11th Oct 2010 11:42
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FORM 8.5 (EPT/RI) |
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PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
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RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
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CAPACITY |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. KEY INFORMATION |
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(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
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(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
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relevant securities this form relates: |
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(c) Name of the party to the offer with which exempt |
Advisor to Apollo Management VII LP and |
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principal trader is connected: |
CVC Capital Partners |
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(d) Date dealing undertaken: |
08/10/2010 |
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(e) Has the EPT previously disclosed, or is it today |
NO |
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disclosing, under the Code in respect of any other |
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party to this offer? |
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
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(a) Purchases and sales |
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Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
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relevant |
Sales |
of securities |
per unit |
per unit |
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|
security |
|
paid/received |
paid/received |
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|
Common - NL0009347863 |
|
Purchase |
15,792 |
GBP 10.40 |
GBP 10.31 |
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Common - NL0009347863 |
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Sale |
1,792 |
GBP 10.33 |
GBP 10.33 |
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(b) Derivatives transactions (other than options) |
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Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
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relevant |
description |
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reference securities |
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security |
eg. CFD |
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Common - NL0009347863 |
Swap |
LONG |
8589 |
GBP 10.34 |
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Common - NL0009347863 |
Swap |
LONG |
5984 |
GBP 10.40 |
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Common - NL0009347863 |
Swap |
LONG |
744 |
GBP 10.31 |
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|
Common - NL0009347863 |
Swap |
LONG |
475 |
GBP 10.31 |
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|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
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relevant |
description |
|
reference securities |
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security |
eg. CFD |
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Common - NL0009347863 |
Swap |
SHORT |
1792 |
GBP 10.33 |
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(c) Options transactions in respect of existing securities |
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(i) Writing, selling, purchasing or varying |
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Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
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|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
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|
varying etc. |
option |
|
received |
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|
relates |
|
per unit |
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(ii) Exercising |
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Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
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security |
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(d) Other dealings (including subscribing for new securities) |
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3. OTHER INFORMATION |
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(a) Indemnity and other dealing arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the |
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disclosure and any party to the offer or any person acting in concert with a party to the |
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offer: |
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NONE |
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(b) Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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Date of disclosure: |
11/10/2010 |
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Contact name: |
Lucy Hayes |
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Telephone number: |
+44 20 7995 9850 |
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|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
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|
(b) Name of offeror/offeree in relation to whose |
Wellstream Holdings Plc |
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relevant securities this form relates: |
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(c) Name of the party to the offer with which exempt |
Advisor to Wellstream Holdings Plc |
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principal trader is connected: |
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(d) Date dealing undertaken: |
08/10/2010 |
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|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - |
|
Purchase |
246,793 |
GBP 7.65 |
GBP 7.59 |
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Common - |
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Sale |
245,896 |
GBP 7.65 |
GBP 7.58 |
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|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - |
Swap |
LONG |
2008 |
GBP 7.60 |
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|
Common - |
Swap |
LONG |
95 |
GBP 7.60 |
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|
Common - |
Swap |
LONG |
198 |
GBP 7.62 |
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|
Common - |
Swap |
LONG |
201 |
GBP 7.60 |
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|
Common - |
Swap |
LONG |
352 |
GBP 7.62 |
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|
Common - |
Swap |
LONG |
383 |
GBP 7.60 |
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|
Common - |
Swap |
LONG |
500 |
GBP 7.60 |
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|
Common - |
Swap |
LONG |
774 |
GBP 7.60 |
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|
Common - |
Swap |
LONG |
821 |
GBP 7.60 |
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Common - |
Swap |
LONG |
891 |
GBP 7.62 |
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Common - |
Swap |
LONG |
1093 |
GBP 7.60 |
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Common - |
Swap |
LONG |
1200 |
GBP 7.62 |
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Common - |
Swap |
LONG |
39 |
GBP 7.60 |
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|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - |
Swap |
SHORT |
1200 |
GBP 7.60 |
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Common - |
Swap |
SHORT |
59 |
GBP 7.64 |
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Common - |
Swap |
SHORT |
892 |
GBP 7.60 |
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Common - |
Swap |
SHORT |
891 |
GBP 7.60 |
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Common - |
Swap |
SHORT |
774 |
GBP 7.62 |
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Common - |
Swap |
SHORT |
500 |
GBP 7.62 |
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Common - |
Swap |
SHORT |
392 |
GBP 7.59 |
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Common - |
Swap |
SHORT |
373 |
GBP 7.59 |
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Common - |
Swap |
SHORT |
352 |
GBP 7.60 |
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Common - |
Swap |
SHORT |
311 |
GBP 7.60 |
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Common - |
Swap |
SHORT |
210 |
GBP 7.59 |
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Common - |
Swap |
SHORT |
198 |
GBP 7.60 |
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Common - |
Swap |
SHORT |
151 |
GBP 7.59 |
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Common - |
Swap |
SHORT |
95 |
GBP 7.62 |
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Common - |
Swap |
SHORT |
1260 |
GBP 7.60 |
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(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
11/10/2010 |
|
|
Contact name: |
Lucy Hayes |
|
|
Telephone number: |
+44 20 7995 9850 |
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