.185 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,821 | 17.156 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,113 | 17.156 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,382 | 17.175 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,886 | 17.207 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,369 | 17.218 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 394 | 17.273 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7,149 | 17.175 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,672 | 17.185 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,211 | 17.219 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,255 | 17.239 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,443 | 17.177 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,690 | 17.177 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,767 | 17.177 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,809 | 17.175 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 280 | 17.177 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,999 | 17.194 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,718 | 17.244 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 884,422 | 17.209 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1 | 17.375 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 838 | 17.13 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 199 | 17.064 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 160 | 17.148 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 156 | 17.194 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 82 | 17.148 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 28 | 17.148 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 12 | 17.194 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,356 | 17.198 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,163 | 17.179 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,113 | 17.245 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,698 | 17.245 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 494 | 17.157 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 317 | 17.245 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 17,707 | 17.18 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 37,593 | 17.228 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 25,563 | 17.228 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 19,598 | 17.185 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 09/11/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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